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Applied and Environmental Microbiology, April 2000, p. 1646-1653, Vol. 66, No. 4
0099-2240/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Development and Evaluation of a Model Predicting
the Survival of Escherichia coli O157:H7 NCTC 12900 in
Homemade Eggplant Salad at Various Temperatures, pHs, and Oregano
Essential Oil Concentrations
Panagiotis N.
Skandamis and
George-John E.
Nychas*
Department of Food Science and Technology,
Laboratory of Microbiology and Biotechnology of Foods, Agricultural
University of Athens, Athens 11855, Greece
Received 9 August 1999/Accepted 27 January 2000
 |
ABSTRACT |
Homemade eggplant salad, a traditional Greek appetizer, was
inoculated with Escherichia coli O157:H7 NCTC 12900 supplemented with different concentrations of oregano essential oil
(0.0, 0.7, 1.4, and 2.1% [vol/wt]) and stored at different
temperatures (0, 5, 10, and 15°C). The product's pH was adjusted to
4.0, 4.5, or 5.0 with lemon juice. For each combination of the
environmental factors, the bacterial counts were modeled, using the
Baranyi model, as a function of time to estimate the kinetic parameters of the pathogen. A reduction of more than 1 log unit in E. coli O157:H7 counts was observed in all cases, and the death rate
depended on the pH, the storage temperature, and the essential oil
concentration. Separate quadratic models were developed with natural
logarithms of the shoulder period and death rate as estimated by the
growth model, as a function of temperature, pH, and oregano essential oil concentrations. These were further used to predict the population of E. coli O157:H7 NCTC 12900 from other inoculated
eggplant salads at random conditions of temperature, pH, and oregano
oil concentration. The predicted values were compared with viable-count
measurements for validation.
 |
INTRODUCTION |
Currently, there is a growing
worldwide market in the sale of prepacked, chilled, ready-to-eat
salads, with or without salad dressing, (e.g., mayonnaise or
vinaigrette) (4). A food of similar manufacturing technology
and composition is eggplant salad. The safety of these commodities is
ensured mainly by low pHs (5, 28). Despite the intrinsic
safety of these products, many pathogens, such as Escherichia
coli O157:H7, a pathogenic bacterium which is responsible for
hemorrhagic colitis and hemolytic-uremic syndrome, are able to survive
(13, 28, 32, 34). The addition of essential oils (e.g.,
oregano essential oil) can provide safety for salad dressings (11,
18). Indeed, such natural supplements meet the current demands of
consumers for minimizing chemical preservatives. Thus, it would be of
interest to express quantitatively the effectiveness of such natural
antimicrobial systems. This may be achieved by means of mathematical
modeling of bacterial growth kinetics, providing a powerful tool for
predicting the combined effect of environmental factors, including
natural antimicrobials. Although growth kinetic models have been
published (1, 25, 27), few studies involving modeling of
microbial decline at suboptimal conditions are available. Recently,
models of survival for Listeria monocytogenes,
Yersinia enterocolitica, and Salmonella sp. under
nonthermal inactivation conditions have been presented (8, 19, 21,
22, 23). Survival curves of bacterial populations have been
proven to be sigmoidal or semisigmoidal with a "shoulder" and/or
tailing region. Thus growth models, such as Gompertz and logistic
models, have been shown to be applicable in cases of bacterial
inactivation (19, 20, 21, 23). The aims of this study were
(i) to monitor the survival-inactivation of E. coli O157:H7
in eggplant salad in the presence of oregano essential oil at different
pHs and storage temperatures and (ii) to develop and validate a
polynomial model which predicts the behavior of the pathogen in
response to various combinations of pH, temperatures, and oregano
essential oil concentration in eggplant salad.
 |
MATERIALS AND METHODS |
Bacterial strain and preparation of inoculum.
A
nonpathogenic strain of E. coli O157:H7 NCTC 12900, provided
by I. Ogden (Applied Food Microbiology Group, Department of Medical
Microbiology of the University of Aberdeen, Aberdeen, Scotland), was
used. The strain was phenotypically very similar to toxigenic strains
of E. coli O157:H7, i.e., it originated from a
verocytotoxigenic strain which lost its ability to produce toxin. The
culture was maintained on nutrient agar (CM3; Oxoid Basingstoke, United
Kingdom) slopes at 4°C. A loopful of culture was removed from a
nutrient agar slope and transferred to 250 ml of brain heart infusion
(BHI) broth (CM225; Oxoid) in a 1-liter flask. The strain was incubated
overnight at 37°C. The final concentration of the microorganism was
approximately 108 CFU ml
1.
Extraction of essential oil.
Five hundred grams of dried
oregano (Origanum vulgare) was bought from the central
market in Athens and placed in a 2-liter flask, and distilled water (1 liter) was added. A continuous steam distillation extraction head was
attached to the flask. After steam distillation for approximately
3 h, the oil was collected and stored at 4°C.
Preparation of eggplant salad.
Two kilograms of eggplant
salad was prepared with 12 eggplants, 6 slices of garlic (2 g), and 500 ml of Greek extra virgin olive oil. The eggplants were baked (at
180°C for 15 min) to soften, and then the inner parenchyma of each
eggplant was removed and mixed with the other ingredients in a blender
for 5 min at room temperature. The salad was then divided into portions
(40 g), and amounts of lemon juice adequate to reduce the pH to 4.0, 4.5, and 5.0 were added. Different amounts of oregano essential oil were added to the above portions to give final concentrations of 0.0, 0.7, 1.4, and 2.1% (vol/wt). Finally, the samples were thoroughly
mixed, inoculated with 2 ml of an overnight culture of E. coli O157:H7 NCTC 12900 at 37°C (target inoculum,
107 CFU ml
1), and stored at the appropriate
experimental temperatures (0, 5, 10, and 15°C).
Enumeration of microorganisms.
For the enumeration of
E. coli O157:H7, a 1-g portion of eggplant salad sample was
suspended in 9 ml of Ringer's solution (strength, 1/4) and further
serially diluted. A 0.1-ml volume of the appropriate dilution was
spread on plates of xylose lysine decarboxylase (XLD) agar (catalog no.
1,05287; Merck, Darmstadt, Germany) and incubated at 37°C for 24 h. Additionally, plate count agar (PCA) plates were spread every two
sampling times so as to compare the number of colonies on XLD agar with
that on PCA agar as well as their morphologies.
Experimental design.
The study was carried out in two
stages. In the first stage, a three-way analysis of variance experiment
was designed. Four storage temperatures (0, 5, 10, and 15°C), three
pH levels (4.0, 4.5, and 5.0) and four oregano essential-oil
concentrations (0.0, 0.7, 1.4, and 2.1% [vol/wt]) were studied.
Twelve random cases were duplicated (see Table 1). For each treatment,
the time dependence of E. coli O157:H7 NCTC 12900 survival
was monitored by the plate count spread method on XLD and PCA plates.
In cases where colonies of E. coli O157:H7 were not evident
on the agar plates from the 10-fold dilution, an enrichment technique
was used for the resuscitation of possibly injured living cells, as
follows. A 10-g portion of eggplant salad was suspended within 500 ml
of Selenite Cystine enrichment broth (1,07709; Merck) and incubated at
35°C for 12 to 18 h. One milliliter of Selenite Cystine
enrichment broth was serially diluted and spread on XLD plates. The
objective of this stage was to measure the inactivation of E. coli O157:H7 for the development of the model.
In the second stage, a similar independent experiment was conducted to
validate the model. In total, two storage temperatures (7 and 10°C),
five pH levels (4, 4.2, 4.3, 4.5, and 4.7), and seven concentrations of
oregano essential oil (0.05, 0.5, 0.7, 1.0, 1.4, 1.7, and 2.1 [vol/wt]) were tested against the pathogen in a new batch of eggplant
salad, prepared identically. The population of E. coli
O157:H7 was assessed immediately after the inoculation and at various
times during the storage period, which lasted 25 days.
Model development and validation.
The data from plate counts
were transformed to log10 values. At each combination of
oregano essential oil, storage temperature, and pH, 10 to 15 bacterial-count points were plotted against time. The Baranyi model
(2, 3) was fitted to the logarithm of the viable-cell
concentration. For curve fitting, the in-house program DMFit (Institute
of Food Research, Reading, United Kingdom), which was kindly provided
by J. Baranyi, was used.
The Baranyi model (
2,
3) is based on four parameters: a
parameter expressing the lag phase, which in the case of inactivation
curves will be regarded as the shoulder period, or survival period
(SP); DR, the death rate (log
10 CFU per gram per day);
y0, representing
the upper asymptote, which
corresponds to the initial bacterial
counts (log
10 CFU per
gram; and
yend, representing the lower
asymptote,
which corresponds to final bacterial counts
(log
10 CFU per gram).
Using response surface methodology
(
6,
9,
17,
24), these
parameters can be further expressed as
a quadratic function of
temperature, pH, and essential oil
concentration using the following
equation:
where
A is any of the Baranyi model parameters or a
logarithmic transformation (ln) of them in order to stabilize their
variance
(
34);
ai (where "i"
represents any number from 1 to 10) are
the coefficients to be
estimated;
T is temperature; OIL is the
essential oil
concentration (percent);
e is a random error; and
pH has its
usual
meaning.
The fitted parameters can be used to estimate the population of
E. coli O157:H7, under given conditions and at given times,
by interpolation. This is performed by obtaining predictions for
DR and
SP at specific conditions (temperature, pH, oregano essential
oil
concentration) and further simulating a survival curve in
accordance
with the Baranyi model. The indices employed for the
evaluation of the
performance of the developed predictive model
were the bias and
accuracy factors (B and A, respectively) (
30),
as well as
their modified forms (equations 1 and 2 respectively),
proposed by J. Baranyi (personal communication):
|
(1)
|
|
(2)
|
where
y is the response variable and
n is
the number of observations. The bias factor is a multiplicative factor
by which
a model over- or underpredicts, and the accuracy factor is a
measure
of the average difference between observed and predicted values
(
30). Perfect agreement between predictions and observations
leads to bias and accuracy factors equal to 1, while the reverse
is
true only for the accuracy factor, due to its definition (see
equation
2). Values higher than 1 for the bias factor indicate
that predicted
values are larger than observed ones, while values
below 1 indicate the
opposite. Although to date, interpretation
of bias and accuracy factors
has been used for comparison of time-based
measurements, such as
generation time (
1) and time to 1,000-fold
increase
(
10), in the present study, the same concept is applied
to
viable-count data. The latter is the result of time-based measurements,
i.e., shoulder period and death rate, given by the developed secondary
models.
The two complementary indices are termed the percent discrepancy (%D)
(equation 3) and the percent bias (%B) (equation 4),
proposed by
Baranyi (personal communication) and calculated as
follows:
|
(3)
|
|
(4)
|
sgn (ln B) is equal to +1, 0, or

1 when ln B is positive,
zero, or negative, respectively. By the definition of the percent
bias,
it is evident that the sign of the factor is determined
by the value of
sgn (ln B). If %B is positive, then, on average,
the model predicts
higher values than the real observations; the
opposite is true for
negative %B
values.
 |
RESULTS |
Effect of essential oil alone and combined with pH and storage
temperature.
A total of 48 survival curves corresponding to
different combinations of pH, temperature, and oregano oil
concentrations were generated with the Baranyi model. In Table
1, the outputs of kinetic characteristics
of the model are shown. The temperature of storage, the amount of
oregano essential oil, and the pH of the eggplant salad influenced the
kinetic characteristics of E. coli O157:H7 (Table
2). Indeed, the three-way analysis of
variance showed that the death rate and survival period were affected
by all the above-mentioned factors (Table 2). In general, the addition of oregano essential oil in eggplant salad resulted in an increase in
the death rate of E. coli (Table 2; Fig. 1 through
3)
and a reduction in the survival period of E. coli. The
Baranyi model parameter y0, corresponding to the
initial bacterial population, was not significantly affected by the
tested factors. Within 25 days (sampling period), the inactivation
curves did not show any tailing region. Thus, no model was developed
for the parameter yend. The above-mentioned
effects on the death rate and survival period of E. coli
O157:H7 were fitted using the quadratic model and demonstrated through
response surfaces in Fig. 4. In most cases, the behavior of E. coli O157:H7 followed similar
patterns, meaning a survival period (shoulder of curve) and then a
decline (Fig. 1 and 2). This profile was identical throughout the
storage period, regardless of the enumeration medium, i.e., XLD or PCA. Indeed, the counts did not differ more than 0.5 log unit (results not
shown).
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TABLE 1.
Outputs of Baranyi modela for the
survival of E. coli O157:H7 NCTC 12900 at various
temperatures, pH values, and oregano essential-oil concentrations in
eggplant salad
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TABLE 2.
F Values for the single factors and their
interactions, which affect the survival kinetics of E. coli
O157:H7 NCTC 12900 in eggplant salad
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FIG. 1.
Survival curves of E. coli O157:H7 NCTC 12900 in eggplant salad stored at 5°C, at pHs 4.0 ( ), 4.5 ( ), and 5.0 ( ), without (A) and with (B) 1.4% (vol/wt) oregano essential oil,
fitted with the Baranyi model.
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FIG. 2.
Survival curves of E. coli O157:H7 NCTC 12900 in eggplant salad stored at 5°C without oregano essential oil ( )
and with 0.7% ( ), 1.4% ( ) and 2.1% ( ) (vol/wt) oregano
essential oil at pH 4.0 (A) and at pH 4.5 (B), fitted with the Baranyi
model.
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FIG. 3.
Survival curves of E. coli O157:H7 NCTC 12900 in eggplant salad stored at 0°C ( ), 5°C ( ), 10°C ( ), and
15°C ( ) at pH 4.5 without oregano essential oil (A) and at pH 5.0 with 1.4% (vol/wt) oregano essential oil (B), fitted with the Baranyi
model.
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FIG. 4.
Quadratic response surfaces, predicting the survival
period (A) and death rate (B) of E. coli O157:H7 NCTC 12900 in eggplant salad, as a function of temperature (T)-oregano
essential oil (OIL%) and pH-oregano essential oil, respectively.
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Development and validation of the model.
The estimated kinetic
parameters of the Baranyi model (DR and SP), for each individual
survival response (48 in total) were further expressed as functions of
the controlling factors. Indeed, by using response surface methodology,
it was possible to generate equations predicting the survival of
E. coli O157:H7 as a function of the environmental factors
temperature, pH, and oregano oil concentration (OIL) (Fig. 4). For each
of the above-mentioned response variables (DR and SP), regression
analysis of variance versus the average as obtained from the replicates
was performed to select the proper transformation for the dependent
variables of models (35). Among the tested combinations
(data not shown), only
[variance(y)/average(y)]2 versus
average(y) indicated no significant correlation
(t = 0.123), and thus log transformations
(35) are suitable. Consequently, the significant
(P < 0.05) coefficients and the correlation
coefficients (r2) of the equations expressing
the dependence of the bacterial survival kinetic parameters on the
studied factors are as follows:
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Standard error of fit=0.567
To validate the model, the observed populations of
E. coli obtained from the second stage of the study were compared to
the
predicted populations, which were estimated by using the Baranyi
model (
2,
3) with kinetic parameters calculated at some
random combinations of pH, oil concentration, and temperature
at
different time intervals. The observed and predicted counts
of
E. coli are shown in Table
3. Moreover,
some typical comparisons
are visualized (Fig.
5) by plotting the observed data points
and
the predicted inactivation curves of the bacterium on the same
graph.
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TABLE 3.
Predicted and observed populations of E. coli
O157:H7 NCTC 12900 in eggplant salad under random environmental
conditions at various time intervals
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FIG. 5.
Survival of E. coli O157:H7 NCTC 12900 (data
points) in home-made eggplant salad and predicted survival curves by
Baranyi model.
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Simulation curves were generated by the predicted survival kinetics of
E. coli O157:H7 based on the developed models. The
entire
validation is represented in Fig.
6,
where predicted values
are plotted against the actual measured
population. The bias and
accuracy factors (
30; J. Baranyi, personal communication) are
1.033 and 1.233, respectively. The
%B is 3.3%, i.e., positive
and very low, indicating that the
population, on average, was
slightly overestimated by the models (Fig.
6). Accordingly, the
%D between the predicted and the observed
population was 23.3%.
The above numbers indicate that the models
produce "fail-safe"
predictions (
30).

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FIG. 6.
Comparison of the observed population of E. coli O157:H7 NCTC 12900 in eggplant salad under various pHs,
storage temperatures, and oregano essential oil concentrations with the
population predicted by the quadratic model based on Baranyi
estimates.
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It seems that the accuracy of our models was higher for large
populations (Fig.
6), which correspond to early stages of storage,
indicating that good predictions are obtained in all cases during
the
shoulder of survival curve. In contrast, the variance of correlated
values increased as the measured population decreased. The latter
observations are confirmed by segregating the total validation
data and
calculating %B and %D separately for the shoulder and
inactivation
periods. Indeed, 78 data points in the shoulder region
give %B equal
to 2.67% and %D equal to 11.05%, while the %B and
%D estimated
from 83 points within the inactivation phase are
5.83 and 33.01%,
respectively. Thus, it is evident that the total
%B and %D are highly
affected by the %B and %D of the shoulder
and inactivation
phases.
 |
DISCUSSION |
The survival of many pathogens, including E. coli
O157:H7, in acidic products such as mayonnaise-based salad dressing or
vinaigrette depends on a variety of extrinsic factors (temperature and
oxygen limitation) as well as intrinsic factors (e.g., the acidity in the aqueous phase, the organic acid content of the acidulant used [e.g., lemon juice or vinegar], the actual pH, the amount and type of
oil used, etc.) (13, 16, 28, 29).
Thus, the use of essential oils can be considered an additional
intrinsic determinant (hurdle) for their safety (18). The use of essential oils in foods as preservatives is limited (11, 18, 31); possible reasons for this limitation may be the strong smell of these substances when used at effective doses and the decrease
in their effectiveness when they are added to complicated food
ecosystems (11) compared with microbiological media. In salads and dressings, spices, which are the main source of essential oils, are part of the product formulation as flavoring agents, and thus
the problem is moderated. In the present study, oregano essential oil
is examined as an alternative natural additive and found to contribute
to the intrinsic safety of eggplant salad, acting synergistically with
low pHs and storage temperatures. Additionally, concentrations
of essential oil as low as 0.7% appeared to be effective and
organoleptically acceptable as well. Indeed, a higher degree of
inactivation of E. coli O157:H7, in both the presence and the absence of essential oil, was evident at low pH (Fig.
1 and 2; Table 2). This can be attributed (i) to the fact that the
essential oil becomes more hydrophobic at low pH and thus can be
dissolved better in the lipid phase of the bacterial membrane
(16) and (ii) to the synergistic effect of lemon juice (citric acid) added, due to the higher undissociated form of
the latter at such a low pH. On the other hand, the extended survival of E. coli in most cases in this study is consistent with
previous results in acidified environments. In particular, E. coli has been proven to survive at pHs of <4.0, in synthetic
gastric fluid, apple juice, and Trypticase soy broth (TSB), in the
presence of HCl or/and organic acids (32). Similar results
were reported in TSB when pH was adjusted by addition of HCl
(7).
As far as the effect of temperature on the death rate of salmonellae
and E. coli is concerned, similar results have been reported by other researchers (12, 13, 18, 28). In particular, during
storage of such products at relatively high temperatures (15 to
22°C), a marked decrease in the bacterial population was observed,
while lower temperatures protected Salmonella sp. and E. coli. These findings are consistent with the results of
the present study, where survival of E. coli was greater as
the temperature decreased (Fig. 3). It has been suggested that the
protective effect of low temperatures on survival of acidification
arises from alteration of the kinetics of protein denaturation
(5).
Predictive microbiology has been used to describe the effect of
environmental factors and interactive effects on the growth, survival,
and inactivation of food-borne bacteria (1, 6, 7, 19, 20, 23,
24). In such cases, the deviation from the observed data could be
mainly attributed to (i) the indication that many bacterial
inactivation curves were not linear (19, 20, 21, 22, 23),
(ii) the fact that these models have been constructed with data derived
from broths only and not from foods, and (iii) the fact that validation
was based mainly on literature data. Indeed, laboratory medium-produced
growth models overestimate, on average, the responses assessed in foods
(6, 10). Moreover, the deviation of laboratory medium
results from those obtained with foods is also reflected in the
inhibitory effect of some natural antimicrobials, e.g., the inhibitory
effect of essential oils, which is significantly reduced in foods
compared to studies with broths (11). Inactivation curves
with an atypical linear form were also evident in our study (Fig. 1
through 3). In the majority of cases, an initial shoulder was evident,
followed by an exponential reduction phase. Several mathematical
models, such as the Gompertz, Baranyi, and logistic models, previously used for describing bacterial growth have also been used in studies with bacterial decline (18, 19, 20, 21, 23). Although the
better overall "performance" of the Baranyi model over the Gompertz
model with microbial growth curves has been established (3, 24,
26), the use of one model or the other in the case of
inactivation curves should be guided by specific needs (14). Moreover, the former model would theoretically be capable of fitting all commonly shaped survival curves, such as linear, sigmoidal, and
semisigmoidal (linear with a tailing region) curves. It has also been
suggested that the Baranyi model may be useful as an alternative model
for describing the inactivation of bacteria in suboptimal environments,
such as those where natural antimicrobials are present (18).
In the present study, model development and validation were performed
with data from challenge tests in food (eggplant salad). It is
important to validate models with data independent of those used for
developing the model. Usually, studies involving the development and/or
validation of predictive models in broth and foods are based on
literature data and data from challenge tests as well (6, 10, 15,
18, 20, 23, 33, 35). The use of a quadratic model (based on
estimates from the Baranyi growth model) could provide relatively
reasonable predictions of E. coli O157:H7 responses to pH,
temperature, and oregano essential oil concentration, in eggplant
salad, at least when applied to a self-consistent system. The above
independent variables were regarded as some of the main intrinsic and
extrinsic factors which determined the survival of the pathogen in this
product. However, the contrasting indications between %B and %D may
be associated with (i) the fact that the majority of data points (Fig.
6) are distributed in large populations (7 to 9 log units), i.e., in the shoulder region, and this may heavily influence the accuracy measures of the model; (ii) possible differences in batches of eggplant
salad for the validation of the model due to the variability of factors
related to product formulation (e.g., olive oil concentration, type of
oregano oil, proportion of solid garlic, etc.). The models presented
were developed considering the pH as a stable vector (it was not
altered during storage), which is directly dependent on the amount of
lemon juice (citric acid) added. The effect of pH was also considered
in other growth modeling studies with Y. enterocolitica and
E. coli (1, 27). In contrast, the death rate of
E. coli was modeled in the present study.
The bias and accuracy factors were first introduced as indices for the
performance of kinetic models, and as such, they are suitable for
comparing time-based measures of microbial responses (e.g., maximum
specific growth rates, generation times, time for a 1,000-fold increase
in cell numbers, etc.) (10, 30). In the present study, an
effort was made to expand the application of bias and accuracy factors
by comparing bacterial counts obtained at specific combinations of the
environmental factors tested. These data derived indirectly from
time-based kinetic parameters (death rate and survival period) of the
bacterial population, as predicted by two separate polynomial models.
The calculated bias and accuracy factors, as well as the proposed
percent bias and discrepancy, seem to be consistent with the graphical
comparison of predicted and observed bacterial counts (Fig. 6),
indicating that the specific approach of performance indices is also
suitable for the evaluation of such predictive models.
With respect to the aim of this study, i.e., modeling the effects of
temperature, pH, and especially oregano essential-oil on the survival
of E. coli O157:H7, the development of polynomial models,
based on Baranyi model estimates of survival kinetics, appeared to be a
promising means of predicting the responses of this bacterium in
eggplant salad.
 |
ACKNOWLEDGMENTS |
Part of this research was funded by DGXII FAIR CT96-1066.
We thank J. Baranyi for valuable comments related to the mathematical
processing of our results.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Food Science and Technology, Laboratory of Microbiology and
Biotechnology of Foods, Agricultural University of Athens, Iera Odos
75, Athens 11855, Greece. Phone and fax: 30-1-5294693. E-mail:
gjn{at}auadec.aua.gr.
 |
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Applied and Environmental Microbiology, April 2000, p. 1646-1653, Vol. 66, No. 4
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