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Applied and Environmental Microbiology, August 1999, p. 3605-3613, Vol. 65, No. 8
0099-2240/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Sunlight Inactivation of Fecal Bacteriophages and
Bacteria in Sewage-Polluted Seawater
Lester W.
Sinton,1,*
Rochelle K.
Finlay,2 and
Philippa
A.
Lynch1
Christchurch Science Centre, Institute of
Environmental Science and Research Ltd., Christchurch, New
Zealand,1 and Institute of Food
Research, Reading Laboratory, Reading, Berkshire RG6 6BZ, United
Kingdom2
Received 5 March 1999/Accepted 10 June 1999
 |
ABSTRACT |
Sunlight inactivation rates of somatic coliphages, F-specific RNA
bacteriophages (F-RNA phages), and fecal coliforms were compared in
seven summer and three winter survival experiments. Experiments were
conducted outdoors, using 300-liter 2% (vol/vol) sewage-seawater
mixtures held in open-top chambers. Dark inactivation rates
(kDs), measured from exponential survival
curves in enclosed (control) chambers, were higher in summer
(temperature range: 14 to 20°C) than in winter (temperature range: 8 to 10°C). Winter kDs were highest for fecal
coliforms and lowest for F-RNA phages but were the same or similar for
all three indicators in summer. Sunlight inactivation rates
(kS), as a function of cumulative global solar
radiation (insolation), were all higher than the kDs with a consistent
kS ranking (from greatest to least) as follows: fecal coliforms, F-RNA phages, and somatic coliphages. Phage
inactivation was exponential, but bacterial curves typically exhibited
a shoulder. Phages from raw sewage exhibited
kSs similar to those from waste stabilization
pond effluent, but raw sewage fecal coliforms were inactivated faster
than pond effluent fecal coliforms. In an experiment which included
F-DNA phages and Bacteroides fragilis phages, the kS ranking (from greatest to least) was as
follows: fecal coliforms, F-RNA phages, B. fragilis phages,
F-DNA phages, and somatic coliphages. In a 2-day experiment which
included enterococci, the initial concentration ranking (from greatest
to least: fecal coliforms, enterococci, F-RNA phages, and somatic
coliphages) was reversed during sunlight exposure, with only the phages
remaining detectable by the end of day 2. Inactivation rates under
different optical filters decreased with the increase in spectral
cutoff wavelength (50% light transmission) and indicated that F-RNA
phages and fecal coliforms are more susceptible than somatic coliphages
to longer solar wavelengths, which predominate in seawater. The
consistently superior survival of somatic coliphages in our experiments
suggests that they warrant further consideration as fecal, and possibly viral, indicators in marine waters.
 |
INTRODUCTION |
Enteric viruses are regarded as
important pathogens in marine waters used for shellfish harvesting
(35) and have also been implicated as agents of human
gastroenteritis in both marine and fresh bathing waters
(16). Although strong epidemiological evidence is lacking,
the general assumption of the importance of enteric viruses in
recreational waters led to the inclusion of criteria based on
enteroviruses (enteric virus indicators) in the European Economic
Community Bathing Water Directive (14).
Because enterovirus assays are costly and time-consuming, fecal
bacteriophages
principally, somatic coliphages, F-specific RNA
bacteriophages (F-RNA phages), F-DNA phages, and phages of Bacteroides fragilis
have been investigated as
alternative enteric virus indicators (11, 20, 39). In
marine waters, positive correlations between the presence of fecal
phages, enteric viruses, and other pathogens have been recorded
(4, 12). Mariño et al. (31) used a
cumulative contamination index to assess microbial guidelines for
European beaches and concluded that somatic coliphages best
indicated fecal contamination levels.
Unfortunately, widespread adoption of fecal bacteriophages for marine
water quality monitoring has been hampered by three interrelated
problems. (i) Phages are difficult to extract from seawater, and there
is little standardization of enumeration methods. This issue has still
not been completely resolved, although several simple assays for 20- to
100-ml samples are now available (1, 38). (ii) Phages have
rarely been included in studies of the disease risk associated with
bathing, so epidemiological evidence to support their use is lacking.
However, in two recent freshwater studies, both significant
(29) and nonsignificant (32) relationships between F-RNA phage counts and disease risk were found. (iii) Compared
to bacterial indicators, there is limited empirical information on the
survival of fecal bacteriophages in sunlight-exposed seawater.
In an earlier paper (37), we outlined the interacting
factors affecting the survival of fecal indicator bacteria in
seawater
nutrient availability, salinity, temperature, pH, microbial
predation, and solar radiation. The last factor appears to be the most
important. The UV-B portion of the solar spectrum is the most
bacteriocidal, causing direct (photobiological) DNA damage. At
wavelengths above 329 nm, photochemical mechanisms become more
important, usually acting through photosensitizers to damage cell
membranes and tending to be more injurious in the presence of oxygen.
Sunlight penetration in seawater decreases with decreasing wavelength,
which tends to further increase the contribution of photochemical
damage. Our earlier study (37) and that of Davies-Colley et
al. (9) showed that greater sunlight exposure was required
to inactivate enterococci in seawater, compared to fecal coliforms, and
inactivation of both indicators decreased with increasing seawater
depth. This depth pattern corresponded to attenuation of UV-A
wavelengths (9) and was consistent with the results of
optical filter experiments (37).
A range of interacting environmental factors have also been reported to
affect the survival of bacteriophages (and other viruses) in seawater.
These include salinity (2), temperature (7), attachment to colloids (17), and antiviral substances exuded by marine microbes (40). However, the effects of sunlight on viruses are not as well documented as those on bacteria. In fact, early
investigators concluded that sunlight was of little or no importance in
determining phage survival in seawater (3, 27). Subsequently, however, Kapuscinski and Mitchell (28)
reported sunlight inactivation of laboratory phage strains. Although
phage removal has been compared to that of bacteria at increasing
distances from coastal outfalls (8, 30), removal rates were
not empirically related to sunlight exposure. Other phage survival
studies have either been conducted in the laboratory (7, 18,
26) or in field containers in which solar radiation was not
measured (18, 26).
Two studies in which phage inactivation in relation to sunlight was
measured produced conflicting results. Kapuscinski and Mitchell
(28) reported that the F-RNA phage MS2 was more resistant to
sunlight than the somatic coliphages
X174 and T7. In contrast, in studies at the United Kingdom Water Research Centre (WRc), when
naturally occurring phages were exposed to sunlight in open beakers of
seawater, somatic coliphages were found to be more resistant to
inactivation than F-RNA phages (41). In both studies, the
phages were more sunlight resistant than either Escherichia coli (28) or fecal (thermotolerant) coliforms
(41).
In this work, we describe a 3-year study designed to quantify sunlight
inactivation rates of fecal bacteriophages in seawater, using large
chambers at an outdoor experimental area. This approach enabled the
establishment of parallel experimental treatments, including the use of
optical filters to measure phage inactivation by specific bands in the
UV-visible spectrum. The study focused mainly on the survival of
somatic coliphages, F-RNA phages, and fecal coliforms in the summer
bathing season, but winter experiments were also conducted. One
experiment included F-DNA and B. fragilis phages. Phage
inactivation was compared to that of fecal coliforms (on media
routinely used for fecal coliform monitoring), because the survival of
the latter has been extensively studied in seawater (e.g., see
references 9, 15, and 37).
However, enterococci were included in one 2-day survival experiment,
because they have now been adopted as marine recreational water quality
indicators in some of the United States, Canada, Australia, and New Zealand.
 |
MATERIALS AND METHODS |
Experimental facilities.
The experimental setup was modified
from that described by Sinton et al. (37). A new site was
established in an unshaded area at Lincoln, 10 km south of Christchurch
(latitude 43°S), New Zealand. Seawater-effluent mixtures were
contained in white, plastic, open-top chambers (600 mm wide by 900 mm
long by 680 mm deep) filled to a depth of 560 mm (volume, approximately
300 liters). The outsides of the tanks were lined with aluminum foil, to prevent light entry through the sidewalls.
Experimental procedures were designed to minimize between-chamber
variability. To provide a thermal water jacket, the chambers were
placed in a swimming pool filled with 13,000 liters of fresh water, to
a level 100 mm below that of the seawater inside the chambers. In
practice, there was a <0.5°C temperature difference between
chambers, and temperatures were usually maintained to within 2°C of
the target temperature (that prevailing in nearby coastal waters in
that season). Heating was not required, but in summer the pool water
was cooled to the target temperature with ice.
A submersible bilge pump on the bottom of each chamber was used to stir
the seawater-effluent mixture. A timer switched on
the pumps
simultaneously for 3 min every half hour. A plastic
sampling tube from
each chamber was connected to a rubber seal
on a sampling manifold
beside the pool. During stirring, samples
were collected by applying a
vacuum to a sampling bottle attached
to the appropriate
seal.
Experimental procedures.
A total of 11 experiments
1 to
assess variability and 10 survival experiments (Table
1)
were conducted, in summer and winter, over a period of 3 years. Each sunlight-exposed chamber was paired with
a dark (control) chamber, and experiments generally contained the
following common elements: one sunlight-exposed and one dark chamber,
each containing 300 liters of a 2% (vol/vol) mixture of raw sewage in
seawater, and each monitored hourly for somatic coliphages, F-RNA
phages, and fecal coliforms, over a period of 7 or 8 daylight hours.
To exclude light, the dark chamber was covered with an aluminum lid and
the sampling tube was wrapped in aluminum foil. In
experiment 10, four
additional chambers, each covered with a different
long-pass optical
filter, were used to gauge the contributions
of different sunlight
wavelengths to inactivation. Spectral transmission
curves for these
filters (polyester, acrylic, polycarbonate, and
orange acrylic),
together with an indicative solar spectrum, are
presented in Fig.
1. The curves for the first three filters
were
compared with an action spectrum for
E. coli and a
solar irradiance
spectrum by Sinton et al. (
37). The maximum
transmission of
the filter materials was around 85 to 90%, because of
reflection
at the filter-air interfaces.

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FIG. 1.
Spectral transmission curves for the optical filters
used as chamber covers, including the spectral cutoff wavelength
( 50) for each filter (obtained by scanning the filter
materials from 300 to 650 nm, against an air reference, with a model
PU8800 spectrophotometer). Also shown is an indicative solar
spectrum.
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Two days before each experiment, up to 2,000 liters of unpolluted
seawater was collected from nearby Lyttelton Harbour. The
collection
site, which was selected because of low fecal coliform
counts (<5 CFU
100 ml
1), was a boat-launching ramp on the shoreline. The
water was transported
to the Lincoln site and was stirred (to ensure
uniform clarity)
before being pumped into the
chambers.
Coarse-screened, raw sewage was used to seed the seawater in all
experiments. However, one summer experiment (experiment 2
[Table
1])
included two further chambers (one sunlight exposed
and one dark), each
seeded with waste stabilization pond effluent.
Each effluent seed was
collected about 18 h before the experiment
from the Christchurch
sewage treatment plant and was stored overnight
at about 5°C (tests
showed no significant overnight change in
bacterial or phage
counts).
In each experiment, on the hour after the water surface was first
exposed to direct sunlight, sewage was added to each chamber
to give a
concentration of 2% (vol/vol). In experiment 2, the
concentration of
waste stabilization effluent was 6% (vol/vol),
to ensure an adequate
initial microbial concentration. The first
sample was collected
immediately after stirring the seawater-effluent
mixture with the bilge
pumps for 3 min. Subsequent samples were
collected on the hour. In
experiment 7, sampling continued overnight
(every 3 h) and hourly
for 8 daylight hours on the following day.
Two survival experiments
included additional indicators

F-DNA
and
B. fragilis phages
in experiment 5, and enterococci in experiment
7 (Table
1).
All six test organisms were included in the variability experiment
(experiment 6), designed to gauge the overall variability
associated
with sample collection, transport, and assay. After
3 h of
sunlight exposure, 10 samples were collected in quick succession
(over
a period of about 4 min) from one sunlight-exposed and one
dark control
chamber. The samples were transported to the laboratory
and assayed as
described
below.
Although the sewage seed was the source of the test organisms in all
experiments, because of low counts of naturally occurring
B. fragilis phages in Christchurch sewage (unpublished data),
laboratory-cultured
B. fragilis phages were used to
supplement
the sewage seed in experiments 5 and 6 (see below
[Laboratory
analyses]).
All samples were collected in foil-wrapped, sterile glass bottles. The
first 100 ml drawn into the evacuated sample bottle
was discarded, and
a 500-ml sample was collected. Because the
manifold was about 1 m
above the chambers, residual liquid in
the tubes quickly flowed back
into the chambers, thus minimizing
cross-contamination between samples.
In addition, after sampling,
the manifold seals were rinsed with 70%
ethanol and then sterile
water.
Sample bottles were kept in the dark at 6 to 8°C for transfer to the
laboratory. The holding time between collection and assay
was typically

30
min.
Laboratory analyses.
Samples (1 to 2 ml) from chambers
containing seawater-raw sewage mixtures were assayed for phages on
overlay pour plates. In experiment 2, larger (100-ml) samples from the
chambers containing seawater-waste stabilization pond effluent mixtures
(where phage counts were lower) were assayed by the membrane
filtration-swirling elution method of Sinton et al. (38).
Because the same hosts were used and the data were normalized (as
percentage survival curves), the different phage extraction methods
were not considered likely to have influenced the results in experiment 2.
The bacterial host for the somatic coliphages was
E. coli 13706/60. The host used for the recovery of F-RNA phages was
Salmonella typhimurium WG49.
E. coli RR (with the
inclusion of RNase) was
used for the recovery of F-DNA phages. The
characteristics of
these hosts and enumeration procedures are described
by the International
Organization for Standardization (
23)
and Sinton et al. (
38).
The host for
B. fragilis phages was
B. fragilis
HSP40 (ATCC 51477). This strain is resistant to kanamycin sulfate (100 mg
liter
1) and vancomycin sulfate (7.5 mg
liter
1) and was cultured anaerobically at 37°C for 4 to
5 h in
Bacteroides phage recovery medium, to obtain a
log-phase culture. A fresh
culture was prepared from a slope culture
for each assay. The
base agar was modified blood agar base, and the
overlay was brucella
broth (prepared as an agar), both of which
contained kanamycin
sulfate (100 mg liter
1) and
vancomycin sulfate (7.5 mg liter
1), as described by
Tartera and Jofre (
39). Samples were assayed
by overlay pour
plating. Host culture (0.5 ml) plus 1 ml of sample
was added to a tube
containing 2.5 ml of overlay agar held at
45°C. The tube was stirred
on a vortex mixer, and the contents
were poured onto the base layer and
allowed to set. Plates were
inverted and incubated anaerobically (in
anaerobic jars with Oxoid
gas-generating kits) at 37°C for 18
h.
The supplementary seed of
B. fragilis phages (experiments 5 and 6) was prepared by first pour plating raw sewage using host
HSP40
and confirming 10 plaques as
B. fragilis phages by stabbing
them onto host lawns of
B. fragilis HSP40. Phages were
harvested
from these plates (by aseptic removal of agar plugs and
resuspension
in 5 ml of sterile water) and were added to the sewage to
raise
the count in the initial seawater-raw sewage mixture to
>10
4 PFU per
ml.
Samples were analyzed for fecal coliforms and enterococci by membrane
filtration (Sartorius CN filter; 0.45 µm pore size),
with dilutions
prepared in phosphate buffer as required. Enumeration
of fecal
coliforms was by incubation on mFC agar (Gibco) at 44.5
± 0.2°C
for 24 ± 2 h (
1). Enterococci were incubated on
mE
agar (Difco) at 41 ± 0.5°C for 48 h, followed by
transfer to esculin
iron agar for a further 20 min at 41 ± 0.5°C (
1).
Bacterial counts were expressed as CFU per 100 ml; phage counts were
expressed as PFU per 100
ml.
Solar radiation and temperature measurements.
Global (i.e.,
diffuse plus direct) solar radiation (GSR) was measured on site by
using a LI-COR LI-200SA pyranometer connected to a LI-COR LI-1000 data
logger. To maintain parity with local sea temperatures, the target
temperature for each experiment was set to the mean Christchurch sea
surface temperature for the relevant month. Chamber temperature was
monitored hourly with a digital thermometer, with the probe suspended
200 mm below water level in one chamber.
Calculation of inactivation parameters.
A linear regression
line was fitted to the
(loge-transformed) counts from the dark
chambers in each experiment to derive the dark inactivation rate
(kD), in loge
units per hour.
In tanks exposed to sunlight (including optically filtered sunlight in
experiment 10), the percentage survival (
p) at
exposure
time
t was defined as
p = 100
N/
N0, where
N is the CFU or PFU count
and
N0 is the initial count. Each
p
value was corrected for dark
inactivation by using the data from the
dark control chamber for
the particular experiment and the equation
ps =
p e
kDt, where
pS is the corrected sunlight
value.
A linear regression line was fitted to each set of
(log
e-transformed) bacteriophage
sunlight inactivation
ps values.
Sunlight
inactivation parameters for the phages were obtained
from plots
log
e ps versus
insolation (GSR, integrated
from time 0 to
t, i.e.,
cumulative GSR), in megajoules per square
meter.
The bacterial sunlight inactivation curves usually displayed a
recognizable shoulder, so the approach described by Sinton
et al.
(
37) was adopted. A two-parameter, multitarget, kinetic
expression (
19) was fitted to the data:
where
S is insolation,
kS is
the sunlight inactivation coefficient (in meters squared per
megajoule), and exponent
n is a
dimensionless parameter
quantifying the size of the shoulder.
The bacterial inactivation
coefficient was obtained from the final
slope of the inactivation curve
(
ks =


log
ep/
S), by
using
the linear regression of
log
eps versus
S, omitting
points in the shoulder region, where present.
The parameter
n (the shoulder constant) was evaluated as
n =
p0/100, where
log
ep0 is the
y-axis intercept of the regression
line.
To allow comparison with other studies, the insolation and time taken
to achieve a 90% reduction in CFU or PFU count (the
S90 and
T90 values,
respectively) were also calculated. The dark
T90
was derived directly from the mean
kD, as
2.303/
kD (similarly
for the sunlight
T90), and
S90 was derived
directly from the mean
kS, as
2.303/
kS.
Because experiment 2 (Table
1) involved a comparison of two different
effluent types and concentrations mixed in seawater,
sunlight
penetration into the mixtures was estimated based on
the procedures
described by Davies-Colley et al. (
10). Spectral
light
absorption and scattering was measured on a Pye-Unicam PU8800
spectrophotometer, a spectral irradiance attenuation coefficient
was
calculated, and the average irradiance over the 560-mm depth
of the
chamber mixtures was expressed as a fraction of the incident
spectral
irradiance. These calculations showed that light attenuation
by the
seawater itself dominated in our experimental mixtures,
and thus the
average light exposure of the 2% sewage mixture was
very similar to
that of the 6% pond effluent mixture over most
of the UV-visible
spectrum. Accordingly, the survival curves in
experiment 2 are
presented as a function of incident insolation,
uncorrected for
attenuation in the different
mixtures.
 |
RESULTS |
Data variability.
The results of the variability experiment
(experiment 6) are presented as box plots in Fig.
2. Overall, fecal coliforms exhibited the
highest degree of variability. The four phage indicators were broadly
similar, with enterococcal counts in the sunlight tanks being the least
variable.

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FIG. 2.
Variability associated with sample collection,
transport, and assay. Shown are box plots of the counts obtained from
10 samples collected over a period of 4 min from each tank. The
crosspieces of each box plot represent (from top to bottom), maximum,
upper-quartile, median, lower-quartile, and minimum values. An outlier
(open circle) is defined as a point whose value is either above the
upper quartile by 1.5 times the interquartile distance or below the
lower quartile by 1.5 times the interquartile distance.
Laboratory-cultured B. fragilis phages were added to the
sewage inoculum.
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Dark inactivation.
The mean kD and dark
T90 values for each indicator are presented in
Table 2, with the results broadly
subdivided into winter (temperature range: 8 to 10°C) and summer
(temperature range: 14 to 20°C) values. The somatic coliphage,
F-RNA phage, and fecal coliform dark inactivation rates were higher in
summer than in winter. In winter, kDs were
highest for fecal coliforms and lowest for F-RNA phages, but in summer,
somatic coliphages, F-RNA phages, and fecal coliforms had similar
kDs. F-DNA phages were the most and B. fragilis phages and enterococci were the least rapidly inactivated
in the dark (each based on a single summer experiment).
Sunlight inactivation.
Percentage survival data for somatic
coliphages, F-RNA phages, and fecal coliforms from all 10 survival
experiments are presented in Fig. 3 and
Table 3. Comparison of the regression
line slopes in Fig. 3, according to the method of Zar (43),
showed that both phages were inactivated significantly more slowly than
fecal coliforms (P < 0.001) and the somatic
coliphages were inactivated significantly more slowly than the
F-RNA phages (P < 0.05).

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FIG. 3.
Inactivation in seawater, as a function of insolation,
of somatic coliphages ( ), F-RNA phages ( ), and fecal coliform
bacteria ( ) from untreated sewage (data from all survival
experiments). The fecal coliform data are the linear portions of the
inactivation curves (i.e., shoulder points, where present, have been
removed). The R2 values are as follows: for
somatic coliphages, 0.82; for F-RNA phages, 0.86; and for fecal
coliforms, 0.89.
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Table
3 also shows that, in summer, the
S90 of
the somatic coliphages and F-RNA phages was, respectively,
4.5 and 3 times
that required for fecal coliforms. The equivalent
winter figures
were similar (5 and 3 times that required for fecal
coliforms).
The winter
T90s for somatic
coliphages, F-RNA phages, and fecal
coliforms were, respectively,
7, 4, and 4.5 times longer than
the summer
T90s
(although the winter F-RNA phage
T90 was based
on a single
experiment).
Figure
4 (experiment 5) shows that
kSs of somatic coliphages, F-RNA phages,
F-DNA phages, and
B. fragilis phages were all
markedly less
than those for fecal coliforms. The overall inactivation
rate
ranking was (from least to greatest) somatic coliphages,
F-DNA
phages,
B. fragilis phages, F-RNA phages, and fecal
coliforms.

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FIG. 4.
Inactivation in seawater, as a function of insolation,
of somatic coliphages ( ), F-RNA phages ( ), F-DNA phages
( ), phages of B. fragilis HSP40 ( ), and fecal coliform
bacteria ( ) from raw sewage. For clarity, some data points are
slightly offset, and the phage data are presented as regression lines
(the R2 values are as follows: for somatic
coliphages, 0.84; for F-DNA phages, 0.97; for B. fragilis phages, 0.96; and for F-RNA phages, 0.98).
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The actual counts (CFU or PFU 100 ml
1) of the indicators
in the first sample of the survival experiments (as a mean of up to
10 samples, where appropriate) were as follows: for fecal coliforms,
1.2 × 10
5; for somatic coliphages, 3.4 × 10
3; for F-RNA phages, 8.5 × 10
3; for
F-DNA phages, 8.6 × 10
3; for
B. fragilis phages (supplemented), 9.6 × 10
4; and
for enterococci, 7.9 × 10
3.
Effect of effluent type.
Figure
5 shows that the
kSs in seawater were similar for somatic
coliphages and F-RNA phages from raw sewage and waste stabilization pond effluent but that fecal coliforms from raw sewage
(kS = 0.46 m2 MJ
1) were inactivated more rapidly than fecal
coliforms from pond effluent (kS = 0.16 m2 MJ
1).

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FIG. 5.
Inactivation in seawater, as a function of insolation,
of somatic coliphages ( ), F-RNA phages ( ), and fecal coliform
bacteria ( ) from raw sewage (A) and waste stabilization pond (WSP)
effluent (B). For clarity, the phage data are presented as regression
lines (the raw sewage R2 values are as follows:
for somatic coliphages, 0.89; and for F-RNA phages, 0.90; the WSP
effluent R2 values are as follows: for somatic
coliphages, 0.96; and for F-RNA phages, 0.99).
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Two-day experiment.
The results of the 2-day experiment are
presented in Fig. 6. Both days were fine
with no clouds. The survival curves are plotted against insolation
(lower x axis) during daylight periods and against time
during the overnight period (upper x axis). The y axis gives actual (log10) concentrations rather than
percentage survival. The order of the counts at the start of the
experiment (from greatest to least: fecal coliforms, enterococci, F-RNA
phages, and somatic coliphages) was reversed towards the end of day
2 (fecal coliform counts fell below 1 CFU 100 ml
1 1 h before that of enterococci).

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FIG. 6.
Inactivation in seawater of somatic coliphages
( ), F-RNA phages ( ), enterococci ( ), and fecal coliform
bacteria ( ) from untreated sewage, as a function of insolation and
time. The insolation scale is linear during daylight hours; the time
scale is linear during the overnight period. Samplings in which no CFU
were detected in 100 ml are presented as <1 on the (log10)
y axis.
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Contributions of different spectral regions to inactivation.
In the optical filter experiment (experiment 10), the order of the
inactivation curves (Fig. 7) matched the
order of the 50% light transmission wavelengths (
50s)
for both the somatic coliphages and the F-RNA phages. The fecal
coliform curves broadly matched the
50s, although there
was an anomalous juxtaposition of the curves associated with the 342- and 396-nm filters. Figure 7 shows that the fecal coliforms (plotted on
a more-compressed x-axis scale) were inactivated more
rapidly than the phages at all wavelengths. Fecal coliforms and F-RNA
phages were inactivated by a wide range of wavelengths, whereas
somatic coliphages were more sensitive to wavelengths below 318 nm
(UV-B).

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FIG. 7.
Inactivation in seawater of somatic (A), and F-RNA
phages (B), and fecal coliforms (C) from untreated sewage, in the dark
( ), under full sun ( ), and under 556-nm (orange) ( ), 396-nm
(polycarbonate) ( ), 342-nm (acrylic) ( ), and 318-nm (polyester)
( ) optical filters. For clarity, the phage data are presented as
regression lines. Note the difference in scale of the fecal coliform
y axis.
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 |
DISCUSSION |
Data variability.
The results of the variability experiment
(Fig. 2) suggest that the phage inactivation parameters were more
robust than those for fecal coliforms. However, the F-RNA phage plots
in Fig. 2, which were derived from assays using a single S. typhimurium WG49 host culture, probably underestimate the
variability in the survival experiments, where fresh cultures were
required every 2 h. In spite of careful quality control
(23), F-RNA phage survival data were more variable than
those for somatic coliphages, possibly due to different levels of F
pilus production between sequential WG49 cultures. Similar problems
with this host have been reported by the WRc (41).
Dark inactivation.
Dark inactivation rates were low for all
the indicators. The overall kD ranking of the
phages in Table 2 (from greatest to least: somatic coliphages,
F-RNA phages, F-DNA phages, and B. fragilis phages) is
consistent with the findings of Chung and Sobsey (7) that
B. fragilis phages are longer-lived than F-RNA phages in
laboratory-stored seawater. Although there was no difference between
the summer kD values for somatic coliphages
and F-RNA phages, dark inactivation at winter temperatures was higher
for somatic coliphages (Table 2). In contrast, the WRc
(41) reported lower inactivation rates for somatic
coliphages than for F-RNA phages in dark seawater microcosms at
both 10 and 20°C. However, faster dark inactivation is likely in many
parts of the world, where both summer and winter seawater temperatures
are higher than those used in our study and in the WRc experiments.
The faster dark inactivation of fecal coliforms in seawater in summer
compared to winter (Table
2) is in agreement with the
findings of
Gameson (
15) and our earlier investigation (
37).
Increased dark inactivation of sewage bacteria at higher temperatures
has been attributed to the detrimental effects of increased metabolism
in a low-nutrient environment and increases in the activity of
predatory and lytic marine microflora (
15). The faster dark
inactivation of both somatic coliphages and F-RNA phages at summer
temperatures (Table
2) is consistent with the results reported
by the
WRc (
41) and Chung and Sobsey (
7). Marine
microbes
appear to produce extracellular, filter-passing, antiviral
compounds
(
40), so increases in antiviral activity may be
expected at
higher
temperatures.
Sunlight inactivation.
All test organisms were more rapidly
inactivated in sunlight than in the dark. A comparison of the summer
T90 values (Tables 2 and 3) shows that for the
three principal organisms (measured in six or more experiments), this
difference was most marked for fecal coliforms, followed by F-RNA
phages and somatic coliphages (inactivation 29, 11, and 7 times
more rapid, respectively). This ranking reflects the relative
resistance of these indicators to sunlight, because their dark
T90 values (Table 2) were the same or similar.
For the enterococci, B. fragilis phages, and F-DNA phages,
the rates of inactivation were 65, 60, and 20 times more rapid, respectively.
The greater sunlight resistance of the phages compared to fecal
coliforms was observed in all experiments (Fig.
3). These
findings are
similar to those reported by the WRc (
41) for an
experiment
in which beakers containing seawater seeded with somatic
coliphages, F-RNA phages, and fecal (thermotolerant) coliforms
were
exposed to sunlight (measured with a solarimeter). However,
the fecal
coliform, somatic coliphage, and F-RNA phage
S90 values
in Table
3 were above the ranges
reported by the WRc (
41)

respectively,
1.4 to 1.5 MJ
m
2, 9.4 to 19.7 MJ m
2, and 3.3 to 4.3 MJ
m
2. This may reflect the fact that the microbes in the
sewage seed
used in our study were hardier than the laboratory-cultured
organisms
(albeit isolated from natural sources) used in the WRc
experiment
or were particle associated (
34). The mean summer
S90 for fecal
coliforms in Table
3 (4.7 MJ
m
2) is broadly similar to the 6.3 MJ m
2
reported in our earlier investigation (
37), suggesting that
S90 values are reasonably robust parameters for
comparing different
studies.
The results for the F-DNA and
B. fragilis phages (Fig.
5;
Table
3) suggest that they are inactivated at rates intermediate
between those of somatic coliphages and F-RNA phages. There appear
to be no reported studies on sunlight inactivation of F-DNA phages
in
natural waters, although Davies-Colley et al. (
10) recorded
their inactivation by sunlight in waste stabilization pond effluent.
Similarly, although
B. fragilis phages have been reported to
be
more susceptible to UV inactivation than F-RNA phages
(
6),
the effects of solar radiation on
B. fragilis phages in natural
waters do not appear to have been
reported
previously.
Most of the fecal coliform curves exhibited a shoulder. This is
generally interpreted as representing the number of targets
that need
to be hit before a CFU is inactivated (
19). As in
our
earlier study (
37), shoulders for enterococci were larger
than those for fecal coliforms (Fig.
6; Table
3), and the fecal
coliform curves tended to flatten towards the end of the day.
Dissolved
oxygen levels did not change in the sunlight-exposed
chamber throughout
experiment 6 (data not presented), suggesting
no decrease in the
photooxidative impact of sunlight. Possible
explanations for this curve
flattening include photoreactivation
resulting from longer solar
wavelengths in the late afternoon
(
19,
24) and the presence
of a sunlight-resistant subset of
fecal coliforms, possibly as a result
of association with particles
(
34).
All the bacteriophage curves were exponential, with no shoulder. This
curve type has been described by Harm (
19) as a "one-hit,
one-target" curve. Although minor shoulders have been noted in
pure-culture studies of double-stranded DNA phages, the equivalent
curves reported for single-stranded DNA and RNA phages have been
strictly exponential (
19,
24).
Effect of effluent type.
It was estimated that the fecal
coliforms from the waste stabilization pond effluent had already been
exposed to 42 h of sunlight (~80 MJ m
2) at the
time of collection. Thus, their superior survival rate suggests that
they were sunlight-resistant survivors of the raw sewage fecal
coliforms. The similar rates of inactivation of phages from the sewage
and pond effluent suggest that the phage genome offers a
relatively limited scope for the development of sunlight resistance or that there were marked differences in particle
associations between the bacteria and phages in the two effluents.
Overall, these results suggest that enteric phage inactivation rates in seawater are likely to be far less dependent on the effluent source than those of fecal coliforms.
Two-day experiment.
Four distinct inactivation patterns were
discernible in the 2-day experiment (Fig. 6). On day 1, the fecal
coliform curve exhibited a small shoulder followed by a phase of rapid,
exponential inactivation, with the curve flattening in the late
afternoon. The overnight counts rose slightly, suggesting some dark
repair (24). After sunrise on day 2, the curve resumed an
exponential reduction phase, at a rate similar to that on day 1. Fecal
coliform counts were first to fall below 1 CFU 100 ml
1,
at 1300 h on day 2.
The shoulder for enterococci on day 1 was much larger than that for
fecal coliforms, the log-linear phase was shallower, there
was little
evidence of photoreactivation in the late afternoon,
and the overnight
curve was flatter. Enterococci were slower to
recommence exponential
inactivation on day 2 but still fell below
1 CFU 100 ml
1
1 h after the fecal coliforms. Thus, in spite of larger shoulders
and slower exponential inactivation, the combination of a lower
initial
count and a comparative lack of repair meant there was
little
difference over 2 days between the times to extinction
(<1 CFU 100 ml
1) of fecal coliforms and enterococci. A similar result
was recorded
in our earlier study (
37). These relative 2-day
inactivation
patterns may explain the often small differences between
the disease
risk prediction abilities of fecal coliforms and
enterococci in
some epidemiological studies (e.g., see references
13 and
22).
The F-RNA phage inactivation curve was steeper than that for somatic
coliphages. There was no evidence of photoreactivation
or dark
repair, but F-RNA phages were still detectable at the
end of day 2 (6 PFU 100 ml
1). The somatic coliphage slopes were
similar on both days, and
there was little overnight inactivation.
Despite having the lowest
initial count, the final somatic
coliphage count was the highest
(120 PFU 100 ml
1).
These results suggest that, for marine outfall plume travel
times of 1 to 2 days, somatic coliphages may be more useful as
fecal
indicators than fecal coliforms, enterococci, or F-RNA
phages.
Contribution of spectral regions to inactivation.
The
elucidation of sunlight inactivation mechanisms for enteric phages is
practical only if it is assumed that little, if any, replication occurs
in sewage-polluted marine waters (in contrast, sunlight inactivation of
natural marine phage populations is likely to involve complex
interactions between sunlight, phages, and their hosts). It is
generally assumed that enteric F-RNA phages do not replicate in marine
environments, because F-specific pilus synthesis occurs only above
30°C. Although somatic coliphage replication has been observed in
laboratory microcosms (5, 33), the evidence for replication
under natural conditions is equivocal. To multiply, phages appear to
require concentrations of at least 104 CFU of susceptible
host cells 100 ml
1 (42)
conditions which were
met in the above studies only by seeding the microcosms with host
cells. In addition, replication in natural waters appears to be
unlikely for somatic coliphages able to grow at the temperatures
(35 to 37°C) commonly used in laboratory assays (36).
Because there was no evidence of phage replication in our study, even
in the dark tanks, we have assumed that sunlight inactivation
mechanisms, and in particular the optical filter experiments, can be
interpreted in terms of their effects on the phage virions themselves.
Figure
7 shows that somatic coliphages were highly susceptible to
the UV-B component of sunlight (58% of inactivation was
attributable
to wavelengths below 318 nm). In contrast, F-RNA
phages were
susceptible to all the components of the solar spectrum
below 556 nm
but were not particularly susceptible to damage by
UV-B wavelengths
(only 17% of inactivation was attributable to
wavelengths below 318 nm). Fecal coliforms were inactivated by
a wide range of solar
wavelengths. The results are broadly similar
to those reported by
Sinton et al. (
37), where half the fecal
coliform
inactivation was attributed to wavelengths above (and
half below) 360 nm, and to those reported by Davies-Colley et
al. (
9), who
found that the depth dependence of inactivation
matched the depth
profile of radiation at 360 nm. Overall, the
results in Fig.
7 indicate
that the increase in sunlight attenuation
in seawater that occurs with
decreasing wavelength (
25), removes
the shorter wavelengths,
to which somatic coliphages are more
susceptible, while allowing
penetration of longer wavelengths,
to which F-RNA phages and fecal
coliforms are more
susceptible.
Phage inactivation in sunlight-exposed seawater occurs when solar
radiation results in damage to the capsid and/or nucleic
acid genome.
The spectral irradiance curve in Fig.
1 suggests
that little
photobiological (direct) damage to the capsid proteins
is likely. This
is because light absorption in proteins peaks
at around 280 nm but
falls sharply above this wavelength and is
minimal above 300 nm
(
19). Thus, capsid damage is more likely
to result
from photochemical mechanisms. F-RNA phage susceptibility
to
longer wavelengths (Fig.
7) is consistent with a photochemical
mechanism of inactivation. Davies-Colley et al. (
10)
suggested
that F-RNA phage inactivation at longer wavelengths in waste
stabilization
pond effluent is due to photooxidative damage to
host-binding
proteins.
Greater capsid damage at longer wavelengths may be one reason why F-RNA
phages were inactivated faster than somatic coliphages.
Photobiological damage to the nucleic acids, which absorb light
at
wavelengths of >230 nm more strongly than do proteins (
19),
may be another reason, although the extent to which this occurs
in
seawater is unclear. Studies on UV (254-nm) sterilization of
effluents
have shown that F-RNA phages are actually more resistant
than somatic
coliphages to photobiological damage (
21). Thus,
if
photobiological mechanisms contributed to the observed phage
inactivation differences in our study, the implication is that
RNA is
more readily damaged than DNA at longer
wavelengths.
Different repair mechanisms may also contribute to differences in phage
inactivation rates. Phage repair of nucleic acid damage
is expressed
only after host infection (
19,
24). The mechanism
(bacterial
excision resynthesis repair) involves enzymatic excision
of damaged
oligonucleotides from one DNA strand, followed by nucleotide
resynthesis using the complementary strand. Thus, most somatic
coliphages (double-stranded DNA) have this repair capability,
whereas single-stranded DNA and RNA phages do not (
19).
Thus,
excision repair is consistent with the lower inactivation of
somatic
coliphages compared to F-RNA phages and (single-stranded)
F-DNA
phages in our study. However, it does not explain why fecal
coliforms
were inactivated more rapidly than somatic coliphages,
because
excision repair is even more effective in repairing damage to
the bacterial DNA itself (
19). The difference is probably
due
to the greater overall susceptibility of fecal coliforms to a
wide
range of inactivating wavelengths (Fig.
7). Although standard
indicator
bacterial media were selected to maximize the relevance
of our results
to commonly used monitoring procedures, it should
be noted that the
shape of survival curves of sunlight-damaged
cells may be influenced by
interactions with inhibitory media
and
temperatures.
General conclusions.
The principal finding of our study was
that somatic coliphages exhibited consistently superior survival in
sunlight-exposed seawater compared to fecal coliforms and F-RNA phages.
They were also more sunlight resistant than enterococci, F-DNA phages,
and B. fragilis phages. Somatic coliphages have the
advantage of a relatively straightforward assay procedure compared to
F-RNA phages, but two arguments are often advanced against their use.
First, they are a heterogeneous group, so the selected host will
determine the subset enumerated and thus determine the count. This
objection has been largely negated by the increasing adoption of
E. coli ATCC 13706 derivatives as standard hosts
(1, 38). Second, it has been suggested that somatic
coliphages may replicate in the environment, although, as noted
above, it is doubtful whether this occurs in marine waters.
Although our results (based on limited data) also showed that F-DNA and
B. fragilis phages survived almost as well as somatic
coliphages, there are problems associated with these indicators.
Assaying for these phages is more complex than assaying for somatic
coliphages, there is little information available on the sanitary
significance of F-DNA phages, and low counts of
B. fragilis
phages
in sewage-polluted marine waters (
8) may limit their
use as
indicators.
In conclusion, our findings that somatic coliphages persist in
sunlight-exposed seawater longer than fecal coliforms, enterococci,
and
F-RNA phages suggest that they warrant further consideration
as fecal,
and possibly viral, indicators in marine waters. Work
is continuing in
our laboratory on somatic coliphage and F-RNA
phage inactivation
rates following effluent discharges to fresh
and saline waters and on
determining whether somatic coliphages
from sewage can replicate
under natural
conditions.
 |
ACKNOWLEDGMENTS |
We gratefully acknowledge the assistance of R. J. Davies-Colley, National Institute of Water and Atmospheric Research,
for his advice throughout this study and for his critical comment on
the manuscript. M. J. Noonan, Lincoln University, A. M. Donnison, Meat Industry Research Institute of New Zealand, and the
journal's referees also provided valuable comments. We also thank E. Gerard for technical assistance in the field and in the laboratory and the staff of the Christchurch City Council for providing
access to the sewage treatment plant.
This research was funded by the New Zealand Public Good Science Fund,
administered by the Foundation for Research, Science, and Technology.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Christchurch
Science Centre, Institute of Environmental Science and Research Ltd., P.O. Box 29-181, Christchurch, New Zealand. Phone: 64-3-3516019. Fax:
64-3-3510010. E-mail: lester.sinton{at}esr.cri.nz.
 |
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