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Applied and Environmental Microbiology, October 1998, p. 3878-3881, Vol. 64, No. 10
0099-2240/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Stereo- and Regioselective Hydroxylation of
-Ionone by Streptomyces Strains
Sabine
Lutz-Wahl,1
Peter
Fischer,2
Claudia
Schmidt-Dannert,1
Wolfgang
Wohlleben,3
Bernhard
Hauer,4 and
Rolf
D.
Schmid1,*
Institut für Technische
Biochemie1 and
Institut für
Organische Chemie und Isotopenforschung,2
Universität Stuttgart, Stuttgart, and
Lehrstuhl für
Mikrobiologie/Biotechnologie, Universität Tübingen,
Tübingen,3 and
BASF AG,
Ludwigshafen,4 Germany
Received 16 April 1998/Accepted 14 July 1998
 |
ABSTRACT |
A total of 215 Streptomyces strains were screened for
their capacity to regio- and stereoselectively hydroxylate
- and/or
-ionone to the respective 3-hydroxy derivatives. With
-ionone as
the substrate, 15 strains showed little conversion to 4-hydroxy- and
none showed conversion to the 3-hydroxy product as desired. Among these
15 Streptomyces strains, S. fradiae Tü
27, S. arenae Tü 495, S. griseus ATCC
13273, S. violaceoniger Tü 38, and S. antibioticus Tü 4 and Tü 46 converted
-ionone to
3-hydroxy-
-ionone with significantly higher hydroxylation activity
compared to that of
-ionone. Hydroxylation of racemic
-ionone
[(6R)-(
)/(6S)-(+)] resulted in
the exclusive formation of only the two enantiomers (3R,6R)- and
(3S,6S)-hydroxy-
-ionone. Thus, the
enzymatic hydroxylation of
-ionone by the
Streptomyces strains tested proceeds with both high regio-
and stereoselectivity.
 |
INTRODUCTION |
Ionones and their derivatives are
important intermediates in the metabolism of terpenoids, e.g., in
carotenoid biosynthesis, and have been isolated from many sources
(1a, 11). Compounds with a trimethylcyclohexane
building block constitute essential aroma elements in many plant oils
and thus have attracted the attention of the flavor and fragrance
industry (3). Further, ionone derivatives, e.g.,
3-hydroxy-
-ionone, could prove valuable intermediates for the
chemoenzymatic synthesis of carotenoids, e.g., for astaxanthin
and zeaxanthin (5).
Microbial transformation of
- and/or
-ionone to a number of
hydroxy and oxo derivatives has been reported for several fungal strains (2, 4, 8, 9, 18), mainly of the genus
Aspergillus, but not for bacterial strains.
3-Hydroxy-
-ionone was observed, among other metabolites, when
Cunninghamella blakesleeana ATCC 8688 (2) or
Aspergillus niger JTS 191 (18) was used.
Many species of the order Actinomycetes are known to
catalyze a broad spectrum of xenobiotic transformations. Several
cytochrome P-450-dependent monooxygenases from Streptomyces
strains, which catalyze the hydroxylation of a wide range of
substrates, have been investigated on the molecular level
(12) and thus provide an interesting potential as
biocatalysts for specific hydroxylation reactions by recombinant
techniques.
As a first step in this direction, we now report the screening of 215 Streptomyces strains for their capacity to hydroxylate
-
and/or
-ionone to the respective 3-hydroxy derivatives in a regio-
and stereoselective manner. The structure and stereochemistry of the
main biotransformation product were characterized unequivocally by
nuclear magnetic resonance (NMR) spectroscopy.
 |
MATERIALS AND METHODS |
Materials.
Substrates for the biotransformation reactions
were purchased from Merck (racemic
-ionone) and Fluka (
-ionone),
respectively. BASF AG (Ludwigshafen, Germany) kindly provided 3- and
4-hydroxy-
-ionone as references. Soybean meal, yeast extract, and
nutrient broth were obtained from Difco.
Strains.
For the first screening round, 215 Streptomyces strains were selected from the collection of
the Institute of Microbiology/Biotechnology, University of
Tübingen, Tübingen, Germany. Streptomyces
griseus ATCC 13273 was purchased from the American Type Culture
Collection. Streptomyces hygroscopicus Lu 1537 was kindly
provided by the BASF AG.
Media.
Three complex media and one synthetic medium were
investigated for strain cultivation and bioconversion of ionones (all
amounts given per liter): medium A (20 g of soybean meal, 20 g of
mannitol [pH 7.5]), medium B (8 g of nutrient broth, 10 g of
yeast extract, 5 g of glucose [pH 7.0]), medium C [5 g of
(NH4)2SO4, 0.5 g of MgSO4 · 7H2O, 0.05 g of
MnSO4 · H2O, 3.6 g of
K2HPO4, 1.5 g of KH2PO4, 2 g of glucose, 0.2 g of
FeSO4 · H2O, 10 mg of
ZnSO4 · 7H2O, 3 mg of
MnCl2 · 4H2O, 30 mg of
H3BO3, 20 mg of CaCl2 · 6H2O, 1 mg of CuCl2 · 2H2O,
2 mg of NiCl2 · 6H2O, 3 mg of
Na2MoO4 · 2H2O, 500 mg of
Titriplex III (pH 7.0)], and medium D (15 g of glucose, 15 g of
soybean meal, 5 g of corn steep liquor, 5 g of NaCl, 2 g
of CaCl2 [pH 7.0]).
Initial screening for
-ionone bioconversion.
The first
screening round for an overall ionone hydroxylation potential of the
individual Streptomyces strains was performed with
-ionone as the substrate. Precultures (5 ml of medium A) were
inoculated from slant agar stocks and incubated for 2 days at 28 to
30°C. Medium A (100 ml) was inoculated with 3 ml of the precultures
and incubated at 28 to 30°C with shaking (150 rpm).
-Ionone (0.1%
[wt/vol]) was added to each of the cultures after 2 days, and
cultivation continued for 5 days. Cells were then separated by
filtration. A 2-ml aliquot of the culture supernatant was extracted
with ethyl acetate-hexane (3:2) or diethyl ether, and the extract was
analyzed by thin-layer chromatography (TLC). Control cultivations were
carried out analogously but without addition of
-ionone. The
stability of
-ionone in medium A was tested under incubation
conditions identical to those as employed for strain cultivation.
Bioconversion of
- and
-ionone.
The strains
Streptomyces griseus ATCC 13273 and S. hygroscopicus Lu 1537, selected during the initial screening round
for their ability to convert
-ionone, were employed for a second screening round under the same cultivation conditions. A 1-ml aliquot
was withdrawn every other day, and the culture supernatant was
extracted as described above and analyzed for conversion products by
TLC and gas liquid chromatography (GLC). After 10 to 12 days of
cultivation, the cultures were filtered, and the supernatant was
subjected to the final product analysis. Bioconversion of
-ionone
was performed as described above for
-ionone.
Extraction of conversion products from culture supernatant.
Larger volumes of culture supernatant (e.g., 100 ml) were extracted
twice with 50 ml each of diethyl ether, and the extracts were washed
with a saturated aqueous NaCl solution, dried with MgSO4 or
Na2SO4, and then evaporated to yield the unused
substrate and conversion products.
Analytical methods.
Samples for TLC analysis were spotted
onto TLC plates (silica gel layer thickness, 0.2 mm; Silica Gel 60 F254; Merck), and the plates were developed with
hexane-ethyl acetate (3:2). Product spots were visualized first by
fluorescence quenching at 254 nm and then by spraying with a 2.5%
(wt/vol) vanillin solution in 95%
ethanol-H2SO4 and subsequent heating. Authentic
- and
-ionone and 3- (Rf, 0.37) and
4-hydroxy-
-ionone (Rf, 0.33) were
employed as standards.
Gas chromatograms were run on a Carlo Erba MEGA 5300 gas chromatograph,
equipped with a flame ionization detector (FID), a Spectra Physics
Labnet Version 3.5 integrator system, and a 20-m-long glass capillary
column coated with a chiral polysiloxane phase modified by chemically
bonded
- and
-cyclodextrin (0.38 and 0.34%, respectively)
(16) (temperature program, 100°C [1-min isotherm] with
increases from 100 to 220°C [4°C/min]; forepressure, 4 × 104 Pa H2). Samples were applied to the gas
chromatograph in CH2Cl2 solution.
NMR spectra were run in CDCl3 solution on a Bruker
(Karlsruhe-Forchheim, Germany) ARX 500 spectrometer (nominal
frequencies of 500.13 MHz for 1H and 125.77 MHz for
13C).
 |
RESULTS AND DISCUSSION |
Hydroxylation of
-ionone.
In the first screening round,
215 different Streptomyces strains (from the strain
collection of the Institute of Microbiology/Biotechnology, University
of Tübingen) were tested for their potential to hydroxylate
-ionone in position 3, i.e., for their ability to transform
-ionone to 3-hydroxy-
-ionone. Twenty
Streptomyces strains were selected at random and cultivated
on a small scale (50 ml) in four different media (medium A to medium D
[see Materials and Methods for medium composition]) in the presence
of
-ionone. Medium A proved best for both strain cultivation
and
-ionone biotransformation and was therefore selected for all
further cultivation studies. TLC analysis showed bioconversion of
-ionone to more-polar products, e.g., hydroxylated or oxygenated
products, for 13 of the 215 Streptomyces strains.
These thirteen plus two additional Streptomyces strains,
S. griseus (ATCC 13273), whose cytochrome P-450
monooxygenase system is well characterized (17), and
S. hygroscopicus (Lu 1537), which is known to perform
many biotransformations (1) were employed in further
biotransformation studies with
-ionone as the substrate.
-Ionone conversion was monitored by TLC analysis (not shown);
after 10 to 12 days of incubation, conversion of
-ionone
came more or less to an end with most strains. Cultivations were
stopped, and the product mixture was analyzed by GLC (Table 1).
Most Streptomyces strains showed low conversion of
-ionone (4 to 10% within 10 to 12 days of incubation),
except for S. antibioticus Tü 46 and
S. arenae (19 and 33%, respectively). None of the
strains, however, converted the substrate to
3-hydroxy-
-ionone as desired. While fungal strains, such as
A. niger JTS 191 (8) and IFO 8541 (4), reportedly yielded a complex mixture of
-ionone derivatives when employed under conditions optimized
for
-ionone biotransformation, only one major hydroxylation
product was formed with all but one of the Streptomyces
strains. This could be unequivocally characterized as
4-hydroxy-
-ionone by both a complete NMR analysis (data not
given) and by comparison with chemical shift data reported in the
literature (13).
Bioconversion of
-ionone.
Our screening results suggest
that selective enzymatic hydroxylation of
-ionone at C-3 is
difficult if not impossible
a finding which is in line with all
earlier reports on the microbial conversion of
-ionone.
While stereochemical reasoning implies that the two methyl groups at
C-1 should direct any oxidative attack toward C-3 rather than C-2, it
is the electronic activation of the allylic hydrogens at C-4 by the
C-5==C-6 double bond which governs the regiochemistry of
-ionone hydroxylation (Fig.
1). This view is supported by the fact
that the main products of
-ionone oxidation found in
cultures of Aspergillus were 2- and
4-hydroxy-
-ionone. In the isomeric
-ionone, however,
it is C-3 which is in allylic position to the double bond and thus
should be most susceptible to oxidative attack. In fact, among the 13 most promising strains from our primary screening capable of
-ionone hydroxylation, 5 hydroxylated
-ionone at C-3
with a much higher hydroxylation activity (Table
1). S. fradiae, for
instance, converted 75% of the
-ionone added to the culture
medium; i.e., its activity is 19 times higher for the
-isomer than
for the
-isomer. Good conversion of both ionone isomers was
found for S. arenae.
GLC and NMR analyses of the bioconversion reaction mixtures produced by
these Streptomyces strains clearly established that all
Streptomyces strains transform
-ionone to one major
hydroxy derivative, not to a product mixture as, e.g., A. niger does (18). A detailed 1H NMR analysis
(see below) shows this in fact to be 3-hydroxy-
-ionone. When
starting from racemic
-ionone
[(6R)-(
)/(6S)-(+)], one would expect to find
the four diastereoisomers of the hydroxy product (Fig.
2) in equal amounts if hydroxylation was
not stereoselective, as reported, e.g., for A. niger JTS 191 (18). In the chiral-phase gas
chromatograms, though, only two major product peaks appear, representing the two enantiomers (3R,6R)- and
(3S,6S)-hydroxy-
-ionone (Fig. 2),
which merge into one single peak if an achiral phase is used. Enzymatic
hydroxylation of
-ionone by the Streptomyces strains
thus proceeds with both high regio- and stereoselectivity.
Structural characterization of
(3R,6R)- and
(3S,6S)-hydroxy-
-ionone.
One
transformation (S. fradiae [Table 1]), where the GLC
trace showed sufficiently high turnover of the substrate, racemic
-ionone, was worked up as described above, and the ether extract was dried and evaporated. The oily residue was taken up in
CDCl3 (1 ml), the solution was dried again on a molecular
sieve, and the extract was filtered carefully and used for the
individual 1H and 13C NMR experiments.
The (noise-decoupled) 13C NMR spectrum shows 13 signals for
the major product (>80%): one carbonyl resonance, four olefinic carbon resonances, and eight sp3 carbon resonances. The
chemical shifts are listed, with the appropriate assignments, in Table
2. In the first report of 13C NMR data on
(3R,6R)- and
(3S,6S)-hydroxy-
-ionone
(14), the resonances of both the quaternary C-1 and
the four methyl carbons C-10 to C-13 were assigned incorrectly. One of
the sp3 signals appears shifted downfield to 65.40 ppm
relative to
-ionone, definitely proving introduction of one
hydroxyl function into the substrate. On the straightforward evidence
from the 1H and 13C,1H correlation
spectroscopy (COSY) NMR spectra, all four methyl groups as well as the
tertiary hydrogen at C-6 appear conserved in the transformation
product, as do the three olefinic protons. The OH group has to be
introduced at either C-2 or C-3. Hydroxylation in allylic position,
i.e., at C-3, is established unequivocally from the following NMR
arguments. (i) The (geminal) 2J coupling
constant between the two diastereotopic protons of the residual
methylene group is (
)13.4 Hz; for a CH2 group adjacent to
an olefinic
bond, as in position 3, geminal coupling is expected to
be 2.5 to 6 Hz more negative. (ii) With a hydroxy group at C-2, the
13C resonance of one of the geminal C-1 methyl groups
should appear shifted upfield by 4 to 6 ppm (
-cis
effect). Actually, one methyl resonance moves upfield and one moves
downfield, both by ~2.5 ppm; the axial and the equatorial methyl
groups at C-1 thus appear much better differentiated as in the
substrate
-ionone.
The single set of 13C resonances for the major product
excludes formation of both regio- and diastereoisomers. The
3-OH function thus has been introduced, in the course of the
biotransformation not only with very high regioselectivity at C-3 but
also with high stereoselectivity trans to the oxobutenyl
side chain at C-6. An alternative cis hydroxylation is ruled
out by the very small vicinal coupling constant between 3-H and 4-H
(2.85 Hz), which definitely excludes equatorial orientation
of the residual proton at C-3, with a quasi-axial OH group.
A complete analysis of the 1H,1H long-range
coupling pattern of 3-hydroxy-
-ionone (Table
2) provides additional, definitive proof
of the quasi-axial orientation of 3-H. This orientation has already
been demonstrated with nuclear Overhauser effect difference experiments
by Machida and Kilzuchi (6). However, these experiments like
those of other researchers have not resolved the small
1H,1H coupling constants by which especially
the 3-H and 4-H resonances are split up into highly complex multiplets
(6, 7, 10, 14, 15, 18). The 1H NMR data for
cis- and trans-3-hydroxy-
-ionone, on the
other hand, reported by Yamazaki et al. (18) clearly
demonstrate that the 1H chemical shift values of these two
diastereoisomeric compounds alone are not sufficiently differentiated
for a straightforward stereochemical assignment; for this, a complete
coupling analysis is indispensable.
In summary, we established that several Streptomyces strains
are able to convert racemic
-ionone in high yield to a
racemic mixture of the enantiomeric (3R,6S)- and
(3S,6R)-3-hydroxy-
-ionones. The
constitution of the hydroxylation products was unequivocally proven by
1H and 13C NMR analysis. Painstaking
analysis, in particular of the 1H,1H long-range
coupling constants, further showed quasi-axial orientation of the
residual hydrogen at C-3, i.e., quasi-equatorial orientation of the
newly introduced hydroxyl group.
 |
ACKNOWLEDGMENTS |
This work was supported in part by grant ZSP B3.3U from the
Federal Ministry of Education, Science and Technology (BMBF), Bonn,
Germany, and by the BASF AG, Ludwigshafen, Germany.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Institut
für Technische Biochemie, Universität Stuttgart,
Allmandring 31, D-70569 Stuttgart, Germany. Phone: 49-0711-685-3192. Fax: 49-0711-685-4569. E-mail:
rolf.d.schmid{at}rus.uni-stuttgart.de.
 |
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Applied and Environmental Microbiology, October 1998, p. 3878-3881, Vol. 64, No. 10
0099-2240/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.