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Applied and Environmental Microbiology, September 2002, p. 4194-4200, Vol. 68, No. 9
0099-2240/02/$04.00+0 DOI: 10.1128/AEM.68.9.4194-4200.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Food Hygiene and Microbiology Group,1 Consumer Technology and Product Use Group, Department of Agrotechnology and Food Sciences, Wageningen University and Research Center, 6700 EV Wageningen, The Netherlands2
Received 10 December 2001/ Accepted 30 May 2002
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The procedure used for testing candidate disinfectants in Europe consists of three phases. In phase 1 the basic activity of the product is tested with a suspension test. Phase 2 consists of two steps. In the first step the product is tested with a suspension test under conditions that are representative of practical conditions. The second step consists of other laboratory tests (e.g., hand washing, hand rubbing, and surface tests simulating practical conditions). Phase 3 consists of field tests under practical conditions (3, 4, 5). As in Europe, in the United States disinfectants are tested predominantly by using cell suspensions (10). Concerns have been expressed about the European phase 1 and phase 2 step 1 tests for bactericidal testing (26, 27, 31), and suggestions have been made for improvement (26, 27). However, there are still some concerns. A good test must be able to predict the value of the disinfectant in practice (34), and in practice cells are found much more frequently on surfaces than in suspension. Thus, the question is whether suspension test cells are really representative of cells under practical conditions. In this light, in the United States the AOAC hard surface carrier test method is used (7, 8, 9). In this surface test a suspension of cells is put on a surface and dried for 45 min. Then the disinfectant is applied. In Europe a new surface test is being developed for phase 2 step 2 (12, 25), in which a similar procedure is used. These surface tests are already a step forward compared to suspension tests. Still, there can be some concern about the suitability of the surface tests. The cells in a surface test only have time to attach to the surface and not time to grow, whereas it is known that attached cells that are allowed time to grow form biofilms. Biofilms are much more resistant to antimicrobial agents than free-living cells (14, 18, 39) and may act as continuous sources of food spoilage bacteria and pathogens that contaminate food if this increased resistance is not taken into account during disinfection. Therefore, there is a need for a standard disinfectant test for biofilm cells.
Several techniques have been described for antimicrobial agent (predominantly antibiotic) testing with biofilms. Most of these techniques are medically orientated. They often use the MIC to assess antibiotic efficacy (20, 44). However, disinfectant efficacy has to be assessed by viable counting, since growth- inhibited cells can still contaminate food and cells can regrow after recovery. Very often batch systems are used for biofilm formation. In these systems coupons are placed in inoculated rich medium, and sometimes the medium is replaced several times. Alternatively, inoculated medium is used for development of biofilms on the surfaces of microtiter plate wells or Erlenmeyer flasks (11, 16, 29, 33). A disadvantage of these batch methods is that since little or no shear force is applied to them, the cells are very loosely attached to the surface and thus are not representative of biofilms in practice. In some of the studies in which these kinds of systems are used shear force is applied by shaking the surface during biofilm formation (13, 15). Still, the biofilms grown in batch cultures and on rich media are not representative of biofilms in the food industry. An interesting method for biofilm formation is to trap planktonic cells in a poloxamer hydrogel that is liquid at temperatures below 15°C and solid at temperatures above 15°C (23). With this method the viability of cells can be easily analyzed. However, the cells do not have the biofilm physiology. Another method is to apply cells to a filter and place the filter on solid medium (38) or perfuse the filter with liquid medium (21). The resulting biofilms are different from natural biofilms on inert surfaces because the cells receive their nutrients from the surface side and not from the air or bulk liquid side like food industry biofilms do. The biofilms that come closest to biofilms in the food industry are the ones that are formed in special reactors that apply a certain shear force to the biofilm cells while they are growing and that continuously provide the cells with relatively poor medium as a food source. Examples of this kind of reactor are the Robbins device (1), a chemostat with coupons in it (45), the concentric cylinder reactor (40), and the constant-depth film fermentor (36). However, all these methods are very sophisticated and require expensive equipment, and thus they are not very suitable for disinfectant testing, since the requirements for a disinfectant test are that it should be as simple as possible and not require specialized or expensive pieces of laboratory equipment. Furthermore, a standard disinfectant test for biofilm cells should resemble as closely as possible the current suspension tests in order to make comparisons between the results possible.
The aim of this study was to develop a standard disinfectant test for biofilm cells that meets all of the requirements mentioned above. For this study we used Staphylococcus aureus ATCC 6538 because it is used as the representative of gram-positive bacteria in the United States and European standard tests (4, 5, 10) and it is able to form biofilms (2, 22, 30). The membrane-active compound benzalkonium chloride (BAC) and the oxidizing agent hypochlorite were used; both of these compounds are commonly used in the food industry as disinfectants (32, 43).
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Chemicals and disinfectants.
The disinfectants used in this study were 50% alkyl-benzyl-dimethylammonium chloride (alkyl distribution from C8H17 to C16H33) (BAC) (Lamers & Pleuger, Den Bosch, The Netherlands) and sodium hypochlorite with 130 g of active chlorine per liter (Acros, Geel, Belgium). For both disinfectants 10- and 100-fold dilutions in demineralized water were prepared from the stock solutions before each experiment and used immediately. TSB, TSA, and neutralized bacteriological peptone were obtained from Oxoid (Basingstoke, United Kingdom). Glycerol was obtained from Fluka Chemie AG (Buchs, Switzerland), lecithin from soybeans was obtained from BDH Laboratory Supplies (Poole, England), Congo red was obtained from Aldrich Chemical Co. (Milwaukee, Wis.), sodium lactate was obtained from PURAC Biochem BV (Gorinchem, The Netherlands), and resazurin was obtained from Janssen (Geel, Belgium). Quinolinium 1,1'-{1,3-propanediylbis[(dimethyliminio)-3,1-propanediyl]}bis{4-[(3-methyl-2(3H)-benzothiazolylidene) methyl]}-tetraiodide (TOTO) was obtained from Molecular Probes Europe BV (Leiden, The Netherlands). All other chemicals were obtained from Merck KGaA (Darmstadt, Germany).
Biofilm production.
Biofilms were grown in a simple apparatus (Fig. 1) that consisted of a vessel containing 1/10 TSB, a pump (Masterflex model 7521-10; Cole-Parmer Instrument Co., Chicago, Ill.), a culture container (perfusion culture container 4702; Minucells und Minutissue, Bad Abbach, Germany), and a vessel with waste, all connected by silicon tubing. Twenty-three coupons (diameter, 13 mm), each held by a coupon carrier (Minusheet; Minucells und Minutissue), were placed in the culture container and used as surfaces for biofilm formation. In most experiments we used glass coupons (Deckglaeser; Menzel Glaeser, Braunsweig, Germany); the exceptions were when we used polystyrene coupons (Thermanox plastic coverslips; Nalge Nunc Int., Naperville, Ill.) or stainless steel coupons (custom made from austenitic stainless steel 304 AISI, werkstofnr 1.4301; ODS, Barendrecht, The Netherlands). All coupons and supports were cleaned with 70% ethanol and autoclaved before use. Before inoculation the coupons were placed in the culture container, and 1/10 TSB was pumped (dilution rate, 17 h-1) through the system for 1 h. The coupons were then inoculated by removing 9 ml of medium from the culture container, pipetting 9 ml of the phase 1 standard test suspension (see above) into the container, waiting for 30 min, removing the cell suspension, and adding 9 ml of fresh medium. Then the pump was started again, and the biofilms were allowed to develop for 24 h at 30°C with a constant nutrient flow. Then the pump was stopped, the coupons were removed from the culture container, the supports were removed with tweezers, and the coupons were washed by dipping them in PPS once, which removed all unattached cells; then the coupons were ready for analysis or exposure to disinfectants.
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FIG. 1. Schematic representation of the practical setup used for biofilm formation in the culture container (external dimensions, 12.5 by 4 by 3.5 cm; internal volume, ca. 22.5 ml). In reality, the culture container contained 23 coupons (diameter, 13 mm), each held by a coupon carrier.
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Photomicrographs of S. aureus cells were taken at magnifications of x400 and x1,000 with an MC80 camera (Carl Zeiss, Oberkochen, Germany) mounted on an Axioscope phase-contrast microscope. Extracellular polysaccharide formation was monitored by incubating biofilms for 40 min with a 0.1% Congo red solution (which stained polysaccharides [19]) and washing them twice in phosphate-buffered saline (0.2 g of KCl per liter, 0.2 g of KH2PO4 per liter, 1.5 g of Na2HPO4 per liter, 8.0 g of NaCl per liter; adjusted to pH 7.2 with HCl). To determine the cell diameter, at least 50 cells were measured on photomicrographs, and the values were corrected for the difference in magnification between the photomicrographs and the images observed with the microscope. To determine the percentage of viable cells, biofilms were incubated in 9 ml of phosphate-buffered saline containing 0.3 µmol of TOTO per liter for 15 min and examined with an Axioscope microscope equipped with a 50-W mercury arc lamp and a fluorescein isothiocyanate filter set (excitation at 450 to 490 nm, emission at >520 nm). To confirm the viability results, a biofilm cell suspension was prepared by swabbing the coupon surface and vortexing (in 3 ml of PPS) as described below. The concentration of viable cells was determined by diluting the cell suspension in PPS and counting the cells by plating them on TSA after incubation for 48 h at 30°C. The total concentration of cells was determined by counting the cell suspension under a phase-contrast microscope by using a Bürker-Türk counting chamber with a depth of 0.01 mm at a magnification of x1,000. For each sample 63 0.0025-mm2 squares were counted. The percentage of viable cells was calculated by dividing the concentration of viable cells by the total concentration of cells and multiplying by 100%. Experiments were performed in quadruplicate. The percentage of surface coverage was calculated by dividing the average level of biofilm formation (in CFU per square centimeter) by the percentage of viable cells and multiplying the result by the area covered by one biofilm cell (
r2, where r is 0.5 x average diameter). Extracellular polymeric substances were not included when the diameter was determined.
Killing experiments.
All killing experiments were done at 20°C. Biofilms were grown and washed as described above. One coupon was added to 3 ml of disinfectant or, for the control, to 3 ml of demineralized water in a closed 50-ml tube. Three milliliters was chosen to achieve approximately the same cell concentration per milliliter of disinfectant as in the phase 1 test. After 5 min, 27 ml of neutralizer was added, which consisted of 10 ml of a buffer containing 34 g of KH2PO4 per liter adjusted to pH 7.2 with NaOH, 3 g of lecithin from soybeans per liter, 30 ml of Tween 80 per liter, 5 g of Na2S2O3 per liter, and 1 g of L-histidine per liter. After another 5 min, the coupon, which was still in the liquid, was swabbed (polyester fiber-tipped applicator swab; Becton Dickinson and Company, Sparks, Md.) twice with the same swab on both sides, and the tube containing the swab and the coupon was vortexed at full speed for 30 s to remove all biofilm cells from the swab and the surface. We tried several other methods to remove the biofilm cells from the coupons, including shaking or vortexing with glass beads, vortexing, and sonication. The swab-vortex method gave the best removal from the surface and the highest number of CFU per square centimeter (results not shown). An appropriate dilution of the neutralized suspension was made in PPS, and the sample was enumerated by spiral plating on TSA immediately after dilution. In the original suspension test pour plates are used, but Langsrud and Sundheim (26) showed that the use of pour plates reduced the number of surviving S. aureus cells exposed to BAC significantly. The plates were incubated at 30°C, and the colonies were counted after 48 h. Killing experiments were done in quadruplicate and in a way that prevented bias in the results due to the position of the coupon in the culture container. The position of the coupon in the culture container might influence the amount of biofilm formed on the coupon or the physiological status of the cells. Therefore, the 20 coupons used for one killing experiment were divided into four groups (coupons 1 to 5, coupons 6 to 10, etc.). For each of the five treatments a coupon was taken at random from each of the four groups.
To kill suspended biofilm cells, cells were first removed from the surface and placed in 3 ml of demineralized water as described above, and then a small volume of concentrated disinfectant (or demineralized water for the control) was added. After 5 min, 27 ml of neutralizer was added (see above). Further analysis was done as described above for biofilm cells. Phase 1 test cells were grown and killed as prescribed by the phase 1 test as described previously (27). All data from the killing experiments were statistically analyzed with a paired Student's t test with two-tailed distribution and a 0.05 confidence level. The null hypothesis was that there was no significant difference between the viabilities of the cells that were treated differently. In addition, the biofilm killing results for most disinfectant concentrations were analyzed by calculating the repeatability standard deviation for the log reduction values (45); the exceptions were the concentrations that resulted in a more-than-5-log reduction in one or both independent experiments. The log reduction after exposure to a disinfectant concentration was calculated by subtracting the average log10 CFU per square centimeter for disinfectant-exposed biofilms from the average log10 CFU per square centimeter for control biofilms. The (repeatability) standard deviation was calculated by using the log reduction values obtained in the independent experiments.
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Cells growing as biofilms were characterized microscopically (Fig. 2). At a high magnification we observed single cells, diplococci, and big clumps of cells attached to the surface (Fig. 2A). The cells in the clumps were surrounded by yellowish material that represented extracellular polymeric substances. This was confirmed by staining the biofilm with the polysaccharide stain Congo red (results not shown). A lower magnification showed that the biofilm fully covered the glass surface over a wide area (Fig. 2B). This observation was confirmed by the calculated surface coverage, 60%. This percentage was calculated by using the average biofilm concentration (8.1 x 107 ± 4.4 x 107 CFU cm-2), the percentage of viable cells in the biofilm (92% ± 27%), and the average diameter of the biofilm cells (Table 1). To further characterize the biofilm cells, their diameters were compared to those of cells grown under various other conditions (Table 1). The longer the planktonic cells were grown, the smaller they became. This was true for anaerobically and aerobically grown cells. The diameters of biofilm cells were most comparable to the diameters of cells that were grown aerobically for 8 and 24 h in 1/10 TSB. Analysis of inflowing medium (influent) and outflowing waste (effluent) gave an indication of the nutrient supply and nutrient consumption in the biofilms (Table 2). At 24 h, the biofilm cells were consuming nearly all of the glucose present in the influent and converting it to the end products of S. aureus aerobic (acetic acid) and anaerobic (lactic acid) glucose metabolism at a proportion of 10 to 7. Acid formation was confirmed by the decrease in the pH of about 1 pH unit.
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FIG. 2. Light microscopic image of a 24-h S. aureus biofilm on glass after it was washed in PPS. Images were taken at magnifications of x1,000 (A) and x400 (B). Bars = 10 µm. The bright material accompanying the clumps of cells is extracellular polymeric substances (arrows).
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TABLE 1. Diameters of S. aureus cells cultured under a variety of conditions
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TABLE 2. Characteristic parameters of the influent and the effluent of the culture container after 24 h of continuous feeding with 1/10 TSBa
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FIG. 3. Average concentrations of S. aureus in biofilms after 24 h for 15 independent experiments. The values are averages for at least four coupons. The error bars indicate standard deviations.
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FIG. 4. Survival of S. aureus biofilm cells after 5 min of exposure to 0, 30, 300, 3,000, and 30,000 mg of sodium hypochlorite per liter in two separate experiments (open and solid bars) and survival of S. aureus phase 1 test suspension cells exposed to 30 mg of sodium hypochlorite per liter (gray bar) (separate results, taken from reference 27). The values are averages for at least four coupons. The error bars indicate standard deviations. An asterisk indicates that the level of survival was below the detection limit (0.01%).
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FIG. 5. Survival of S. aureus biofilm cells after 5 min of exposure to 0, 5, 250, 500, and 5,000 mg of BAC per liter in two separate experiments (open and solid bars) and survival of S. aureus phase 1 test suspension cells exposed to 5 mg of BAC per liter (gray bar) (separate results, taken from reference 27). The values are averages for at least four coupons. The error bars indicate standard deviations. An asterisk indicates that the level of survival was below the detection limit (0.01%).
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FIG. 6. Survival of S. aureus biofilm cells (open bars) and suspended biofilm cells (cross-hatched bars) after 5 min of exposure to 30 mg of sodium hypochlorite per liter or 5 mg of BAC per liter. The error bars indicate standard deviations. The experiment was performed in quadruplicate.
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The following criterion was used for a candidate disinfectant to pass the test: more than a 4-log reduction in 5 min in a biofilm with a cell concentration (4 x 107 to 1.3 x 108 CFU cm-2) that falls within the 3.3-fold variation allowed in the current suspension tests. Other authors (43) have proposed that for a biofilm test only a 3-log reduction is necessary, but this is too small a reduction for biofilms which can contain up to 1.3 x 108 CFU cm-2.
In addition to the general requirements for a disinfectant test, the specific requirements for a biofilm test are also met by our test. To obtain firmly attached biofilm cells, like those that occur under practical conditions, we used a system for biofilm formation with constant shear stress. Furthermore, the biofilm cells were supplied with a continuous flow of relatively poor medium (1/10 TSB). In this system S. aureus formed a genuine biofilm (37) after 24 h as clumps of cells with extracellular material could be observed. The number of cells on the surface was quite high. Other authors found S. aureus concentrations in biofilms that were between 5 x 106 and 8 x 107 CFU cm-2 after 24 to 48 h of incubation in batch systems in rich media at temperatures ranging from 35 to 37°C (2, 22, 30). Other characteristics of the biofilm cells were that after 24 h they did not have enough oxygen to grow completely aerobically but were not glucose limited. The biofilm cells were quite large (diameter, 0.93 µm). Several authors observed smaller cells (diameters, 0.5 to 0.7 µm) in S. aureus biofilms after 12 to 24 h (30, 41, 46). This might have been caused by growth of the biofilm cells in a batch system in which nutrient limitation and the accumulation of waste start much earlier than they do in a continuous-flow system. The size of planktonic cells appeared to be related to the growth rate, as was previously described by Williams et al. (41). These authors concluded that this was also true for biofilm cells. We found that biofilm cell size was most similar to the size of aerobically grown cells in the late logarithmic phase. The large variation in size indicated that there was variety in the growth phases of the biofilm cells.
The biofilm cells in our proposed test appear to be much less susceptible to disinfectants than phase 1 test cells, especially at the concentration needed to reduce the viability of the cells more than 4 log units. Furthermore, our results show that the increased resistance of biofilm cells is only partially caused by attachment to a surface. Other factors that may be responsible for the increased resistance of the biofilm cells are the presence of extracellular polymeric substances, the different physiology of the biofilm cells due to attachment and quorum sensing, and the variation in the physiologies of the biofilm cells due to variations in the growth phase and oxygen concentration. It is known that S. aureus biofilm cells are more resistant to antibiotics than free-living cells (2, 6, 42). Oie et al. (30) showed that that this is also true for disinfectants. They exposed 24-h biofilms of methicillin-resistant S. aureus grown in TSB on silicone disks in a batch system to several disinfectants. To obtain more than a 4-log reduction in biofilm cell viability in 10 min, 10,000 mg of BAC per liter or 1,000 mg of hypochlorite per liter was needed. Some preliminary results of the surface test that is being developed for phase 2 step 2 (25) show that in this test about 100 times more BAC is needed to achieve the same killing level for surface test cells as for phase 1 test cells; these results are comparable to our results. However, for hypochlorite only 20 times more disinfectant is needed to achieve the same killing level, whereas for our biofilm test cells we needed 600 times more hypochlorite. Thus, a standard biofilm test is a useful addition to the current standard tests. We propose that the test could replace the phase 2 step 1 suspension test or be performed as a replacement for or an addition to the phase 2 step 2 tests.
In conclusion, we have developed a standard biofilm test that confirms that biofilm cells are less susceptible to disinfectants than suspension test cells. This test may be used with other bacteria, such as P. aeruginosa. This test not only may help to better predict the efficacy of a disinfectant in practice but may also help researchers find new disinfectants or to select existing disinfectants that are particularly effective against biofilms, since now candidate disinfectants are not tested on biofilm cells.
We thank Birgit Hasenack for helping with the HPLC analysis and Christine Bunthof, Wilma Hazeleger, and Gilma Chitarra for help with the killing experiments.
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