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Applied and Environmental Microbiology, October 1998, p. 3927-3931, Vol. 64, No. 10
0099-2240/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Bacterial Stress Responses to 1-Megahertz Pulsed
Ultrasound in the Presence of Microbubbles
Amy C.
Vollmer,1,*
Sylvia
Kwakye,2
Matthew
Halpern,1 and
E.
Carr
Everbach2
Department of Biology1
and
Department of Engineering,2
Swarthmore College, Swarthmore, Pennsylvania 19081-1397
Received 23 April 1998/Accepted 10 August 1998
 |
ABSTRACT |
Members of a panel of stress-responsive biosensors have been used
to study the effect of megahertz frequency ultrasound on Escherichia coli. Insonification causes acoustic
cavitation, the collapse of oscillating microbubbles in solution, which
can damage bacterial cells. A focused 1-MHz ultrasound transducer,
capable of generating a spatial peak pulse average intensity of 500 W/cm2, was used to treat liquid bacterial cultures.
Stress-responsive promoters fused to luxCDABE allowed the
continuous measurement of light produced as a result of protein damage,
DNA damage, oxidative stress, and membrane perturbation. A promoter
responsive to ammonia limitation was not transcriptionally activated
under test conditions. In contrast to bacteria in exponentially growing
cultures, those in stationary-phase cultures were more resistant to the
effects of ultrasound treatment. Quantification of the degree of
acoustic cavitation due to symmetric bubble collapse was measured by a 20-MHz passive transducer, the output of which appears to be only partially correlated with cellular damage and survival. The methods and
results summarized here provide the basis for further
investigation into applications, including the purification of water
samples.
 |
INTRODUCTION |
Bacteria have the capacity to
respond to various types of stress encountered in their
environments. Nutritional limitation as well as macromolecular damage
result in intracellular signals that induce response programs. Many of
the responses involve the transcriptional activation of specific sets
of stress response genes, the products of which function to restore
cellular "health," establish a new steady-state balance, and
decrease the level of the intracellular signals, resulting in a
reduction of the stress response. While some genes are activated in
response to only a limited number of stressors, the expression of
others, most notably uspA (23), may be induced
under many different conditions. Much of the research in the area of
bacterial stress response has focused on growing cells and has been
recently reviewed in the cases of DNA damage (26, 42), heat
shock (14), and limitation for carbon (27),
nitrogen (18), and phosphorus (43). However, a
growing body of work in the area of stationary-phase responses indicates that stationary-phase cells have different means of stress
response regulation and are generally more resistant (16, 28).
The use of stress-responsive reporters allows investigators to
characterize the regulatory circuits involved in modulating the
response. More recently, bioluminescence has provided a rapid viable
alternative to the traditional colorimetric assays of
promoter-lacZ fusions. Comprehensive characterization of
enzymes of bacterial bioluminescence and its applications have been
reviewed elsewhere (20, 30). The development of a panel of
promoter-luxCDABE biosensors has allowed real-time,
noninvasive detection of genotoxic agents (5, 40),
protein-damaging solvents and toxins (35-37), and oxidative
stressors (5-7). These biosensors report the stress response to pure components as well as to mixtures of known and unknown
composition (6, 7, 40).
Ultrasound is known to damage biological cells and tissues through two
primary mechanisms, heating and cavitation (33). Heating
occurs as ultrasonic energy is absorbed by cells, tissues, or bone and
produces biological effects indistinguishable from heating induced by
other methods (22). Acoustic cavitation occurs when bubbles
that are present naturally or added intentionally interact with the
alternating compressions and rarefactions of the ultrasonic wave
(2). Each bubble has a sharply defined resonance frequency
that depends upon the bubble size, the composition of any contaminating
surface layer, and the characteristics of the surrounding fluid (e.g.,
viscosity). If the bubble is driven near its resonance frequency, the
resulting violent collapse may be symmetrical, producing temperatures
in excess of 5,000 K (31) at the collapse point and
pressures of thousands of atmospheres that can be measured as acoustic
emissions. These conditions are sufficient to produce hydroxyl free
radicals (24). If the bubble collapse is asymmetrical,
however, as is the case when the collapsing bubble is within a few
radii of a solid surface, a jet of liquid can form that pierces the
bubble and strikes the surface at velocities up to 200 m/s
(17). These microjets, which have been shown to be
responsible for damage to both kidney and gallstones in lithotripsy (34), have the ability to puncture or shear cell walls
(13).
Sonication is often used by investigators as a method of lysing
bacterial cells. It depends upon bubble activity, heating, and the
shear forces produced by the sonicator tip itself ("jackhammer effect"). Sonicators such as the Branson W-350 model operate at ultrasonic frequencies in the range of 20 to 25 kHz in a continuous wave or slowly pulsed mode (pulse duration of several seconds). Spatial
and temporal average intensities for sonicators are typically a few
watts per square centimeter. In contrast, diagnostic (imaging) ultrasound is typically composed of very short pulses (a few
microseconds) in the frequency range of 1 to 10 MHz, with spatial peak
pulse average intensities (ISPPA) of tens or
hundreds of watts per square centimeter (11). The cavitation
effects produced by the two ultrasound modalities, consequently, are
qualitatively different, with sonication processes depending upon the
heat and shear action of the sonicator tip while diagnostic ultrasound
bioeffects depend largely upon the presence and characteristics of
preexisting gas nuclei. At the lower frequencies, ultrasound has been
used to introduce DNA into bacterial cells (3).
Recent studies have shown that damage to human erythrocytes
(12) and platelets (13) can occur when gas nuclei
are present in an intense ultrasonic field. Studies on the response of
Chinese hamster ovary cells to ultrasound in the 1-MHz range argued
that cell death was due to membrane damage and genotoxicity
(3). The use of microorganisms to detect the effects of
ultrasound is not unique to this study. Thacker (32) used
yeast to determine the killing efficiency of ultrasound, while others
have used luminous bacteria (19) and dinoflagellates
(1) as generalized reporters of mechanical damage. In
contrast, this paper elaborates on initial findings (41) of
our investigations to determine whether treatment of bacterial cultures
with high-frequency pulses of ultrasound induces specific stress
responses. The end product of such an investigation would be to
determine how much megahertz frequency ultrasound is necessary to kill
bacteria. By analyzing the differential induction of members of a panel
of stress responses, we may be able to delineate the mechanism(s) by
which the viability of the population is affected.
 |
MATERIALS AND METHODS |
Bacterial culture and strains.
Escherichia coli
transformants were grown on Luria-Bertani (LB) agar containing 50 µg
of kanamycin sulfate ml
1. Overnight liquid cultures were
prepared from these transformant plates in LB medium containing 50 µg
of kanamycin sulfate ml
1. Fresh cultures were then
inoculated from the overnight cultures into liquid LB medium without
kanamycin for a higher level of expression (10). These
cultures were incubated at 37°C with shaking until they reached an
optical density at 600 nm between 0.20 and 0.30. One-milliliter
aliquots of the liquid cultures were then transferred to 2-ml nylon
centrifuge tubes (Beckman UltraClear) for induction (38).
As a positive control, a 1-ml aliquot of liquid culture was treated
with a concentration of a known agent that induced 75 to 80% of the
maximum response (see Table 2) in order to ensure that the E. coli cells were responsive. A 1-ml aliquot of liquid culture was
left untreated by any inducer as a negative control in order to
determine the background levels of induction that are present in the
E. coli transformants. The untreated and positive control
samples were incubated at room temperature with aeration to mimic
conditions during ultrasound treatment.
Several strains of bacteria that contain the pUCD615 plasmid
(
25), in which the
luxCDABE cassette has been
fused to a specific
promoter, were used. In all cases, the host was
E. coli RFM443.
This strain and the relevant
promoter-
lux fusions are described
in Table
1.
Light measurement and cell viability.
Duplicate 50-µl
aliquots of the samples were pipetted into colorless 1.5-ml
microcentrifuge tubes (without caps), which were placed in standard
capped scintillation vials. Samples (at 26°C) were read approximately
every 20 min for at least 3 h by using a 1219 RackBeta liquid
scintillation counter (LKB/Wallac), according to the manufacturer's
instructions for measuring chemiluminescence. Bioluminescence was
measured in relative light units (RLU) (38). Viabilities of
both induced and untreated cells were measured by plating appropriately
diluted samples (with sterile saline) onto LB agar containing 50 µg
of kanamycin sulfate ml
1.
Ultrasound apparatus.
A 1-MHz transducer and a narrow-band
20-MHz probe transducer, both with 5.08-cm focal lengths, were arranged
confocally in the walls of a 30.5- by 20.3- by 20.3-cm Plexiglas tank
filled with degassed water at 26°C. A rotatory sample holder was
positioned so that an attached sample could be positioned at the
cofocus of the two transducers. The 1-MHz transducer induced cavitation in the sample while the 20-MHz transducer passively recorded the 20-MHz
component of acoustic emissions produced by collapsing bubbles. The
voltage output from the probe transducer represented the sum of the
pressure wave emissions of thousands of uncorrelated bubble implosions
occurring in the sample in response to each 1-MHz pulse
(12). The voltage signal was amplified by a broad-band amplifier (Matec model 625) and then filtered by a 20-MHz filter (WaveTek Ultramin AB4BB20/1) to remove electrical noise. The resulting signal was recorded by a digital oscilloscope (model 9354AM; LeCroy Corp.), which calculated the root mean square (RMS) values of cavitation signals and downloaded them to a computer approximately three times per second. The time-averaged RMS values during the 5-min
exposure were used as indicators of cavitation activity.
Ultrasound treatment.
Two types of microbubble cavitation
nuclei were used: Albunex, a commercially available agent (Mallinckrodt
Medical Inc., St. Louis, Mo.) consisting of protein-encapsulated air
bubbles, and ST68, a research agent supplied by Margaret Wheatley
(Drexel University) consisting of surfactant-coated air bubbles.
One-milliliter samples consisting of
E. coli in LB medium
and 50 µl of microbubble agent were placed into 2-ml Beckman
UltraClear
centrifuge tubes, which were the exposure vessels. The
sample
was insonified for 5 min with an acoustic field produced by the
1-MHz transducer, operated at an intensity of 500 W/cm
2
(
ISPPA). The acoustic field consisted of
1-ms-duration pulses
at a pulse repetition frequency of 20 Hz to
minimize sample heating.
The sample tube was rotated at 200 rpm to
ensure recirculation
of the bubbles by acoustic radiation force
(
21,
44). Cavitation
occurring during insonification was
recorded by a passive 20-MHz
transducer.
A sham-exposed sample was treated identically in series with the
experimental sample, except that the acoustic field was turned
off to
provide a baseline for cell viability and bioluminescence.
The passive
cavitation detection system was time gated to ensure
that the signal
recorded was due only to collapsing bubbles and
not to reflections of
ultrasound within the exposure tank (
12).
Data collection and analysis.
For each sample, following
exposure to ultrasound, duplicate light emission measurements (in RLU)
were averaged together at each time point and divided by the number of
viable cells to determine RLU/viable cell. Similar to specific
activity, specific response ratios were calculated by dividing the
bioluminescent response of the experimental sample by that of the
untreated (sham) sample at a particular time point, that with the
maximum response. By doing so, one can compare responses of promoters
under different stress conditions or one can compare the responses of
different stress-responsive promoters. This type of calculation
contrasts with response ratios as previously described (36),
where the number of viable cells was not taken into account at
sublethal doses of stressor.
A ratio value of >1 indicates transcriptional activation of the
lux operon; a ratio equal to 1 represents no response; and
a
ratio of <1 indicates toxicity, because the amount of light
produced
by the uninduced cells (background, low-level transcription)
is greater
than what the induced sample can produce. The killing
percentage for
each ultrasound-treated sample was calculated by
dividing its colony
forming capacity by the colony forming capacity
of the sham-exposed
control, subtracting this value from 1, and
multiplying this fraction
by 100.
 |
RESULTS |
The kinetics of transcriptional activation of the grpE
promoter are shown in Fig. 1.
Bioluminescence is due to the activity of the lux proteins,
which results from induction of the heat shock response and for which
the signal can be denatured proteins. The advantage of using the
luxCDABE reporter is evident, as other reporters, such as
lacZ, would require permeabilizing cells with solvent or
detergent (which might induce stress responses) in order to supply a
colorimetric substrate to the reporter enzyme. In contrast,
endogenously supplied substrate by the luxCDE gene products
provides the fatty aldehyde required by luciferase, the luxAB gene product; thus, a real-time reporter allows the
measurement of response in intact cells. In addition, activity of
luciferase requires reduced electron carriers (flavin mononucleotide)
and ATP. Change (oxidation) with the redox state of the cell or the availability of ATP pools would result in a loss of luciferase, or
"lights off," response, indicating toxicity (40).
Ultrasound appears to elicit a response comparable to that of a known
heat shock inducer (ethanol) in terms of the increase in
bioluminescence. The response to ultrasound decreases while the
response to ethanol is more prolonged, due to the fact that the ethanol
remains in the system while the acoustic cavitation ceases once the
insonifier is turned off. There are two negative controls displayed in
Fig. 1: one is a sample that was placed in the ultrasound
apparatus and subjected to all manipulations except the insonification
itself; the other is a sample that remained in the incubator during the same period of time. The two controls do not differ significantly in
their responses.

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FIG. 1.
Kinetic graph showing induction of bioluminescence as a
function of time for grpE'::lux
promoter fusion bacteria after exposure to 5 min of 1-MHz pulsed
ultrasound (ISPPA, 500 W cm 2). RLU
are directly proportional to stress response. The sham-treated control
was subjected to transport and all manipulations, as was the
ultrasound-treated sample, without being subjected to the 1-MHz
transducer. The untreated control was placed at 26°C and shaken but
was not transported or placed in the apparatus.
|
|
Table 2 shows specific response ratios
calculated from kinetic data (not shown) of different stress-response
promoters. Each promoter was challenged with a "cognate"
stressor as well as with ultrasound. With the exception of the
nitrogen starvation sensor, all of the other promoters tested did
respond to ultrasound. In most cases, the responses were comparable but
lower than the response to the specific stressor. Response ratios were
determined at 200 min for fabA (which responds comparatively
slowly) and at 120 min for glnA, grpE,
katG, and recA. Each promoter responded to its
own cognate stressor but did not respond to stressors that stimulated a different promoter.
Figure 2 shows the relationship between
specific response ratios from individual experiments in which the
grpE'::luxCDABE fusion was
studied and the time-averaged RMS voltage from the inertial cavitation
detector, a value that reflects symmetrical bubble collapse in
solution. There is a general increase in the specific response
ratio with an increase in the amount of cavitation as measured by the
RMS voltage. The R value for best-fit straight line (shown)
was 0.6112. Percent killing also increases generally with elevated
cavitation activity (R, 0.5477 [data not shown]) and
specific response ratio (R, 0.6374 [data not shown]). The two different types of microbubble cavitation nuclei were
indistinguishable (data not shown).

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FIG. 2.
Specific response ratio plotted versus time-averaged RMS
cavitational signal (in millivolts) for all exposures in this study.
Data shown are for individual experiments, not group means. Specific
response ratio is defined as the ratio of the maximum RLU per viable
cell for ultrasound-exposed bacteria to the maximum RLU per viable cell
for sham-exposed controls. RMS signal from the 20-MHz passive
cavitation detector is a measure of average acoustic emissions produced
by collapsing bubbles occurring throughout the 5-min insonification.
|
|
Table 3 shows the results from three
trials. Cells exhibited differential heat shock response in different
phases of growth. Response ratios close to 1.0 indicate very little
bioluminescence above the background (untreated) levels, and percent
killing was diminished from a range of 4 to 50% to a range of 10 to
15% after more than 22 h of growth.
 |
DISCUSSION |
The results of this study show that short pulses of 1-MHz
ultrasound have the ability to induce some stress responses in E. coli and, under some conditions, to cause bacterial death. The agent responsible for the stress appears to be acoustic cavitation, the
activation of preexisting microbubbles by the ultrasonic wave, since
without the addition of exogenous microbubbles, stress responses are
statistically indistinguishable from sham (no ultrasound) exposures
(data not shown). Activation of four of the five
promoter-lux fusions (Table 2) is most likely due to the
action of liquid jets generated by asymmetric bubble collapses and
presence of hydroxyl free radicals produced by very hot, symmetrical
bubble collapses (31). The lack of transcriptional
activation of the lux operon in the glnA promoter
fusion shows, not unexpectedly, that ammonia starvation is not a stress
factor for ultrasound-bacterium interaction and illustrates the
specificity of the luminescent stress response biosensor panel. The
response profiles of the grpE promoter to ultrasound and to
ethanol (Fig. 1) are similar between 80 and 120 min. After that point,
the ethanol response continues to increase, due to the fact that added
ethanol remains during the course of the bioluminescence measurement
while the stress due to ultrasound is transient, ceasing once the
apparatus is shut down. It is not feasible to use the increase in
temperature for the positive control of the grpE heat shock
response because of the thermal instability of the Vibrio
fischeri lux gene products. The response of fabA was
particularly slow, probably due to the fact that the activation of its
transcription requires a number of intervening physiological steps.
Recently, we cloned another promoter that is sensitive to membrane
damage, the phage shock protein (pspA) promoter
(9), and are determining the kinetics and magnitude of its
response to ultrasound (39). Compared to fabA, this new fusion may react more rapidly to membrane
perturbances.
Figure 2 shows that the time-averaged RMS voltage from the inertial
cavitation detector is only a moderately useful descriptor of stress
response. Only 61% of the variation in specific response ratio is
attributable to this descriptor, which provides a measure of the number
of symmetrically collapsing bubbles during a 5-min exposure. However,
such collapses are likely only when bubbles are at least a few radii
from a solid surface. With bacterial concentrations as high as 3.4 × 1011 cells/ml, a simple calculation shows that every
Albunex bubble (8) has, on average, 35 bacterial cells on or
very near its surface. Perfectly symmetrical bubble collapses are
therefore less likely than asymmetrical ones, which would produce fewer acoustic emissions. Therefore our detector records a measure of inertial cavitational activity (emissions from symmetrical collapses) that differs from the activity (liquid jets from asymmetrical collapse)
that produces the observed protein damage and membrane damage stress
responses. Techniques have not yet been developed for measuring the
number and maximum velocities of bubble-produced jets in a cavitating
bubble field as complex as those produced in this study.
Despite the low correlation coefficient of the data in Fig. 2, an
analysis of variance showed that the probability of obtaining the
trends by a random process is 0.0003. If 0.05 is chosen as the alpha
level, it is clear that acoustic emissions and bacterial stress
response are strongly related. A cavitation field consisting of
millions of bubbles collapsing, shattering, regrowing, and collapsing
again is likely to contribute both symmetrical and asymmetrical
collapses that produce emissions and membrane damage, respectively. Free radical production is more likely to
accompany symmetrical collapses due to elevated collapse temperatures
in the bubble interior, and so better correlation between DNA damage or
oxidative damage stress responses and acoustic emissions might be
expected.
The degree of killing and the level of response were comparable. In
cases where a significant proportion of the population was killed, the
remaining members of the population were brighter; that is, they
emitted more light. In a few instances, the number of survivors did not
change after ultrasound treatment. Either the members of this
population were successful in mounting a stress response that allowed
full recovery or there was a significant amount of cell division during
the time interval. The latter explanation is not likely, since the
temperature of the samples was maintained at 26°C from the time
samples were placed in aliquots in the ultrasound tubes. Positive and
negative controls were also transferred to 26°C at that time. Since
it is difficult to duplicate exactly the stage of growth at which the
sample is taken, one explanation for the lower correlation between
killing and response may be the variability in the culture. While every
effort was made to inoculate and remove cells in the same manner each
time, it is unlikely that the cells were identical. One way to
circumvent such variability would be to used lyophilized aliquots of
one master culture. Additionally, the growth phase affects the
responsiveness as well as the survival of the population. All of the
data shown in this study were derived from the study of exponentially
growing cells. Additional studies confirm what others (15,
29) have found: stationary-phase cells (24 h or more) are more
resistant to the same amount of ultrasound, in that they do not emit as much light and have a much higher survival rate (Table 3). Since stationary-phase cells are more resistant to ultrasound, a continuation of current studies should allow us to determine the dosage and treatment regimen most effective at killing these cells, which may be
more representative of what is found in nature. By combining a
knowledge of cell death by acoustic cavitation with an understanding of
bacterial stress responses, we may be able to specify parameters by
which water, other liquids, and items such as surgical implants may be sterilized rapidly, effectively, and relatively inexpensively with ultrasound alone or in combination with other treatments. Finally, initial studies using the
recA'::luxCDABE reporter have provided the foundation for continued investigation of possible genotoxic effects due to acoustic cavitation.
 |
ACKNOWLEDGMENTS |
This work was supported by NSF bioengineering grant BES-9528168
(A.C.V., E.C.E.) and Swarthmore College Faculty Research Funds, as well
as by an American Society for Microbiology Sustaining Member
Undergraduate Research Fellowship (M.H.) and NSF
Presidential Faculty Fellowship 92537777 (E.C.E., S.K.).
We thank members of the Vollmer and Everbach research groups, Tom
Baldwin and Robert A. LaRossa, for their invaluable input and
encouragement and Margaret Wheatley, Department of Chemical Engineering, Drexel University, for supplying surfactant-based echo-contrast microbubble agent.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Biology, Swarthmore College, Swarthmore, PA 19081-1397. Phone: (610) 328-8044. Fax: (610) 328-8663. E-mail:
avollme1{at}swarthmore.edu.
 |
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Applied and Environmental Microbiology, October 1998, p. 3927-3931, Vol. 64, No. 10
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