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Applied and Environmental Microbiology, July 2001, p. 3092-3101, Vol. 67, No. 7
0099-2240/01/$04.00+0 DOI: 10.1128/AEM.67.7.3092-3101.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Membrane Permeabilization in Relation to
Inactivation Kinetics of Lactobacillus Species due to Pulsed
Electric Fields
Patrick C.
Wouters,*
Ad P.
Bos, and
Joerg
Ueckert
Microbiology & Preservation, Unilever
Research Vlaardingen, 3133 AT Vlaardingen, The Netherlands
Received 15 September 2000/Accepted 20 April 2001
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ABSTRACT |
Membrane permeabilization due to pulsed electric field (PEF)
treatment of gram-positive Lactobacillus cells was
investigated by using propidium iodide uptake and single-cell analysis
with flow cytometry. Electric field strength, energy input, treatment time, and growth phase affected membrane permeabilization of
Lactobacillus plantarum during PEF treatment. A correlation
between PEF inactivation and membrane permeabilization of L. plantarum cells was demonstrated, whereas no relationship was
observed between membrane permeabilization and heat inactivation. The
same results were obtained with a Lactobacillus fermentum
strain, but the latter organism was more PEF resistant and exhibited
less membrane permeabilization, indicating that various bacteria have
different responses to PEF treatment. While membrane permeabilization
was the main factor involved in the mechanism of inactivation, the
growth phase and the acidity of the environment also influenced
inactivation. By using flow cytometry it was possible to sort cells in
the L. plantarum population based on different cell sizes
and shapes, and the results were confirmed by image analysis. An
apparent effect of morphology on membrane permeabilization was
observed, and larger cells were more easily permeabilized than smaller
cells. In conclusion, our results indicate that the ability of PEF
treatment to cause membrane permeabilization is an important factor in
determining inactivation. This finding should have an effect on the
final choice of the processing parameters used so that all
microorganisms can be inactivated and, consequently, on the use of PEF
treatment as an alternative method for preserving food products.
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INTRODUCTION |
A high-voltage pulsed electric field
(PEF) can inactivate microorganisms under reduced-temperature
conditions. Consequently, food products have a fresher appearance and
lose less flavor and other functional food components, factors that are
currently in high demand by consumers (1, 16, 27). PEF
treatment is the application of pulses with very high field strength
for a short time (microseconds) to foods placed between two electrodes. Due to technical and technological developments during the last few
years, it is now possible to perform PEF treatment in a
continuous-treatment chamber. This has increased the efficiency of the
treatment process and offers more possibilities for scaling up the
technology (4, 26, 40), which has enhanced interest by the
food industry.
Recently, microbial inactivation kinetics were systematically studied
under a range of conditions in continuous-PEF systems (8, 29,
39). Furthermore, inactivation kinetics were determined under
close-to-isothermal conditions to study the effect of field strength
and energy input independent of heat (12). It was
concluded that electric field strength and the amount of energy input,
(i.e., the number of pulses) were important in determining the
inactivation level. Other important process factors were pulse length
and inlet temperature (39). Product factors (pH and
conductivity) and the physiological state of the microorganisms also
play a role in determining inactivation kinetics (38, 39).
The underlying mechanism of inactivation of microorganisms by PEF
treatment has not been fully elucidated. Knowledge of the mechanism of
inactivation is essential in order to develop better equipment and
define conditions for inactivating microorganisms in food products with
this technology. The most commonly accepted theory is that local
instabilities in the membranes of the microorganisms are formed by
electromechanical compression and electric field-induced tension, which
causes pores to form in the membrane (electroporation) (1, 13,
34, 37). One major consequence of electroporation is a
phenomenon called electropermeabilization, which is a dramatic increase
in permeability (or conductivity) and, in some cases, mechanical
rupture of the membrane. It has been determined that mechanical
instability of membranes occurs only when the applied electric field
induces a certain critical membrane potential. Electropermeabilization
has been demonstrated to be reversible or irreversible depending on the
degree of membrane organizational changes (30, 34, 36).
Strong electric fields result in an irreversible effect and ultimately
in cell death (11, 31). However, it is still not clear
whether cell death occurs because of localized rapid rupture of a
portion of the cell membrane or because of chemical stress associated
with molecular transport. Only limited data about the correlation
between cell viability and electropermeabilization of prokaryotes are
available (33). Factors that influence membrane
permeabilization of Saccharomyces cerevisiae have been
investigated, and it has been shown that the growth phase, ion
composition, concentration of the extracellular medium, and PEF
conditions affect electropermeabilization (2, 9, 22-24).
Membrane permeabilization can be studied by flow cytometric measurement
(FCM) of the uptake of the fluorescent probe propidium iodide (PI),
which is a nucleotide-binding probe excluded by intact cells. PI is a
strongly hydrophilic, small molecule (Mr, 660)
which has been shown to be a good indicator of membrane integrity and
has been used to label dead cells (18, 35). Flow cytometry
allows rapid simultaneous measurement of scattered light and
fluorescence emission from individual cells as they pass by a laser
illumination point (6).
In this study we determined the effects of different process conditions
on membrane permeabilization of Lactobacillus plantarum during PEF treatment as measured by PI uptake using FCM. We correlated membrane permeabilization with induced inactivation to gain insight in
the mechanisms of inactivation of vegetative bacteria. Moreover, we
studied inactivation and membrane permeabilization of a second, more
PEF-resistant Lactobacillus species to evaluate the validity of our findings. Membrane permeabilization was studied as a function of
electric field strength, energy input, treatment time, treatment medium
conductivity and pH, growth phase, and morphology of the microorganisms. Heat treatment was used as a control treatment to
determine whether the permeabilization induced during PEF treatment was
due to the electric field applied or to the increased temperature induced during PEF treatment.
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MATERIALS AND METHODS |
Bacteria, growth conditions, and media.
L.
plantarum LA 10-11 was obtained from the Unilever culture
collection; this strain was isolated from spoiled onion ketchup and was
identified by the American Type Culture Collection (it has no American
Type Culture Collection number). Lactobacillus fermentum PW7
was also obtained from the Unilever collection; it was isolated from a
tomato paste production line and was identified by the Culture
Collection Laboratory for Microbiology, University of Ghent, Ghent,
Belgium. Inocula were prepared 3 days before each experiment by
starting with a culture that was stored in vials with 10% (vol/vol)
glycerol at
20°C. The strains were inoculated into 10 ml of De
Man-Rogosa-Sharpe (MRS) broth (Difco Laboratories, Detroit, Mich.) and
incubated for 18 h at 30°C. The cultures were reinoculated
(0.4%) into 50 ml of MRS broth and incubated for 48 h at 30°C
to obtain cells which were in the stationary phase for a prolonged
time. Cells were incubated until the optical density at 660 nm was 0.1, at which point they were in the exponential growth phase. Both cell
suspensions were harvested by centrifugation at 13,000 × g for 10 min at 5°C and were resuspended in 5 ml of 50 mM HEPES
(pH 7.0). Each inoculum was kept on ice until inoculation (maximum
time, 15 min). In addition, all media and solutions used in this study
were filter sterilized (pore size, 0.1 µm) prior to use to minimize
particle interference during FCM.
PEF treatment.
Cells were treated in a CoolPure CPS-4
apparatus (PurePulse Technologies Inc., San Diego, Calif.), which is a
laboratory-scale continuous-PEF apparatus with a maximum capacity of 10 liters per h. The system has a colinear continuous-flowthrough
treatment chamber with a gap of 3.4 mm, an inside diameter of 3 mm, and a volume of 0.024 ml. The average residence time in the treatment chamber was 0.024 s at a flow rate of 3.6 liters/h. The total residence
time (at a certain temperature) after PEF treatment and before
placement on ice was estimated to be approximately 30 s. The
high-voltage power supply of the PEF apparatus can deliver 4 kJ/s and a
maximum output voltage of 12.6 kV. The electric field strength, pulse
length, and pulse wave shape were determined with an oscilloscope
(model TDS 220; Tektronix). The applied voltage was measured with a
voltage probe that was located as close as possible to the treatment
chamber. Care was taken so that the measured voltage across the
treatment chamber was almost equal to the applied voltage. The system
was able to generate a pulse with a square wave shape. The pulse
duration was set at 2.3 µs. The PEF treatment medium was a phosphate
buffer prepared from 0.5 M Na2HPO4 · 2H2O and 0.5 M NaH2PO4 · 2H2O. The conductivity of the solution was adjusted to 0.4 or 1.5 S/m at 25°C by using demineralized water, and the pH was
adjusted at 4.3, 4.5, or 6.8 by using either 4 N
H2SO4 or 4 N KOH. Experiments were also
performed with a commercial ultra-high-temperature-treated tomato juice (Zontomaatje; Riedel, Ede, The Netherlands) with a pH of 4.3 and a
conductivity of 1.5 S/m. The final pH and conductivity of the treatment
medium were measured before and after each experiment. The phosphate
buffer was sterilized together with the PEF system and cooled to room
temperature. During the start-up procedure, the desired system settings
(i.e., flow rate, charge voltage, inlet medium temperature, and pulse
frequency) were set. When the system was running steadily, the
treatment medium was inoculated with the microorganisms. The inlet
temperature of the treatment medium was adjusted to 30°C by using a
heat exchanger prior to the PEF treatment. During each experiment the
inlet and outlet medium temperatures were measured continuously and
automatically entered into a computer. The measured total energy input
was calculated from the difference between the inlet and outlet medium
temperatures and was multiplied by the heat capacitance of water (i.e.,
4.18 J/ml/K) or the tomato juice (4.14 J/ml/K). PEF treatments with increasing energy input up to 120 J/ml were performed, which
corresponded to a maximum temperature increase of approximately 28°C
and a final temperature of 58°C. The pulse wave shape of each PEF
treatment was also entered into the computer. To determine the inoculum level in the buffer, samples were taken before and after PEF treatment from the vessel containing the inoculum. After pulsing the samples were
immediately placed in ice water, and they were analyzed within 1 h. A control experiment was performed to test the effect of storage at
room temperature for 5 h on membrane permeabilization and inactivation
after PEF treatment. The concentrations of viable cells, expressed as
the number of CFU per milliliter, were determined before and after the
PEF treatment by using pour plates containing MRS agar (Merck,
Darmstadt, Germany). The plates were incubated aerobically at 30°C
for 5 days All experiments were done at least in duplicate, and each
experiment was performed on a different day with a new inoculum.
Heat treatment.
Heat treatments, performed as control
experiments, were done by using the method described by Kooiman and
Geers (21). The relationship between membrane
permeabilization and the inactivation kinetics of L. plantarum LA 10-11 was investigated for heat treatments consisting
of 3 min at temperatures ranging from 45 to 95°C in a phosphate
buffer prepared from 0.5 M Na2HPO4 · 2H2O and 0.5 M NaH2PO4 · 2H2O. A wide temperature range was chosen in order to find
temperatures that could cause levels of membrane permeabilization similar to those caused by PEF treatment. The conductivity of the
buffer solution was adjusted to 1.5 S/m at 25°C by using
demineralized water, and the pH was adjusted to 4.3 with 4 N
H2SO4. After each heat treatment, the tubes
were immediately placed in ice water. The concentrations of viable
cells were determined before and after heat treatment by using pour
plates containing MRS agar; the plates were incubated aerobically for 5 days at 30°C. Membrane permeabilization was analyzed as described
below. All experiments were done in duplicate, and each experiment was
performed on a different day with a new inoculum.
Fluorescence labelling with PI.
To test whether a treatment
caused membrane damage, cells were incubated after the treatment with
the DNA-binding probe PI, which cannot pass through intact membranes.
Upon cell entry after membrane damage, binding to DNA increases the
fluorescence of PI by a factor of 40. Stock solutions of PI (Molecular
Probes, Leiden, The Netherlands) were prepared in distilled water at a final concentration of 10 µg/ml and were stored in the dark at 4°C.
PI was added to a final concentration of 0.5 µg/ml. The
concentrations of organisms in samples were adjusted for flow
cytometric analysis to approximately 106 CFU/ml in order to
ensure that the events detected really represented single cells. The
cells were incubated with the probe for exactly 5 min at room
temperature before FCM.
Flow cytometric analysis of L. plantarum and L. fermentum.
All FCM were performed with a Coulter EPICS ELITE
flow sorter at an excitation wavelength of 488 nm by using a 15-mW
argon laser with a 100-µm flow cell at a sheath pressure of 12 lb/in2, as described in detail by Nebe-von Caron et al.
(25). Filter-sterilized (pore size, 0.1 µm) 0.9%
(wt/vol) saline was used as the sheath fluid. Upon excitation at 488 nm, PI gives an emission signal in the red region at 617 nm. In
addition to the log fluorescence parameter, log forward scatter was
monitored, which is an indicator of cell size (5, 17).
Samples were processed so that 10,000 events were collected for each
sample, and the event rate was less than 1,000 events s
1
to avoid detection of coincident events. Untreated stained cells were
used as negative controls and cells treated for 3 min at 80°C were
used as positive controls for voltage adjustment and assignment of
PI-negative and -positive histogram regions. A histogram analysis of PI
fluorescence caused by membrane damage (expressed as a percentage of
the total population) was performed by using the Coulter Epics analysis
software, version 4.02.
Image analysis.
Populations of cells sorted by the FCM
technique were analyzed microscopically by using a Zeiss Axioplan
microscope. Digital image recording and analysis of 100 cells of each
population were performed with the Qwin software (version 2.3; Leica)
running under Windows 98 on a Leica Q5001W computer. Observations were made in the transmitted-light mode by using a Zeiss Plan Neofluar lens
(magnification, ×100) with a numerical aperture of 1.3. An image size
of 760 by 573 pixels was used; this resulted in a 98- by 74-µm field
of view (the pixel size was 0.13 µm).
Statistical analysis.
Data were analyzed by using the
statistical analysis package of Microsoft Excel 5.0.
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RESULTS |
Membrane permeabilization of L. plantarum as a function
of electric field strength during PEF treatment.
Membrane
permeabilization of L. plantarum was determined by measuring
the amount of fluorescent PI uptake by flow cytometry. FCM allows
determination of PI uptake in cultures on a single-cell basis. The
number of cells in the total population of L. plantarum cells that showed PI uptake after PEF treatment is indicated in Fig.
1. An increase in electric field strength
resulted in more PI uptake (Fig. 1A). Furthermore, an increase in the
energy input as a result of applying more electric pulses resulted in a
larger number of permeabilized cells. Membrane permeabilization was
plotted against log reduction in order to investigate whether the
observed reduction in viability of L. plantarum after PEF
treatment was directly caused by membrane permeabilization (Fig. 1B).
At lower field strengths (1.0 and 1.2 V/µm) there was very little
inactivation and less membrane permeabilization. However, when electric
field strengths of 1.5 and 2.5 V/µm were used, there appeared to be a
linear relationship between the number of inactivated cells and the
number of permeabilized cells at least up to a 3.6-log reduction. Only
after a severe PEF treatment (2.5 V/µm and an energy input of 120 J/ml) was a small decrease (5%) in the number of cells measured by
flow cytometry, which indicated that a small portion of the cells in
the population were completely ruptured. To determine if the observed
membrane damage was reversible, the PEF-treated cells were incubated
for 5 h in ice water or for 5 h at room temperature, and PI
uptake was measured again. Neither treatment influenced the amount of
PI uptake (data not shown). This information is further evidence that
the PEF treatment used induced irreversible membrane damage.
Simultaneously, plate counts were determined, and the incubation
temperature did not affect the colony counts under PEF process
conditions which resulted in outlet temperatures in the range from 30 to 50°C. However, PEF conditions that resulted in temperatures
greater than 50°C resulted in slightly higher levels of inactivation
(maximum, 0.8 log) if the samples were not immediately placed in ice
water but were kept at room temperature (data not shown). This
increased inactivation was due to the thermal effect, and therefore we
decided to place all samples in ice water immediately to avoid such
additional inactivation.

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FIG. 1.
Effect of electric field strength on membrane
permeabilization of stationary-growth-phase L. plantarum LA
10-11 cells as a function of energy input (A) and inactivation (B)
after PEF treatment. Symbols: , 1.0 V/µm; , 1.2 V/µm; ,
1.5 V/µm; , 2.5 V/µm. The pulse length was 2.3 µs, the flow
rate was 3.6 liters/h, the start temperature was 30°C, the pH of the
phosphate buffer was 4.5, and the conductivity was 1.5 S/m. The
inoculum contained 3.3 × 107 CFU/ml. The results are
means based on data from two independent experiments, and standard
deviations are indicated by error bars. Nt, number of survivors after
treatment; No, number of cells before treatment.
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Membrane permeabilization as a function of treatment medium
conductivity and pH.
Membrane permeabilization of L. plantarum was studied with treatment medium conductivities of 0.4 and 1.5 S/m at electric field strengths of 1.5 and 2.5 V/µm (Fig.
2). L. plantarum cells suspended in a phosphate buffer having a conductivity of 0.4 S/m showed
significantly more membrane permeabilization after PEF treatment at 2.5 V/µm (Fig. 2A). The energy input required to obtain 70%
membrane-permeabilized cells was 14 J/ml for cells that were treated
with PEF in a phosphate buffer having a conductivity of 0.4 S/m,
whereas the corresponding value was 100 J/ml for cells in a phosphate
buffer having a conductivity of 1.5 S/m (Fig. 2A). However, the
treatment times required to obtain this level of membrane
permeabilization were about the same for the two buffer solutions (Fig.
2B). A similar trend was observed with an electric field strength of
1.5 V/µm. The treatment medium conductivity had an effect on the
relationship between the number of permeabilized L. plantarum cells and the number of inactivated L. plantarum cells after PEF treatment at an electric field strength
of 2.5 V/µm, whereas at 1.5 V/µm this was not observed (Fig. 2C).
When an electric field strength of 2.5 V/µm was used, less membrane permeabilization was necessary to obtain a certain inactivation level
in the phosphate buffer having a conductivity of 1.5 S/m than was
necessary to obtain the same level in the phosphate buffer having a
conductivity of 0.4 S/m.

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FIG. 2.
Membrane permeabilization of stationary-growth-phase
L. plantarum LA 10-11 cells as function of energy input (A),
treatment time (B), and inactivation (C) after PEF treatment in pH 4.5 phosphate buffer. Symbols: , 0.4 S/m and 1.5 V/µm; , 1.5 S/m
and 1.5 V/µm; , 0.4 S/m and 2.5 V/µm; , 1.5 S/m and 2.5 V/µm. The inoculum for the 1.5-S/m buffer contained 3.3 × 107 CFU/ml, and the inoculum for the 0.4-S/m buffer
contained 4.4 × 108 CFU/ml. The pulse length was 2.3 µs, the flow rate was 3.6 liters/h, and the start temperature was
30°C. The results are means based on data from two independent
experiments, and standard deviations are indicated by error bars. Nt,
number of survivors after treatment; No, number of cells before
treatment.
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The effect of the pH of the treatment medium on membrane
permeabilization and its relationship to inactivation of L. plantarum were studied at pH 4.5 and 6.8 by using the phosphate
buffer having a conductivity of 0.4 S/m and electric field strengths of
1.5 and 2.5 V/µm (Fig. 3). After PEF
treatment at 2.5 V/µm, cells in pH 6.8 phosphate buffer exhibited
less inactivation and a similar amount of PI uptake compared to cells
which were treated in pH 4.5 phosphate buffer. At the lower field
strength, 1.5 V/µm, the pH did not influence the relationship between
inactivation and membrane permeabilization.

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FIG. 3.
Effect of pH of the treatment medium on the relationship
between membrane permeabilization and inactivation of
stationary-growth-phase L. plantarum LA 10-11 cells after
PEF treatment. Symbols: , pH 4.5 and 1.5 V/µm; , pH 6.8 and 1.5 V/µm; , pH 4.5 and 2.5 V/µm; , pH 6.8 and 2.5 V/µm. The
conductivity of the buffer was 0.4 S/m, the pulse length was 2.3 µs,
the flow rate was 3.6 liters/h, and the start temperature was 30°C.
The inoculum for the pH 6.8 buffer contained 9.5 × 108 CFU/ml, and the inoculum for the pH 4.5 buffer
contained 4.4 × 108 CFU/ml. The results are means
based on data from two independent experiments, and standard deviations
are indicated by error bars. Nt, number of survivors after treatment;
No, number of cells before treatment.
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Membrane permeabilization of exponential- and
stationary-growth-phase cells of L. plantarum.
We
compared exponentially growing L. plantarum cells and
cells that were in a prolonged stationary growth phase in terms of membrane permeabilization and inactivation after PEF treatment in pH
4.5 phosphate buffer having a conductivity of 1.5 S/m. (Fig. 4). PEF treatment with an electric field
strength of 1.5 V/µm and an energy input of 95 J/ml resulted in 23%
permeabilized cells when the cells were in the stationary growth phase,
whereas an energy input of only 24 J/ml was required to obtain a
similar level of membrane permeabilization with cells in the
exponential growth phase (Fig. 4A). The cells in the stationary-phase
L. plantarum population 23% of which showed PI uptake, were
inactivated with only a 0.5-log reduction, whereas the cells in the
exponentially growing population with the same amount of PI uptake were
inactivated with a 1.7-log reduction (Fig. 4B). A similar trend was
observed with an electric field strength of 2.5 V/µm (data not
shown). These results indicate that despite similar membrane
permeabilization levels and lower energy input, more cells were
inactivated in an exponentially growing L. plantarum
culture.

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FIG. 4.
Effect of PEF treatment on membrane permeabilization (A)
and its relationship to inactivation (B) of exponential-phase ( ) and
stationary-phase ( ) L. plantarum LA 10-11 cells. The
electric field strength used was 1.5 V/µm, the pulse length was 2.3 µs, the flow rate was 3.6 liters/h, and the start temperature was
30°C with pH 4.5 phosphate buffer having a conductivity of 1.5 S/m.
The inoculum of exponentially growing cells contained 6.2 × 105 CFU/ml. The inoculum of prolonged
stationary-growth-phase cells contained 3.3 × 107
CFU/ml. The results are means based on data from two independent
experiments, and standard deviations are indicated by error bars. Nt,
number of survivors after treatment; No, number of cells before
treatment.
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Effect of cell morphology on membrane permeabilization after PEF
treatment.
Cell size and shape in the L. plantarum
population were estimated by measuring the forward and sideward scatter
by the FCM method. By specifying regions of small and large cells with
the software of the FCM equipment, it was possible to determine the amount of membrane damage, as reflected by PI uptake, for the cells in
the specified regions (Fig. 5A). Regions
L and S were the areas of cells that were high and low, respectively in
terms of forward and sideward scatter. Following sorting of the cells with the FCM technique, we confirmed using image analysis that the two
populations could be distinguished from each other on the basis of size
distribution and cell shape; the latter was reflected by the roundness
parameter, which gave a minimum value of unity for a circle (Fig. 5B
and C). Interestingly, the distribution of cell size between the
large-cell and small-cell populations differed (Fig. 5B). The cells of
the large-cell population had a greater variety of cell lengths (Fig.
5B), and there were more longitudinal cells (Fig. 5C). In contrast, the
population of cells designated small contained mainly (64%) short
cells (1.8 ± 0.2 µm) (Fig. 5B) and more round cells (Fig. 5C).

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FIG. 5.
(A) Flow cytometric dot plot of the forward scatter and
sideward scatter (in arbitrary units) for stationary-growth-phase
L. plantarum LA 10-11 cells. The arbitrary populations of
small cells (square S) and large cells (square L) are indicated. (B and
C) Size (B) and roundness (shape) (C) distributions of the population S
( ) and L ( ) stationary-growth-phase L. plantarum LA
10-11 cells.
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The effect of cell morphology on the number of membrane-permeabilized
cells is illustrated in Fig. 6. For
verification of PI uptake independent of cell size and shape, the ratio
of log fluorescence to log forward scatter was calculated (data not
shown) by using the software FCS Express, version 1.0 (De Novo
Software, Cambridge, Mass.). A clear distinction was observed between
the number of membrane-permeabilized cells in the large-cell population and the number of membrane-permeabilized cells in the small-cell population after a 2.5-V/µm PEF treatment in pH 4.5 phosphate buffer
having a conductivity of 1.5 S/m (Fig. 6A). The small cells appeared to
be less vulnerable to membrane permeabilization by the PEF treatment.
However, after the time of treatment or the energy input of the PEF was
increased, the difference between the numbers of permeabilized cells in
the small- and large-cell populations gradually disappeared in the
1.5-S/m buffer and rapidly disappeared in the 0.4-S/m buffer (Fig. 6).

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FIG. 6.
Effect of cell morphology on membrane permeabilization
of stationary-growth-phase L. plantarum LA 10-11 cells in
phosphate buffer with a conductivity of 1.5 S/m (A) or 0.4 S/m (B)
after PEF treatment. The electric field strength was 2.5 V/µm, the
pulse length was 2.3 µs, the flow rate was 3.6 liters/h, and the
start temperature was 30°C. The inoculum for the 1.5-S/m buffer
contained 3.3 × 107 CFU/ml, and the inoculum for the
0.4-S/m buffer contained 4.4 × 108 CFU/ml. The
results are means based on data from two independent experiments, and
standard deviations are indicated by error bars. T, time; Q, energy
input.
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Membrane permeabilization of L. plantarum after heat
treatment.
In order to investigate whether the observed membrane
damage after PEF treatment could be due to the temperature generated during the PEF treatment, PI uptake after different heat treatments of
L. plantarum LA 10-11 was investigated (Fig.
7A). After 3 min of heat treatment at
temperatures ranging from 45 to 60°C, no significant PI uptake was
observed, although increasing the temperature up to 95°C resulted in
gradual increases in PI uptake. At temperatures above 65°C the
standard deviations became considerably larger. The properties of
binding of PI to the DNA and therefore the fluorescent signal might
have been influenced by the melting point of the DNA, which is around
65°C. The relationship between PI uptake and inactivation of L. plantarum LA 10-11 after heat treatment is shown in Fig. 7B. From
the results we concluded that there was no correlation between membrane
permeabilization and heat inactivation, since the cells were completely
inactivated by heat before significant membrane permeabilization was
observed. Furthermore, the observed membrane permeabilization after PEF
treatments that resulted in temperatures up to 58°C was probably
mainly due to the electric field effect.

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FIG. 7.
PI uptake by stationary-growth-phase L. plantarum LA 10-11 cells after 3-min heat treatments at different
temperatures between 40 and 95°C (A) and membrane permeabilization in
relation to inactivation after the heat treatments (B). The PI
concentration was 0.5 µg/ml. The heat experiments were performed in
pH 4.3 phosphate buffer having a conductivity of 1.5 S/m at 23°C The
results are means based on data from two independent experiments, and
standard deviations are indicated by error bars. Nt, number of
survivors after treatment; No, number of cells before treatment.
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Comparison of inactivation and membrane permeabilization of two
lactobacilli that differ in PEF resistance.
During pilot plant PEF
studies with tomato paste, a strain of L. fermentum was
isolated that survived the PEF treatment used. PEF inactivation of this
strain, L. fermentum PW7, was compared to inactivation of
L. plantarum LA 10-11 both in phosphate buffer and in tomato
juice having a pH 4.3 and a conductivity of 1.5 S/m (Fig.
8). Experiments were performed with an
electric field strength of 2.5 V/µm, different levels of energy
input, a pulse length of 2.3 µs, a flow rate of 3.6 liters/h, and an
initial temperature of 30°C. Inactivation of both strains increased
as the energy input increased, but this effect was noticeably more pronounced for L. plantarum than for L. fermentum
(Fig. 8A). A PEF treatment consisting of four pulses with an electric
field strength of 2.5 V/µm, corresponding to an energy input of 80 J/ml, resulted in an approximately 3.4-log reduction for L. plantarum, whereas it resulted in only a 0.3-log reduction for
L. fermentum (Fig. 8A). Thus, L. fermentum was
more PEF resistant than L. plantarum both in phosphate
buffer and in tomato juice (Fig. 8). The level of inactivation of
L. plantarum in tomato juice was slightly lower (up to 0.8 log at an energy input of 70 J/ml) than the level of inactivation in
phosphate buffer. To assess if a difference in resistance to PEF
inactivation was related to membrane permeabilization in other
lactobacilli, the PI uptake data for L. plantarum and L. fermentum were compared after different PEF treatments
(Fig. 9). Membrane permeabilization of
L. plantarum or L. fermentum was plotted versus
the energy input (in joules per milliliter) during a 2.5-V/µm PEF
treatment. Increasing the energy input resulted in more PI uptake by
L. plantarum, whereas increasing the energy levels hardly
affected the amount of PI taken up by L. fermentum cells
(Fig. 9A). This observation indicated that PEF treatment caused more
membrane permeabilization in L. plantarum than in L. fermentum. By plotting PI uptake versus the number of inactivated cells, we found that L. fermentum was hardly inactivated,
whereas a correlation between PEF inactivation and membrane
permeabilization was demonstrated for L. plantarum (Fig.
9B). The more PEF-sensitive L. plantarum strain showed more
membrane damage than the more PEF-resistant L. fermentum
strain, which suffered minor membrane damage.

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|
FIG. 8.
Effect of energy input on inactivation of
stationary-growth-phase L. plantarum LA 10-11 ( ) and
L. fermentum PW7 ( ) cells after PEF treatment in
phosphate buffer (A) and tomato juice (B). Experiments were performed
in pH 4.3 phosphate buffer having a conductivity of 1.5 S/m at 23°C.
The electric field strength was 2.5 V/µm, the pulse length was 2.3 µs, the flow rate was 3.6 liters/h, and the start temperature was
30°C. The L. plantarum inoculum contained 2.4 × 107 CFU/ml, and the L. fermentum inoculum
contained 4.6 × 107 CFU/ml. Nt, number of survivors
after treatment; No, number of cells before treatment. Regression
analysis of inactivation of L. plantarum was done with data
from five independent experiments, and regression analysis of
inactivation of L. fermentum was done, with data, from two
independent experiments.
|
|

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|
FIG. 9.
Comparison of membrane permeabilization of
stationary-growth-phase L. plantarum LA 10-11 ( ) and
L. fermentum PW7 ( ) cells after PEF treatment (A) and
membrane permeabilization in relation to inactivation of both strains
after PEF treatment (B). The PI concentration was 0.5 µg/ml. The PEF
experiments were performed in pH 4.3 phosphate buffer having a
conductivity of 1.5 S/m at 23°C. The electric field strength was 2.5 V/µm, the pulse length was 2.3 µs, the flow rate was 3.6 liters/h,
and the start temperature was 30°C. Regression analysis of
inactivation of L. plantarum was done with data from three
independent experiments, and regression analysis of inactivation of
L. fermentum was done with data from two independent
experiments. Nt, number of survivors after treatment; No, number of
cells before treatment.
|
|
 |
DISCUSSION |
In this study, we found that there is a relationship between field
strength and the number of permeabilized L. plantarum cells, so that greater field strengths resulted in permeabilization of more
cells, as demonstrated by PI uptake determined with a flow cytometer.
Further evidence that induced membrane permeabilization occurred was
the leakage of ATP that was observed after PEF treatment of L. plantarum cells (data not shown). A correlation was observed between membrane permeabilization and inactivation of L. plantarum after PEF treatment with an electric field strength of
1.5 or 2.5 V/µm. Besides an increase in the number of fluorescent
cells after a severe PEF treatment, a small increase in the number of cell fragments was observed by the FCM technique. These fragments were
located outside our specified region of bacterial cells and therefore
did not interfere with the fluorescence measured as a result of PI
uptake. However, this could mean that the amount of membrane
permeabilization or cell disruption could be slightly higher than that
determined by PI uptake.
The number of membrane-permeabilized cells increased as the
conductivity of the treatment medium decreased at a constant energy input. However, as the conductivity of the treatment medium affected the energy input, more pulses were applied to the 0.4-S/m buffer than
to the 1.5-S/m buffer to keep the energy input the same. As a result,
no significant effect of conductivity was observed for a constant
treatment time. Furthermore, the relationship between membrane
permeabilization and inactivation was dependent on the conductivity at
an electric field strength of 2.5 V/µm. Jayaram et al.
(15) studied inactivation in a batch PEF system with a set
number of pulses and speculated that the increased inactivation of
Lactobacillus brevis observed in a medium with low
conductivity was due to an increase in membrane permeabilization. In
contrast, in our continuous-PEF system a low-conductivity medium allows more pulses to be applied and thus generates more membrane
permeabilization and eventually more inactivation. Therefore, it is
more advantageous to treat products with low conductivity. The effects
of the ionic composition and ionic strength of the treatment suspension
on the uptake of PI by electropermeabilized plasma membranes of
mammalian cells have been studied by Djuzenova et al. (7).
They found that electric field-induced incorporation of PI into
reversibly permeabilized cells was almost independent of the ionic
composition and ionic strength of the treatment suspension but that PI
incorporation increased dramatically with decreasing medium
conductivity at a fixed field strength. In our studies with a
gram-positive microorganism and a continuous-PEF system we also
observed the latter phenomenon but only at a fixed energy input.
Similar levels of membrane permeabilization were found after PEF
treatment in treatment media having pH values of 4.5 and 6.8, whereas
inactivation of L. plantarum was greater at pH 4.5 than at
pH 6.8. Presumably, membrane permeabilization caused an influx of
H+-protons, and as a result the cells that were in a low-pH
environment were more rapidly inactivated. Some evidence that supports
this hypothesis is the observation of Simpson et al. (32)
that PEF treatment reduced the ability of Listeria
monocytogenes to maintain a pH gradient. These investigators found
that the H+-ATPase activity was not affected, suggesting
that this enzyme is not a primary site of bacterial inactivation during
PEF treatment.
PEF treatment of exponential- and stationary-phase cells, which
resulted in similar levels of membrane permeabilization, resulted in
higher inactivation levels in exponentially growing cells than in
stationary-phase cells. These results may indicate that factors other
than membrane permeabilization are involved in determining inactivation. As cells enter the stationary growth phase, they adapt to
ensure that they are able to survive under stress conditions (20,
28). The resulting physiological changes may explain their
increased resistance to PEF treatment. Further research must elucidate
which specific changes are responsible for the increased PEF resistance.
It is generally assumed that the induced membrane potential causes
membrane permeabilization during PEF treatment (19). The
membrane potential (
) can be calculated with the following equation: 
=
f · g · r · E
· cos
(M)(1
e
t/
), where M is the point on the cell
surface considered, E is the intensity of the electric
field, f is a factor reflecting the shape of the cell,
g is controlled by the electric permeability of the
membrane, r is the size of the pulsed cell,
(M) is the angle between the direction of the field and
the normal of the cell surface at M pointing out of the
cell, t is the time after the field is turned on, and
is
a characteristic time constant (in the microsecond range). Pore
formation or membrane permeabilization begins at the moment when the
induced transmembrane voltage exceeds a certain critical value,

c, which depends on the nature of the cell (41). The
equation given above shows that cell size and shape can affect the
induced membrane potential. Indeed, cell size was also demonstrated to
be one of the parameters that affect inactivation of bacteria and yeast
cells (10, 14). In the latter studies, cells of different
sizes were obtained by using either different species or different
strains; therefore, not only the absolute cell size but also, for
example, cellular structures and membrane compositions may have
differed. Our data based on cell size and shape differences in a single
culture provides experimental evidence that cell morphology plays a
role in determining the number of permeabilized cells and consequently
in determining the number of inactivated cells. However, we found that
treatment time is also an important factor, because the effect of cell
size and shape gradually disappeared when treatment times were long enough.
Membrane permeabilization was studied after different heat treatments
in order to investigate whether the heat generated during PEF treatment
could influence the membrane permeabilization observed. No correlation
was observed between inactivation and membrane permeabilization after
heat treatment alone. A similar conclusion was drawn from an assessment
of the viability of heat-treated cells of Lactococcus lactis
subsp. lactis ML3 in which the probes carboxyfluorescein (a
fluorescent probe to measure cell viability) and PI were used
(3). Carboxyfluorescein and PI could distinguish between
live and dead cells only in mixtures of cells treated at a relatively
high temperature (70°C) and nontreated cells. The information
obtained in these studies strongly suggests that during PEF treatment
membrane permeabilization is caused mainly by the electric field.
However, the possibility that heat has an additive effect cannot be excluded.
We compared the membrane permeabilization of two
Lactobacillus strains after PEF inactivation. We used
high-acid conditions because we previously demonstrated that low pH and
PEF have a synergistic effect on inactivation of vegetative
microorganisms (39). The L. fermentum strain
was found to be more PEF resistant, both in a buffer system and in a
food product (tomato juice), and showed less membrane permeabilization
than the more PEF-sensitive strain, the L. plantarum strain.
Thus, membrane permeabilization is probably important in determining
PEF inactivation.
This study provided evidence that permeabilization of the membrane is
involved in determining inactivation of vegetative cells during PEF
treatment. Consequently, differences in membrane composition or
properties may be important factors in determining inactivation of
microorganisms by PEF treatment. Understanding the role of membrane
composition or properties in inactivation resistance is important,
especially since in this study it was observed that some microorganisms
can be quite resistant to PEF treatment. Therefore, in order to use PEF
treatment as an alternative, safe method for preserving food products,
more knowledge is required about the mechanisms underlying PEF
sensitivity so that conditions under which microorganisms can be
optimally inactivated can be designed.
 |
ACKNOWLEDGMENTS |
This research was supported in part by a grant from EU FAIR
project 97-3044 on high electric field pulses and food safety, quality,
and critical process parameters.
The experimental assistance of Saskia van Rosmalen and Florence Abram
and the technical assistance with the PEF apparatus of Alex Volanschi,
Sebo Poel, and Jan Siebesma are gratefully acknowledged. Gerard van
Dalen is thanked for assistance with the image analysis, and Stanley
Brul, Leon Gorris, and Huub Lelieveld are thanked for critically
reading the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Microbiology & Preservation, Unilever Research Vlaardingen, Olivier van Noortlaan 120, 3133 AT Vlaardingen, The Netherlands. Phone: 31-10-4605028. Fax: 31-10-4605188. E-mail: Patrick.Wouters{at}Unilever.com.
 |
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Applied and Environmental Microbiology, July 2001, p. 3092-3101, Vol. 67, No. 7
0099-2240/01/$04.00+0 DOI: 10.1128/AEM.67.7.3092-3101.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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