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Applied and Environmental Microbiology, November 2002, p. 5459-5463, Vol. 68, No. 11
0099-2240/02/$04.00+0 DOI: 10.1128/AEM.68.11.5459-5463.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Inhibition of Candida albicans Biofilm Formation by Farnesol, a Quorum-Sensing Molecule
Gordon Ramage,1 Stephen P. Saville,2 Brian L. Wickes,1 and José L. López-Ribot1,2*
Department of Microbiology,1
Department of Medicine, Division of Infectious Diseases, The University of Texas Health Science Center at San Antonio, San Antonio, Texas2
Received 6 March 2002/
Accepted 2 August 2002

ABSTRACT
Farnesol is a quorum-sensing molecule that inhibits filamentation
in
Candida albicans. Both filamentation and quorum sensing are
deemed to be important factors in
C. albicans biofilm development.
Here we examined the effect of farnesol on
C. albicans biofilm
formation.
C. albicans adherent cell populations (after 0, 1,
2, and 4 h of adherence) and preformed biofilms (24 h) were
treated with various concentrations of farnesol (0, 3, 30, and
300 µM) and incubated at 37°C for 24 h. The extent
and characteristics of biofilm formation were then assessed
microscopically and with a semiquantitative colorimetric technique
based on the use of 2,3-bis(2-methoxy-4-nitro-5-sulfo-phenyl)-2H-tetrazolium-5-carboxanilide.
The results indicated that the effect of farnesol was dependent
on the concentration of this compound and the initial adherence
time, and preincubation with 300 µM farnesol completely
inhibited biofilm formation. Supernatant media recovered from
mature biofilms inhibited the ability of planktonic
C. albicans to form filaments, indicating that a morphogenetic autoregulatory
compound is produced in situ in biofilms. Northern blot analysis
of RNA extracted from cells in biofilms indicated that the levels
of expression of
HWP1, encoding a hypha-specific wall protein,
were decreased in farnesol-treated biofilms compared to the
levels in controls. Our results indicate that farnesol acts
as a naturally occurring quorum-sensing molecule which inhibits
biofilm formation, and we discuss its potential for further
development and use as a novel therapeutic agent.

INTRODUCTION
Candida albicans is the most frequently isolated human fungal
pathogen (
5). The most recent surveys have shown that
Candida is the third or fourth most commonly isolated bloodstream pathogen
in United States hospitals, having surpassed gram-negative rods
in frequency (
2,
13,
20,
21). Notably, yeasts (mainly
C. albicans)
are the third leading cause of catheter-related infections,
and they have the second highest colonization to infection rate
and the highest crude mortality rate overall (
8,
22).
Structured microbial communities attached to surfaces, commonly referred to as biofilms, have increasingly been found to be sources of infection by C. albicans, especially in view of the vast number of biomaterials that are now being used in the medical industry. Biomaterials, such as stents, catheters, and orthopedic joints, for example, serve as excellent substrates for microbial adhesion and subsequent biofilm formation (6, 10, 15). Biofilms are specific and organized communities of cells under the control of signaling molecules rather than random accumulations of cells resulting from cell division (9). Cell-cell signaling, particularly quorum sensing, has been the focus of much research over the past decade in the microbiological arena. It has been demonstrated that quorum-sensing molecules are essential for bacterial biofilm formation and that homoserine lactones act in a concentration-dependent manner; a threshold concentration triggers the formation of a biofilm (17, 27). Recently, it has been reported that a quorum-sensing molecule is produced by planktonic cultures of C. albicans (12). This molecule, farnesol, was shown to prevent the germination of yeast cells into mycelia, a phenomenon that may be pertinent to C. albicans biofilm formation.
C. albicans has the capacity to switch from a yeast morphology to a hyphal morphology, one of its major virulence determinants (16). The morphological transition from the yeast form to the mycelial form (dimorphic switching) is induced by many different environmental factors, such as mammalian serum, high temperatures (37°C), and neutral pH (3, 4, 14). Our group and others have demonstrated that the dimorphic transition from a yeast form to a hyphal form is a pivotal factor for C. albicans biofilm development (1; K. VandeWalle, G. Ramage, J. L. López-Ribot, and B. L. Wickes, Abstr. 101st Gen. Meet. Am. Soc. Microbiol., abstr F-50, p. 364, 2001).
Farnesol, which is associated with mycelial development, may be an important regulatory (quorum-sensing) molecule in C. albicans biofilm formation. Here we investigated the effects that farnesol has upon C. albicans biofilm formation in order to ascertain its importance to biofilms. This study provided potential insight into cell-cell signaling mechanisms that occur in C. albicans biofilms, and the results could also lead to novel therapeutic strategies to counter biofilm formation.

MATERIALS AND METHODS
Organisms.
C. albicans collection strains 3153A and SC5314 were used in
this study and were stored on Sabouraud dextrose slopes (BBL,
Cockeysville, Md.) at -70°C. These
C. albicans strains were
propagated in yeast peptone dextrose (YPD) medium (1% [wt/vol]
yeast extract, 2% [wt/vol] peptone, 2% [wt/vol] dextrose [US
Biological, Swampscott, Mass.]). Batches of medium (20 ml in
250-ml Erlenmeyer flasks) were inoculated with material from
YPD agar plates containing freshly grown
C. albicans and incubated
overnight in an orbital shaker (200 rpm) at 30°C under aerobic
conditions. Both
C. albicans strains grew in the budding-yeast
phase under these conditions. Cells were harvested and washed
twice in sterile phosphate-buffered saline (PBS) (10 mM phosphate
buffer, 2.7 mM potassium chloride, 137 mM sodium chloride; pH
7.4) (Sigma Chemical Co., St. Louis, Mo.). Cells were resuspended
in RPMI 1640 supplemented with
L-glutamine and buffered with
morpholinepropanesulfonic acid (MOPS) (Angus Buffers and Chemicals,
Niagara Falls, N.Y.) and adjusted to the desired density after
counting with a hematocytometer (see below).
Effect of farnesol on adherent cells and subsequent biofilm formation on the surfaces of wells of microtiter plates.
Farnesol (Sigma Chemical Co.) was obtained as a 3 M stock solution and then diluted to obtain a 30 mM working stock solution in 100% (vol/vol) methanol. Working concentrations of farnesol were prepared in RPMI 1640 by using the 30 mM stock solution. All experiments were performed in presterilized, polystyrene, flat-bottom, tissue culture-treated, 96-well microtiter plates (Corning Incorporated, Corning, N.Y.). Standardized cell suspensions (100-µl portions of suspensions containing 1.0 x 106 cells/ml in RPMI 1640) were seeded into selected wells of the microtiter plates and incubated for 0, 1, 2, and 4 h at 37°C. Following the initial incubation the medium was aspirated, and nonadherent cells were removed by thoroughly washing the preparations three times in sterile PBS. Farnesol (in RPMI 1640) was then added at different concentrations (0, 3, 30, and 300 µM) to the adherent cells. At zero time (preincubation), farnesol was also added to a standardized suspension before it was added to a microtiter plate. A semiquantitative measure of biofilm formation was calculated by using a 2,3-bis(2-methoxy-4-nitro-5-sulfo-phenyl)-2H-tetrazolium-5-carboxanilide (XTT) reduction assay, as previously described (25). Briefly, XTT (Sigma Chemical Co.) was prepared as a saturated solution at a concentration of 0.5 mg/ml in Ringer's lactate. This solution was filter sterilized through a 0.22-µm-pore-size filter, divided into aliquots, and then stored at -70°C. Prior to each assay, an aliquot of the XTT stock solution was thawed, and menadione (10 mM prepared in acetone; Sigma Chemical Co.) was added to a final concentration of 1 µM. A 100-µl aliquot of XTT-menadione was then added to each prewashed biofilm and to control wells to measure background XTT levels. The plates were then incubated in the dark for 2 h at 37°C, and the colorimetric change at 490 nm (a reflection of the metabolic activity of the biofilm) was measured with a microtiter plate reader (Benchmark microplate reader; Bio-Rad, Hercules, Calif.). Light microscopic examination of biofilms formed in microtiter plates was performed in parallel by using an inverted microscope and selected wells of microtiter plates.
Effect of farnesol on preformed biofilms on the surfaces of wells of microtiter plates.
C. albicans biofilms were formed for 24 h at 37°C on the surfaces of microtiter plates by using the protocol described above. Following biofilm formation the medium was aspirated, and nonadherent cells were removed by washing the biofilms three times in sterile PBS. Residual PBS was removed by blotting with paper towels before addition of farnesol at different concentrations (0, 3, 30 and 300 µM) in RPMI 1640 to selected wells of the microtiter plates. The plates were then incubated for 24 h at 37°C. The effect of farnesol on preformed biofilms was then estimated by using the XTT reduction assay, as described above.
Effect of farnesol on planktonically grown cells.
A range of farnesol concentrations (3, 30, and 300 µM) were added to standardized cellular suspensions of C. albicans (1 x 106 cells/ml in RPMI 1640), which were then incubated at 37°C overnight in an orbital incubator. Suitable farnesol-free controls were also included. Macroscopic appearance and microscopic appearance were monitored, and a quantitative assessment of cellular morphology was performed with a light microscope.
Effects of biofilm culture supernatants on planktonic growth morphology.
Hornby et al. (12) demonstrated that planktonically grown C. albicans produced a quorum-sensing molecule, which could be isolated from the supernatant. Therefore, we designed an experiment to determine if culture supernatants from C. albicans biofilms also displayed this activity. Biofilms were formed on the surfaces of 75-cm2 tissue culture flasks. Briefly, C. albicans cells were washed and resuspended in RPMI 1640 at a density of 1.0 x 106 cells/ml. Cells were allowed to adhere for 1 h, after which the culture supernatant was decanted and fresh RPMI 1640 was added. Biofilms were then formed for selected time intervals (24, 48, 72, and 96 h). Following biofilm formation the supernatant fractions were decanted and filter sterilized with a 0.22-µm-pore-size filter. These biofilm supernatants were then diluted 1:1 with 2x RPMI 1640 and stored at 4°C until they were used. C. albicans SC5314 was then grown overnight in YPD, washed, and counted. A standardized suspension (1.0 x 106 cells/ml) was prepared in the stored supernatant medium. Planktonic cultures were then grown overnight at 37°C in an orbital shaker. A farnesol control (30 µM farnesol) and a negative control were included. Macroscopic evaluation and microscopic evaluation of the cell morphology were then performed.
SEM.
For scanning electron microscopy (SEM), biofilm formation was initiated on sterile plastic coverslip discs (diameter, 15 mm; Nalge Nunc International) in 24-well cell culture plates (Corning Inc.) by dispensing a standardized cell suspension (2 ml of a suspension containing 1.0 x 106 cells/ml in RPMI 1640) onto appropriate discs at 37°C. Cells were pretreated with farnesol at various concentrations (0, 3, 30, and 300 µM) and incubated at 37°C, as described above. The discs were removed after 24 h and washed three times in sterile PBS. The biofilms were placed in fixative (4% [vol/vol] formaldehyde and 1% [vol/vol] glutaraldehyde in PBS) overnight. The samples were rinsed twice (3 min each) in 0.1 M phosphate buffer and then placed in 1% Zetterquist's osmium for 30 min. The samples were subsequently dehydrated in a series of ethanol washes (70% ethanol for 10 min, 95% ethanol for 10 min, 100% ethanol for 20 min), and then they were treated twice (5 min each) with hexamethyldisilizane (Polysciences Inc., Warrington, Pa.) and finally air dried in a desiccator. The specimens were then coated with 40% gold-60% palladium and observed with a scanning electron microscope (Leo 435 VP) in high-vacuum mode at 15 kV. The images were processed for display by using Photoshop software (Adobe, Mountain View, Calif.).
Extraction of RNA from farnesol-treated cells and Northern blot analysis.
Biofilm RNA was obtained as described previously (23). Briefly, standardized C. albicans cells were prepared and added to 25-ml portions of RPMI 1640 in 75-cm2 vent cap tissue culture flasks at a density of 1.0 x 106 cells/ml. The flasks were incubated statically for 1 h to allow initial adherence of the cells, after which the medium was decanted and replaced with 50-ml portions of prewarmed (37°C) RPMI 1640 containing 30 µM farnesol. This farnesol concentration was chosen since it still had an effect on biofilm formation but allowed recovery of sufficient cellular mass for RNA extraction. The flasks were then gently rocked to promote biofilm formation at 37°C for 24 and 48 h. Farnesol-free controls were also included. The cells were washed in ice-cold sterile PBS in the flasks and then removed from the flask surfaces with a sterile scraper. The cells were pelleted and resuspended in TRI reagent (Molecular Research Centre Inc., Cincinnati, Ohio). The cells were then mechanically disrupted with 0.5-mm-diameter glass beads in a mini bead beater (Biospec Products, Bartlesville, Okla.). RNA was separated from other cellular debris with bromochloropropane and precipitated with isopropanol by following manufacturer's instructions. Equal quantities (approximately 5 µg) of total RNA, as determined by A260 measurement, were separated by electrophoresis and subsequently transferred to nylon membranes (Nytran; Schleicher & Schuell) by using a Turboblotter apparatus (Schleicher & Schuell). A probe for HWP1, a hypha-specific gene (29), was prepared by PCR and labeled by random priming (Random Primers DNA labeling system; Gibco-BRL), and hybridization was performed by using Rapid-Hyb buffer (Amersham Life Science Inc., Arlington Heights, Ill.) and the manufacturer's instructions. After hybridization, the blots were washed under high-stringency conditions and exposed to autoradiography film. For preparation of figures, digital images were processed with the Adobe Photoshop program.

RESULTS
Effect of farnesol on biofilm development and formation.
Farnesol was used to treat adherent cell populations at 0, 1,
2, and 4 h to determine whether different concentrations (3,
30, and 300 µM) could adversely affect
C. albicans biofilm
formation (initial experiments showed that methanol did not
have an effect on
C. albicans cell viability at the concentrations
used in these experiments, and the same was true for the different
farnesol concentrations). The results of these experiments,
as assessed by a colorimetric assay and microscopy, demonstrated
that preincubation with the highest concentration of farnesol
(300 µM) prevented successful germination of the adherent
yeast cells, resulting in scant or nonexistent biofilms. When
the concentration was decreased 10-fold and 100-fold, pseudohyphae
(30 µM farnesol) and true hyphae (3 µM farnesol)
were observed. This was reflected in the
A490 values, which
showed the lowest XTT readings at the highest farnesol concentration
and progressively higher readings as the farnesol concentration
was decreased (Fig.
1). The negative controls (biofilms formed
in the absence of farnesol) for both
C. albicans SC5314 and
3153A exhibited typical biofilm architecture, with biofilms
composed of intertwining mycelial structures and a basal layer
of blastospores. When the farnesol was decanted, the cells were
washed twice with PBS, and fresh medium was added, reincubation
of the cells at 37°C resulted in the formation of a typical
biofilm (results not shown). As the initial adherence time increased,
the effect of farnesol on subsequent biofilm development decreased,
as indicated by smaller differences in XTT colorimetric readings
(Fig.
1). Microscopic examination demonstrated that once hyphal
formation had been initiated, it was not inhibited by the addition
of farnesol, and the subsequent biofilm formation was generally
unaffected. Interestingly, significantly lower XTT readings
were obtained for farnesol with mature (24-h) biofilms (Fig.
1).
SEM visualization of C. albicans biofilms formed in the presence of farnesol.
Biofilm formation by
C. albicans on plastic coverslips was monitored
by SEM (Fig.
2). Pretreatment of
C. albicans SC5314 with various
farnesol concentrations showed that there was a dose-dependent
effect on biofilm formation. Cells treated with farnesol at
a concentration of 300 µM produced scant biofilms, which
were composed predominantly of yeast cells and pseudohyphae.
True hyhae were rarely observed, a factor which contributed
to the poor biofilm architecture. As shown in Fig.
2, biofilms
formed in the presence of 3 and 30 µM farnesol were more
dense and composed of yeasts, pseudohyphae, and true hyphae.
The farnesol-free control biofilm was composed mainly of true
hyphae.
Effect of biofilm supernatants on the growth of planktonic cultures.
Supernatants of biofilms grown for 24, 48, 72, and 96 h were
collected, filter sterilized, and refrigerated. Following 24
h of growth of
C. albicans SC5314 in 1
x RPMI 1640 with each
of the supernatants, as well as a farnesol control (300 µM
farnesol) and an RPMI 1640 control, cells were counted, and
the numbers of yeast cells, pseudohyhae, and true hyphae were
determined. The RPMI 1640 control contained more than 95% true
hyphae, and the farnesol control contained more than 95% yeast
cells and pseudohyphae. Cultures treated with biofilm supernatants
from 24-, 48-, 72-, and 96-h cultures contained approximately
80, 83, 85, and 93% yeast cells and pseudohyphae, respectively.
The value given here are based on microscopic evaluation of
20 fields on two separate occasions.
Northern blot analysis of farnesol-treated cells.
The results of the Northern blot analysis of biofilms grown in the presence of farnesol are shown in Fig. 3. Sessile cells were treated with a subinhibitory concentration of farnesol (30 µM) and grown for 24 and 48 h. The RNA extracted from the cells was probed with an amplified fragment of HWP1, a gene encoding a hyphal wall protein. The results demonstrated that farnesol-treated cells expressed lower levels of HWP1 mRNA than cells grown in the absence of farnesol expressed, which correlated with the morphology (yeast or hyphal) exhibited by the cells. We also noted that the level of expression of HWP1 was lower in the 48-h biofilm than in the 24-h biofilm (Fig. 3, compare lanes 2).

DISCUSSION
Biofilms possess unique developmental characteristics that are
in stark contrast to the characteristics of free-floating planktonic
cells, and biofilms are much more difficult to treat chemotherapeutically
(
24,
26,
30). Biofilms are highly organized communities of cells
(
7). Like the cells of a tissue that communicate via autocrine
and paracrine stimulation, cells of microbial biofilms release
chemical compounds that act in concert, reaching threshold densities
that signal the initiation of coordinated cellular differentiation
events (
9,
17,
19,
28). In essence, biofilms may represent the
foundation of multicellular life. Understanding the way in which
these complex structures form should provide insights into biofilm
prevention strategies.
It was recently reported by Hornby et al. (12) that an extracellular compound released by C. albicans, identified as farnesol, inhibited the yeast-to-mycelium conversion, a differentiation process which is fundamental for the opportunistic pathogen to thrive, disseminate, and initiate infection (5, 18). These workers described farnesol as a quorum-sensing molecule, and it may be similar to the morphogenic autoregulatory substance in C. albicans previously described by Hazen and Cutler (11). Here we confirmed that farnesol is a molecule with properties that suggest that there is a quorum-sensing ability in C. albicans cells when they are growing as biofilms. The dimorphic transition from a yeast form to a hyphal form appears to be a pivotal biological process required for biofilm formation. We demonstrated previously that C. albicans mutant strains (
efg1 and
cph1/
efg1) that were defective in the ability to germinate were unable to form biofilms (VandeWalle et al., Abstr. 101st Gen. Meet. Am. Soc. Microbiol.). Similar conclusions were drawn by another group of workers, who used two nongenetically defined mutant C. albicans strains that were defective in the ability to form either yeast cells or hyphae (1). Here we found that C. albicans biofilm density and morphology were drastically altered by high concentrations of farnesol, most likely as a direct consequence of the inhibitory effect of farnesol on the morphogenetic process. As the concentration of farnesol was decreased, the morphology of the biofilms changed in a dose-dependent manner to a typical hyphal morphology. Furthermore, we noted that the initial adherence time, prior to the addition of farnesol, was important in terms of the ability of farnesol to inhibit biofilm formation. Adherent cell populations that began to germinate naturally were not inhibited by a subsequent addition of farnesol. In fact, the germinating cells were able to form hyphae quite readily, which progressed to nearly typical biofilms (Fig. 1). Therefore, the antibiofilm properties of farnesol are better suited to preventive strategies than to treatment strategies.
We noted that newly budded yeast cells formed in mature biofilms could not germinate in the presence of high concentrations of farnesol, which may explain why the absorbance values for 24-h biofilms treated with 30 and 300 µM farnesol were significantly lower than those of the untreated controls. We hypothesize that once the farnesol concentration reaches a certain threshold, mycelial development, which is pertinent to biofilm formation, cannot occur in newly produced yeast cells. Instead, these cells may detach and colonize a new substrate area that is not nutrient deprived, where a new biofilm can develop unhindered. Since farnesol is produced in situ as planktonic cultures age (12), we hypothesize that farnesol is also produced in aging biofilms and is responsible for the quorum-sensing effect exhibited by biofilm supernatants. Indeed, additional experiments in our laboratory have indicated that C. albicans biofilms formed over extended periods of time without replenishment of nutrients detach from the substrate (G. Ramage, B. L. Wickes, and J. L. Lopez-Ribot, unpublished observations). This strategy of cell-cell communication benefits the biofilm community by preventing and controlling unnecessary overpopulation and competition for nutrients and has important implications for the infectious process, especially for dissemination and establishment at distal sites of infection.
In summary, we provide evidence which demonstrates that biofilms are not simply amalgamations of randomly dividing cells. Biofilms are precisely organized communities that are dependent on the quorum-sensing abilities of microorganisms. To our knowledge, the results reported here provide the first example of a quorum-sensing event in fungal biofilms. Farnesol plays a crucial role in biofilm development and survival. Biomaterial infections are an increasingly alarming problem, and due to their intrinsic recalcitrance to conventional therapy new methods of dealing with these infections must be explored. Farnesol may be an interesting prospect as an anti-infective strategy in this setting.

ACKNOWLEDGMENTS
This work was supported by grant ATP 3659-0080 from the Texas
Higher Education Coordinating Board (Advance Technology Program,
Biomedicine). J.L.L.-R. is the recipient of a New Investigator
Award in Molecular Pathogenic Mycology from the Burroughs Wellcome
Fund.
We thank Peggy Miller for assistance with SEM experiments.

FOOTNOTES
* Corresponding author. Mailing address: Department of Medicine, Division of Infectious Diseases, The University of Texas Health Science Center at San Antonio, South Texas Centers for Biology in Medicine, Texas Research Park, 15355 Lambda Drive, San Antonio, TX 78245. Phone: (210) 562-5017. Fax: (210) 562-5016. E-mail:
ribot{at}uthscsa.edu.


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Applied and Environmental Microbiology, November 2002, p. 5459-5463, Vol. 68, No. 11
0099-2240/02/$04.00+0 DOI: 10.1128/AEM.68.11.5459-5463.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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