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Applied and Environmental Microbiology, November 2000, p. 4921-4925, Vol. 66, No. 11
0099-2240/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Habituation of Salmonella spp. at
Reduced Water Activity and Its Effect on Heat Tolerance
K. L.
Mattick,1,*
F.
Jørgensen,1
J. D.
Legan,2
H. M.
Lappin-Scott,3 and
T. J.
Humphrey1
Public Health Laboratory Service, Food
Microbiology Research Unit, Heavitree, Exeter EX2
5AD,1 Environmental Microbiology
Research Group, University of Exeter, Prince of Wales Road, Exeter
EX4 4PS,3 United Kingdom, and Nabisco,
Inc., East Hanover, New Jersey 07936-19442
Received 18 May 2000/Accepted 14 August 2000
 |
ABSTRACT |
The effect of habituation at reduced water activity
(aw) on heat tolerance of Salmonella spp. was
investigated. Stationary-phase cells were exposed to aw
0.95 in broths containing glucose-fructose, sodium chloride, or
glycerol at 21°C for up to a week prior to heat challenge at 54°C.
In addition, the effects of different aws and heat
challenge temperatures were investigated. Habituation at aw
0.95 resulted in increased heat tolerance at 54°C with all solutes
tested. The extent of the increase and the optimal habituation time
depended on the solute used. Exposure to broths containing glucose-fructose (aw 0.95) for 12 h resulted in
maximal heat tolerance, with more than a fourfold increase in
D54 values. Cells held for more than 72 h
in these conditions, however, became as heat sensitive as nonhabituated
populations. Habituation in the presence of sodium chloride or glycerol
gave rise to less pronounced but still significant increases in heat
tolerance at 54°C, and a shorter incubation time was required to
maximize tolerance. The increase in heat tolerance following
habituation in broths containing glucose-fructose (aw 0.95)
was RpoS independent. The presence of chloramphenicol or rifampin
during habituation and inactivation did not affect the extent of heat
tolerance achieved, suggesting that de novo protein synthesis was
probably not necessary. These data highlight the importance of cell
prehistory prior to heat inactivation and may have implications
for food manufacturers using low-aw ingredients.
 |
INTRODUCTION |
The genus
Salmonella includes important international
food-borne pathogens and has been reported in approximately 30,000 cases of food-borne illness each year in England and Wales since 1990, with a decline in the number of cases over the last 2 years
(4). Reported cases are likely to represent only a fraction
of the true numbers, and a recent study by the Public Health Laboratory Service (PHLS) in England has indicated that infectious intestinal disease is often underreported (43). This study indicated
that, for every case reported to PHLS Communicable Disease
Surveillance Centre, there are 3.2 cases of Salmonella
infection in the community. Salmonella enterica serovar
Typhimurium definitive type (DT) 104 is the second most prevalent
serotype isolated from human cases after S. enterica serovar
Enteritidis phage type (PT) 4 (PHLS Communicable Disease Surveillance
Centre, unpublished data for 1990-94; 16). DT104 is
of particular concern due to the severity of human disease caused, its
multiple-drug resistance, and its extensive animal reservoirs
(42), and PT4 is clearly of interest due to the large
numbers of cases associated with it. These and other
Salmonella serotypes have caused food poisoning outbreaks associated with low-water-activity (aw) foods (3, 15,
19, 27, 39). The processing of certain foods containing
low-aw ingredients is known to involve heat treatments, and
it is in such situations that a knowledge of the effect of prior
exposure to low aw on the heat tolerance of
Salmonella spp. is required.
Measured heat tolerance is known to depend on the conditions during
heat inactivation and cell recovery (35, 40). The prehistory of Salmonella spp. prior to challenge at
high temperature has also proved critical to subsequent survival data.
Factors such as growth temperature and age of culture (12),
broth type (17), pH of incubation conditions (17,
23), and whether cells are washed (17) are all
important. One such factor that may also be important is the incubation
of bacteria in conditions where water is limited prior to heat challenge.
Although it is well known that aw during heat inactivation
has a profound effect on heat tolerance (40), little is
known about the effect of exposure to non-growth-permitting low
aw (e.g., <0.96 for Salmonella spp.) prior to
heat challenge. Early work showed that the heat tolerance of
Escherichia coli increased when cells were incubated in the
presence of 50% (wt/vol) sucrose (14). In
Listeria spp., habituation in broth with added NaCl (9%
[wt/vol], corresponding to aw 0.94) led to increased heat
tolerance in low-aw broths, and this was also demonstrated
in a food system (24). It has also been shown that air-dried
Salmonella cells, in which aw is lowered without
the use of solutes, become more heat tolerant (28). Thus,
Salmonella spp. contaminating a low-aw food
ingredient (e.g., spices) may be more heat tolerant than expected.
In this study, the effect of habituation of Salmonella cells
at low aw on their ability to survive a subsequent
combination of lethal heat and low aw was investigated.
Habituation over an extended time period was chosen to simulate real
situations, such as the contamination of a food ingredient prior to
heat processing. This study examines habituation at low aw
prior to heat challenge in a systematic manner, investigating the
effect of habituation time and solute. This is believed to be the first
publication to report that the time taken for Salmonella to
reach optimal habituation at a defined aw varies with
respect to solute and to demonstrate that this habituation is likely to
be independent of de novo protein synthesis and RpoS expression.
 |
MATERIALS AND METHODS |
Salmonella strains and preparation of cultures.
DT104 strain 30 (44), PT4 strain LA5, and PT4 strain EAV54
were used in this study. Strain 30 was isolated from cattle feces. LA5
is from a natural chicken infection (1). Strain EAV54 is an
otherwise isogenic rpoS mutant of LA5 (1), kindly
provided by M. J. Woodward, Veterinary Laboratory Agency,
Weybridge, United Kingdom. Salmonella strains were recovered
from storage at
20°C on Protect beads (Mast Diagnostics). A bead
was streaked onto 5% horse blood agar and incubated at 37°C for
24 h. Stationary-phase cultures were prepared by inoculation of 9 ml of tryptone soya broth (TSB; Oxoid, Hampshire, United Kingdom) and
incubation at 37°C. After 3 h, 1 µl of the initial broth was
transferred into 9 ml of TSB before incubation at 37°C for 15 h
by which time the cultures had reached early stationary phase
(22).
Preparation of reduced-aw broths.
AnalaR grades
of glucose, fructose, NaCl, and glycerol (BDH, Leicestershire, United
Kingdom) were used as humectants to produce reduced-aw TSB.
TSB base was supplemented with glucose-fructose (in equal portions),
NaCl, or glycerol, and deionized water was added such that the final
aw would be lower than the required value. The broths were
steamed for 30 min to avoid caramelization. The pH of the broths was
adjusted to pH 6.5 ± 0.2, using HCl and NaOH, with pH measured
with a pH meter (PHM93; Radiometer, Copenhagen, Denmark). The broths
were then adjusted using TSB (also adjusted to pH 6.5 using HCl and
NaOH) to give the required aw values (0.91, 0.93, 0.95, 0.97, and 0.99) ± 0.003. An aw of 0.95 is equivalent to approximately 32% (wt/vol) glucose-fructose, 8% (wt/vol) NaCl, or
20% (vol/vol) glycerol. The aw of the broths was measured
using an Aqualab CX-3T (Labcell, Hampshire, United Kingdom) water
activity meter at 25°C. The water activity meter works on the "dew
point" principle, involving the detection of condensation on a mirror during cooling-heating cycles. An aliquot of each batch of broth was
incubated at 37°C to ensure that no viable microorganisms remained.
Measurement of heat tolerance.
One hundred and fifty
microliters of a stationary-phase Salmonella culture was
inoculated into 15 ml of TSB, with or without added humectant. This
gave an initial cell density of approximately 107 CFU
ml
1. These broths were then incubated under the
conditions described below prior to heat challenge. The heat challenge
was performed by injecting cultures into a submerged heating coil
(8) held at either 54 or 60°C (± 0.1°C) measured with a
mercury thermometer (Zeal, London, United Kingdom). At predetermined
time intervals, 0.2 ml of the culture was ejected from the coil and an
immediate 10-fold dilution was made in 1.8 ml of maximum recovery
diluent to reduce the broth temperature and minimize further cell
death. Further 10-fold dilutions were made in maximum recovery diluent as appropriate. Viable counts were performed using the method of Miles
and Misra (31) with recovery on horse blood agar and incubation for 48 h at 37°C.
Habituation of DT104 at low aw.
An
aw of 0.95 was chosen for the majority of habituation
studies, since that was the lowest aw at which habituation
can proceed for 100 or more h without significant cell death or growth
(29). Cultures of DT104 strain 30 were prepared as above and
incubated at 21°C in TSB at aw 0.95 for up to 168 h
prior to heat challenge at 54 or 60°C. For TSB with glucose-fructose,
the pH values were measured during the habituation. To investigate
other aws, DT104 strain 30 was inoculated into TSB
containing glucose-fructose at aw 0.91, 0.93, 0.95, and
0.97, and it was habituated for 48 h at 21°C prior to heat
challenge at 54°C in these media. Control cultures were heat
challenged at the appropriate aw without habituation or
habituated for 48 h in broth with no added solute (aw
0.99).
Involvement of protein synthesis during habituation of DT104 at
aw 0.95.
Cultures were prepared as above using DT104
strain 30 and were heat challenged at 54°C in triplicate after
habituation for 48 h at 21°C in TSB containing glucose-fructose
at aw 0.95, in the presence of 100 µg of chloramphenicol
per ml or 15 µg of rifampin per ml to inhibit protein synthesis. This
strain of DT104 had previously been found to be sensitive to both
antibiotics (data not shown). The control cultures were habituated in
TSB at aw 0.95 in the absence of antibiotic.
Habituation of PT4 at aw 0.95.
PT4 strain LA5
was inoculated into TSB containing glucose-fructose at aw
0.95. The cells were heat challenged at 54°C before and after
habituation for 48 h at aw 0.95 (glucose-fructose) at 21°C.
Involvement of RpoS expression during habituation of PT4 at
aw 0.95.
The PT4 rpoS mutant strain EAV54
was inoculated into TSB at aw 0.95 (glucose-fructose) and
heat challenged at 54°C before and after habituation for 48 h in
this medium at 21°C.
Data analysis.
For each habituation time and solute
combination, heat challenge was carried out at least in triplicate and
for some as many as six times. Values for decimal reduction time
(D values [26; time required to kill one
log concentration of bacteria]) were calculated to summarize much of
the data. Data analysis was performed with Microsoft Excel 97. Statistical significance was calculated using a t test on
two samples, assuming equal variance.
 |
RESULTS |
Habituation of DT104 at low aw prior to heat challenge
at 54 or 60°C.
Habituation at aw 0.95 prior to heat
challenge resulted in increased heat tolerance at 54°C. The extent of
this increase depended on the humectant used and the incubation time.
After habituation of cells in TSB containing glucose-fructose
(aw 0.95), maximal heat tolerance (>4-fold increase in
D54 [the time necessary to kill one log
concentration of bacteria at 54°C]) was observed after approximately
12 h, although a significant increase was seen after only 30 min
(P = 0.002) (Fig. 1). The
pH of cultures exposed to TSB containing glucose-fructose
(aw 0.95) did not decrease until after 100 h (data not
shown), suggesting that the increased heat tolerance was not a result
of acid-induced cross-protection to heat. When sodium chloride was the
humectant, maximal heat tolerance was observed after approximately
24 h, and the increase in heat tolerance (~2-fold increase in
D54) was significantly lower than with
glucose-fructose (P = 0.003). When glycerol was the
humectant, the measured increase in heat tolerance was similar to that
seen with NaCl but occurred after only 30 min (Fig. 1). After maximal
heat tolerance had been achieved, further incubation in
low-aw media caused a decline in tolerance for all
humectants examined (Fig. 1). In contrast to the data obtained at
54°C, habituation in TSB containing glucose-fructose (aw
0.95) had no significant effect on measured death rates at 60°C (Fig.
1).

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FIG. 1.
Inactivation rates for DT104 strain 30 at 54°C (open
symbols) or 60°C (closed symbols), following habituation at
aw 0.95 for different durations prior to heat challenge.
Humectants used to reduce aw were glucose-fructose
(triangles), NaCl (squares), and glycerol (circles).
|
|
Media in the aw range 0.91 through 0.99 were examined to
see whether culture under these conditions brought about similar increases in heat tolerance compared to that seen following habituation at aw 0.95 (Fig. 1). Cells were heat challenged in the
medium in which they were habituated. These experiments revealed an
interesting relationship between aw and heat tolerance.
When cells were challenged in a medium without prior habituation at
reduced aw, heat tolerance was greatest at aw
0.91 and lowest at aw 0.95 while an intermediate level of
tolerance was observed at aw 0.93 and 0.97 (Fig.
2A). When cells were habituated in the
low-aw media for 48 h prior to heat challenge, a
different pattern emerged. Salmonella cells habituated at
aw 0.91, 0.93, 0.95, and 0.97 exhibited similar heat
tolerance, but control cultures incubated for 48 h at
aw 0.99 prior to heat challenge were far more heat
sensitive (Fig. 2B). The cells that were originally most heat sensitive
(i.e., those at aw 0.95) therefore showed the greatest
increase in heat tolerance.

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FIG. 2.
The rate of inactivation of DT104 strain 30 at 54°C,
following habituation at aw 0.91 (closed square), 0.93 (open square), 0.95 (closed circle), 0.97 (open circle), or 0.99 (closed triangle), achieved using glucose-fructose for 0 h (A) or
48 h (B).
|
|
Protein synthesis and low-aw-induced heat tolerance at
54°C in DT104.
Inhibition of protein synthesis using either
chloramphenicol or rifampin had no significant effect on the induction
of heat tolerance by habituation in TSB containing glucose-fructose
(aw 0.95) when the challenge temperature was 54°C (Fig.
3), despite being present throughout
habituation and inactivation.

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FIG. 3.
The rate of inactivation of DT104 strain 30 at 54°C,
following habituation at aw 0.95 (glucose-fructose) for
48 h in the presence of protein synthesis inhibitors,
chloramphenicol (open circles), and rifampin (open triangles). Controls
were habituated with no protein synthesis inhibitors (closed squares)
or with no habituation (open squares).
|
|
Habituation of PT4 at aw 0.95 prior to heat challenge
at 54°C and involvement of RpoS expression.
Habituation of PT4
strain LA5 at aw 0.95 results in a clear increase in heat
tolerance at 54°C; thus the effect of low-aw habituation
is not limited to DT104 strain 30 (Fig.
4). RpoS expression was not required for
habituation to occur, since the rpoS mutant, EAV54, showed
significantly enhanced heat tolerance after 48 h of
incubation at aw 0.95 (P = 0.017) (Fig. 4).
This enhanced heat tolerance was similar to the increase seen in LA5,
even though rpoS mutants are inherently less heat tolerant
(30).

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FIG. 4.
The rate of inactivation of PT4 strain LA5 (squares) and
rpoS mutant EAV54 (triangles) at 54°C, following
habituation for 48 h at aw 0.95 (glucose-fructose
[closed symbols]) or with no habituation (open symbols).
|
|
 |
DISCUSSION |
It is well documented that transient conditioning to a sublethal
stress (habituation) can induce tolerance to a more extreme stress and
that habituation to one type of stress may cross-protect to others. In
this investigation, we have demonstrated that habituation to low
aw at 21°C can increase the heat tolerance in DT104 and PT4 and that the extent of heat protection afforded is dependent on the
humectant used, habituation time, and challenge temperature. The
effects of the three humectants were very different at the same
aw; thus it would appear that the cells are not reacting to
aw per se. Following habituation for only 30 min in TSB
containing glucose-fructose (aw 0.95), a significant
increase in heat tolerance at 54°C was observed, and after 12 h,
a >4-fold increase in the D54 value was seen.
In contrast, habituation with NaCl or glycerol at this aw
had less effect on heat tolerance (with D54
values increasing only twofold). The increase in heat tolerance when glycerol is the humectant is rapid but very short lived. Habituation with NaCl caused a slower rise in heat tolerance than either
glucose-fructose or glycerol, with tolerance being maximized after
approximately 24 h. In all cases, after maximal heat tolerance had
been achieved, further incubation at low aw caused a
decline in D54 values.
It has previously been reported that at the same aw, the
heat tolerance of Salmonella spp. differs according to the
solute used (17). In our study, it appeared that the extent
of heat tolerance at 54°C resulting from habituation at low
aw is also affected by the solute. Glycerol is rapidly
permeable (18), entering the cell very quickly, and
accordingly the optimal habituation time is very short. Glycerol does
not cause plasmolysis of the cell to the extent that sugars and NaCl
can, and this could be a reason for its transient protective effect
against heat (18). Sodium chloride is ionic and consequently
disruptive to cellular activities (11, 18). The decline in
heat tolerance after prolonged incubation at low aw may
relate to energy expenditure required in maintaining homeostasis
(11, 25, 32). We have excluded the possibility that cells in
broth may enter log phase after a certain time and thus become more
sensitive to heat, since there is no significant increase in cell
numbers in the broths until 168 h, when the decrease in heat
resistance has already occurred.
In the current study we have grown Salmonella spp. in a
standard microbiological broth (aw 0.99) and then
habituated the stationary-phase cells at non-growth-permitting low
aw. Some very early investigations indicated that heat
resistance of Escherichia coli increased when that bacterium
was incubated even for a short time in 50% sucrose, but after 7 h
a return to normal resistance was observed (14). This
pattern is consistent with our findings, although the time taken to
return to normal resistance is shorter than predicted from our data,
possibly due to different effects exerted by different sugars. In
Listeria spp., habituation in broth with added NaCl (9%
[wt/vol], corresponding to an aw of 0.94) led to
increased survival in low-aw broths at 60°C, and this was
also demonstrated in a food system (24). This is a similar
pattern to that seen in this study with Salmonella spp. at
54°C. Cells dried for 48 h showed increased resistance, but no
further increase was seen with longer periods of dehydration
(28). Therefore, the habituation effect observed in this
study may apply to air-dried cells in addition to cells in a liquid
where available water is limited by the addition of a solute.
Other studies have examined the heat tolerance of bacteria following
prior growth at less extreme levels of reduced aw (0.96 through 0.98). Even at these growth-permitting aws (reduced
using various solutes), there was usually some effect on heat tolerance (7, 9, 17), and when an increase was not observed, this could be explained in terms of the experimental protocol.
The lack of effect of habituation on heat tolerance at 60°C in this
study may reflect different targets for cell death at the higher
temperature compared with 54°C. Previous work demonstrated that
neither adaptation to high sugar concentrations or growth at an
elevated temperature resulted in increased heat tolerance at 65 or
58°C, respectively (10, 45).
During habituation and heat challenge at aws 0.91 through
0.99, cells cultured at aw 0.95 developed from being the
most heat-sensitive population to among the most heat-resistant
population. It has been reported that solutes can cause a decrease in
heat resistance when present at relatively low levels, whereas at high
concentration they may afford considerable protection to heat
(33). Baird-Parker et al. (5) reported a decrease
in heat resistance for certain Salmonella strains at about
aw 0.94, but below this, the heat resistance increased.
These findings were reflected in this study in nonhabituated controls
at aws 0.91 through 0.97 (Fig. 2). After habituation, the
cultures at aw 0.91 through 0.97 all exhibited similar heat tolerance.
The experiments with the rpoS mutant indicated that RpoS
expression is not required for the observed increase in heat tolerance following habituation in glucose-fructose. Despite evidence that proteins produced at low aw can protect against heat
challenge (6), habituation occurred in the presence of
chloramphenicol and rifampin. Thus, RpoS expression and de novo protein
synthesis are unlikely to have a major role in
low-aw-induced heat tolerance, unless the required proteins
can be synthesized in the presence of ribosome inhibitors (as has been
reported with certain other proteins [13, 36]). It may
be that existing cell proteins can modify their structure and function
when environmental conditions change, as demonstrated for certain heat
shock proteins (37, 38). The solutes used in this study are
also likely to produce substantial osmotic stress, leading to the
accumulation of compatible solutes. Such accumulation may be
independent of protein synthesis and can result in increased heat
tolerance (20). Finally, targets for heat inactivation may
be directly protected by the solutes, possibly in a
temperature-dependent manner.
This work has possible important implications for the design of
experimental protocols and for food manufacturing and processing. In
earlier studies, a low-aw habituation stage was built with the same duration for each solute (34). The new results
presented here indicate that an optimal habituation time for one solute may give no benefit for another and that the habituation step should be
tailored to the solute type. In addition, exposure of Salmonella spp. to low aw could reduce the
effectiveness of any subsequent heat processing. This will be of
particular concern to food manufacturers whose processing conditions
involve a heat treatment step and, in particular, when ingredients that
are dry or have a high solute concentration are to be processed.
 |
ACKNOWLEDGMENTS |
We gratefully acknowledge funding from Nabisco, Inc., and the
Public Health Laboratory Service.
We thank R. Rowbury for helpful discussions and M. J. Woodward for
the rpoS mutant strain used in this study.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: PHLS Food
Microbiology Research Unit, Church Lane, Heavitree, Exeter EX2 5AD,
United Kingdom. Phone: 44 (0) 1392 402966. Fax: 44 (0) 1392 412835. E-mail: K.L.Mattick{at}ex.ac.uk.
 |
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Applied and Environmental Microbiology, November 2000, p. 4921-4925, Vol. 66, No. 11
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Copyright © 2000, American Society for Microbiology. All rights reserved.
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