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Applied and Environmental Microbiology, December 2003, p. 7462-7466, Vol. 69, No. 12
0099-2240/03/$08.00+0 DOI: 10.1128/AEM.69.12.7462-7466.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Survival of Helicobacter pylori in a Natural Freshwater Environment
B. L. Adams, T. C. Bates, and J. D. Oliver*
Department of Biology, University of North Carolina at Charlotte, Charlotte, North Carolina 28223
Received 30 June 2003/
Accepted 15 September 2003

ABSTRACT
The
mode by which
Helicobacter pylori, the causative agent of
most
gastric ulcers, is transmitted remains undetermined. Epidemiological
evidence
suggests these organisms are waterborne; however,
H.
pylori has rarely been grown from potential water sources. This
may
be due to the ability of this organism to rapidly enter the
viable
but nonculturable (VBNC) state. Our investigation examines
the entrance
of
H. pylori into this state in laboratory cultures
and a
natural freshwater environment as well as the relationship
between
morphology and culturability. To this end, membrane
diffusion chambers
were utilized to expose the cells to the
natural fluctuations of a
freshwater stream. In both the laboratory
and environment, samples were
assayed for culturability using
plate counts and stained using a
LIVE/DEAD
BacLight assay for
viability and morphological
determinations. Additionally, water
samples were collected, six
environmental parameters were measured,
and resuscitation conditions
were examined.
H. pylori was observed
to lose culturability in
the laboratory and stream, although
viability was maintained. While the
results of our study agree
with those of previous studies which
suggested that there is
a transition in morphology from rods to cocci
as culturability
is lost, the morphological distribution of cells did
not change
as culturability was lost in the environment. The majority
of
cells in the VBNC state in the laboratory are cocci; however,
all
morphological forms were present in the environment. The
results of
these studies suggest that
H. pylori persists in
laboratory
cultures and the environment in the VBNC state and
that cells in this
state represent a public health
hazard.

INTRODUCTION
Infection by the gram-negative microaerophilic rod
Helicobacter
pylori is associated with the development of chronic
human gastritis,
peptic ulcers, and gastric adenocarcinoma
(
2,
5,
26). It has
been
estimated that more that half of the world's population
is
infected with this organism
(
18). Despite such a high
incidence
of infection, the bacterium's reservoir and mode of
transmission
remain undetermined. Molecular methods have detected the
presence
of
H. pylori DNA in river water, well water, and
wastewater
as well as in surface and shallow groundwater, suggesting
that
this organism is waterborne and might be transmitted by the
fecal-oral
route
(
12,
14,
22). However, only a
single study has been published
which claims that isolation of
H.
pylori directly from environmental
sources had been performed and
that the isolation occurred only
following immunomagnetic separation of
the cells from raw sewage
(
20).
It has been
postulated that the inability to culture H. pylori from the
environment is due to its entrance into the viable but nonculturable
(VBNC) state. Cells that have entered this state are no longer
culturable on routine bacteriological media, although they remain
viable (25). Entrance of
the bacterium into the VBNC state is induced by a variety of adverse
conditions, such as temperature downshift or nutrient depletion
(25). The entrance of
H. pylori into the VBNC state was first suggested during
laboratory studies by Shahamat et al.
(29) in which cells were
observed to become nonculturable in freshwater microcosms. Evidence of
entry into the VBNC state was further supported through
autoradiographical detection of metabolic activity in nonculturable
cells (30).
Many
bacterial species have been observed to alter their morphology as they
enter the VBNC state. Vibrio vulnificus cells have been shown
to transition from curved rods to cocci as they enter the VBNC state
(24). Catrenich and Makin
(6) as well as
Benïssia et al.
(3) observed H.
pylori to undergo a similar morphological conversion as cells aged
in a broth, with cells transitioning from spiral rods to
"O" or "U" shapes and then to cocci.
Simultaneously, culturability was observed to decrease. However, it is
possible that the coccoid form of H. pylori is the VBNC
morphology. This is supported by the finding that H. pylori
cultures containing 90% coccoid cells and 10% spiral
cells exhibited only a 1.8-fold decrease in respiratory activity
compared to cultures containing 95% spiral cells and 5%
cocci (9).
If the
coccoid form of this bacterium is in the VBNC state, it may be capable
of establishing infection in a host, as suggested by both Cellini et
al. (7) and She et al.
(31). Furthermore, mRNAs
for VacA and UreA have been detected by reverse transcription-PCR in
nonculturable H. pylori cells
(23). These data indicate
that VBNC forms of H. pylori might be infectious; therefore,
the role of the VBNC state in this organism has important implications
in epidemiology and disease prevention. We investigated the ability of
H. pylori to enter the VBNC state in both the laboratory and a
natural freshwater environment. In the latter case, environmental
parameters which may influence the loss of culturability were also
examined.

MATERIALS AND
METHODS
Bacterial strain and culture
conditions.
For routine
culture,
H. pylori (ATCC 43504) in vented tissue
culture
flasks was grown in brucella broth (Becton Dickinson
and Co.,
Cockeysville, Md.) containing 5% fetal calf serum (Sigma
Chemical
Co., St. Louis, Mo.), 10 mg of vancomycin/liter, 5 mg of
trimethoprim/liter,
and 2,500 IU of polymyxin B/liter. Cells were
maintained on
brucella blood agar containing 5% sheep
erythrocytes (Carolina
Biological Supply Company, Burlington, N.C.) and
the same antibiotics.
In all cases, cells were incubated at
37°C under conditions
of 100% humidity and a 5%
CO
2 atmosphere. For laboratory study,
H. pylori
cells were grown for 18 h in broth and diluted 1:100
in fresh
liquid medium. Samples were taken at intervals, and
the optical density
at 550 nm, culturability, viability, and
morphological distribution
were determined.
Membrane diffusion
chambers.
Water was
collected from a stream located in a small nature preserve on the
University of North Carolina at Charlotte campus and filtered through a
0.2-µm-pore-size filter (Corning Costar Corp., Cambridge,
Mass.) and subsequently autoclaved. Cultures were diluted into this
sterile creek water such that the final concentration was ca.
105 to 106 CFU/ml. Aliquots (25 ml) were used to
fill 30-ml sterile membrane diffusion chambers
(21) that were equipped
with 76-mm-diameter, 0.2-µm-pore-size polycarbonate filters
(Osmonics, Inc., Livermore, Calif.). Chambers were suspended from a
flotation device and anchored in the stream at a depth of ca.
0.3 m. Sampling was performed by removing one or two chambers
at each time point and examining the cells within. In no case did the
time from sample removal until assay exceed 30
min.
Culturability of cells.
Cell suspensions from the membrane
diffusion chambers were serially diluted in sterile creek water and
plated onto brucella blood agar. Cells were considered to be
nonculturable when <10 CFU/ml were detected. Detected colonies
were confirmed to be H. pylori by inoculation to Christensen
urea agar slants (Food and Drug Administration bacteriological
analytical manual; AOAC International, Gaithersburg, Md., 1995) and
examined for urease
production.
Viability and morphological
determination.
Viability
and morphology were determined by staining cells with a LIVE/DEAD
BacLight bacterial viability kit (Molecular Probes, Eugene,
Oreg.) according to the manufacturer's directions. Briefly, this
kit employs SYTO 9 and propidium iodide to differentiate between cells
with intact (live organisms) and compromised (dead organisms)
membranes. BacLight-stained samples were filtered onto
0.2-µm-pore-size black polycarbonate filters (Osmonics, Inc.)
in dim light. Cells were viewed using an epifluorescence microscope
(Olympus model BX51) with the appropriate filter cube, and a minimum of
30 fields or 300 cells were counted in all cases. Images were captured
using a SpotCAM camera and associated software (Diagnostic Instruments,
Inc., Sterling Heights,
Mich.).
Monitoring of environmental
parameters.
The
environmental parameters of the stream were measured every day of each
study and included dissolved oxygen, pH, temperature, turbidity, and
ammonia and phosphate levels (DR/850 portable datalogging colorimeter
instrument manual; Hach Company, 1997). These were measured according
to the manufacturer's
instructions.
Resuscitation
conditions.
VBNC cells
removed from environmental chambers were plated on blood agar overlaid
with 200 U of catalase (L. Sides, M. F. Hite, and
J. D. Oliver, Abstr. 99th Gen. Meet. Am. Soc. Microbiol.,
abstr. Q-129, 1999) or were heat shocked (A. R. Gupte and
S. W. Joseph, Abstr. 101st Gen. Meet. Am. Soc. Microbiol.,
abstr. Q-117, 2001) and plated on brucella blood
agar.
Statistical analysis.
Linear regression was performed using
Prism 2.01 software (GraphPad Software Inc., San Diego, Calif.) to
determine statistically significant changes in the morphological
distribution within individual sampling periods. Environmental
parameter data were plotted and log transformed to achieve normality. A
Spearman's coefficient rank correlation
(32) was performed to
determine whether any environmental parameters correlated with the
variation in the length of time that cells were culturable in the
environment. This was followed by a sequential Bonferroni adjustment
(27). Additionally, a
standardized multiple regression analysis
(32) was performed to
determine whether any environmental parameters accounted for variations
in culturability of cells in the environment. Statistical tests of
environmental parameters were performed using 8.2 software (SAS
Institute, Inc., Cary, N.C.).

RESULTS AND
DISCUSSION
Although culturability has been the focus of many
investigations
of
H. pylori, none have examined culturability
in a potential
natural reservoir, such as a freshwater environment.
Furthermore,
no investigations have been reported that differentiate
between
culturability and viability in a population. Using a LIVE/DEAD
BacLight
viability assay, culturability and viability were
examined in
cells incubated in both the laboratory and a natural
freshwater
stream. Although the use of multiple viability assays is
preferable
(see, e.g., reference
19), other assays we
investigated, such
as the 5-cyano-2,3-ditolyl tetrazolium chloride
(CTC) assay
of Rodriguez et al.
(
28) and the substrate
responsiveness assay
of Kogure et al.
(
16), did not perform
well when applied to
H. pylori. However, Boulos et al.
(
4) reported
BacLight viable
counts to be comparable to those of CTC assays
for bacteria
present in drinking water. However, viable counts
determined
using the
BacLight stain in chlorine-stressed cells
were reported
to be higher than those seen with CTC assays. The authors
do
acknowledge that the CTC-formazan granules were very small in
stressed
cells, suggesting that this accounts for the differences in
the
stains. Furthermore, reverse transcription-PCR has become an
accepted
method of determining cell viability, as the half-life of
bacterial
mRNA is on the order of minutes
(
10). Our studies of
H. pylori in the environment suggest that in addition to
giving positive
results in
BacLight assays, VBNC cells
continue to transcribe
several genes, including those known to be
virulence determinants
(unpublished data).
In our laboratory
studies, the culturability of the cells was found to decline to
<10 CFU/ml after ca. 10 days, although a large population of
viable cells continued to be present (Fig.
1A). This indicates that in liquid culture in the laboratory, H.
pylori enters the VBNC state as the cells age. These results
showing loss of culturability and morphological conversions are
consistent with data published by Benïssia et al.
(3) and Catrenich and
Makin (6) for H.
pylori and by Alonso et al.
(1) for Campylobacter
coli cells. However, ours is the first investigation to show that
viability is maintained in H. pylori despite this loss of
culturability. In addition to maintaining viability, the cells also
maintained a constant optical density (Fig.
1A), indicating that cell
lysis did not occur.
The morphology of the cells as culturability
was lost was also
examined. Again, the findings were consistent with
those of
previously published studies
(
3,
6) in that as
culturability
was lost in the laboratory, the percentage of rods
declined
and the percentage of cocci increased (Fig.
1B). These data
suggest
that as culturability declines,
H. pylori cells transition
from
culturable rods into nonculturable cocci, possibly passing through
the
O-U form as an intermediate stage. Because viability is maintained,
this
suggests that cells undergo a morphological conversion from
rods
to cocci as
H. pylori enters the VBNC state. This change
in
morphology has also been observed in both the laboratory
and
environment for other bacterial species entering the VBNC
state
(
25). However, when the
percentage of rods was small compared
to that of cocci, the
culturability remained at ca. 10
7 for
approximately 6 days.
This large culturable coccus population
suggests that cocci can be both
culturable and nonculturable.
It is also important that ca. 33%
of the cocci observed in the
nonculturable population in our various
studies were shown to
give positive results in
BacLight assays. While it has been
suggested by some
investigators that the cocci are a death form
of
H. pylori
(
17), our studies
demonstrate the viability of
nonculturable cocci.
Studies
conducted in a laboratory are valuable but cannot reproduce the
environment bacterial cells may be exposed to in nature. As
epidemiological evidence supports the fecal-oral route for the
transmission of H. pylori
(12-14,
22), the natural
reservoir for this organism could be a freshwater body. Using membrane
diffusion chambers, H. pylori cells were exposed to a natural
stream environment while being monitored for culturability, viability,
and morphological changes. In these environmental waters, the
culturability of H. pylori cells decreased over time, reaching
nonculturability in from less than 6 to ca. 70 h. Despite the
loss of culturable cells in all environmental conditions, a large
number of cells remained viable, as indicated by the results of the
BacLight assay. For example, cells suspended in 9°C
creek water lost culturability by 42 h and yet approximately
1.6 x 106 cells/ml remained viable (Fig.
2). This suggests that in similarity to the results observed in our
laboratory studies, H. pylori enters the VBNC state in a
natural environment. It is this rapid entrance into the VBNC state that
may account for the general inability to isolate H. pylori
cells from environmental sources. Lu et al.
(20) recently reported
the isolation of H. pylori cells from raw municipal wastewater
taken from November to December in Mexico, employing immunomagnetic
separation prior to culture. Their success may have been due to the
high H. pylori prevalence rate in their study area
(74%), the likelihood that the cells were introduced into the
wastewater only shortly before the isolation was made, and the low
temperature during that season. Our results (Fig.
3) suggest that H. pylori is able to remain culturable in natural
waters for 2 to 3 days when the waters are at a low
temperature.
While a considerable portion of the cell population
gave
BacLight-negative
results in all experimental studies,
ca. 10% (10
5 to 10
6) of
cells remained
viable. Surprisingly, linear regression analysis
indicated that as
culturability was lost there was no statistically
significant change at
any sampling period in the percentage
of viable rods, O-U forms, or
cocci. Figure
2 is
representative
of all of the environmental study results and shows the
constancy
of this number for each morphotype. These findings are unlike
our
laboratory data and those of previously published investigations
and
suggest that as they enter the VBNC state in the environment,
there
is no morphological conversion observed in
H. pylori cells.
Therefore,
in the environment all morphological forms of this bacterium
may
be present in the VBNC state. Judged on the basis of investigations
of
the morphological conversion of
V. vulnificus in the VBNC
state
(
25), it would be
expected that as
H. pylori enters the VBNC
state the
predominant morphology would be that of cocci. However,
it was found
that in a population of nonculturable cells, large
populations of
viable rods and O-U forms in addition to cocci
were present (Fig.
2). This finding is
consistent with our laboratory
data, which indicate that cells may
exist in all morphologies
in the culturable and nonculturable
states.
A link between temperature and culturability was
suggested by Soltesz et al.
(33), as H.
pylori clinical isolates and type strains were found to survive
longer during transport when held at temperatures less than
15°C. The existence of such a temperature-culturability
relationship was further suggested when H. pylori cells were
observed to remain culturable longer in nutrient media incubated at
4°C compared to the results seen at 25, 40, and 42°C
(15). It has also been
found that 99% of cells maintained respiratory activity for at
least 250 days at 4°C and that all respiratory activity was
lost after 24 h at 37°C
(11). When H.
pylori cells in our studies were placed into a natural environment
over a 1-year period, the length of time that cells remained culturable
changed (Fig. 3). These
seasonal studies involved water temperatures ranging from 9 to
23°C. In general, cells remained culturable longer in cooler
(<20°C) waters than in warmer (>20°)
waters. Throughout each sampling period, dissolved oxygen, pH,
temperature, turbidity, and ammonia and phosphate levels were measured.
Table
1 summarizes the average measurements from each study.
To determine
whether there was a correlation between the number
of hours
H.
pylori cells were culturable in the environment
and the
environmental parameters measured, a Spearman's coefficient
of
rank correlation was used. It was found that there was a
significant
correlation between both temperature
(
rs = -0.82857;
P < 0.05) and phosphate (
rs
= 0.94286;
P < 0.05) levels
and culturability
in the environment. When a sequential Bonferroni
adjustment was
applied, however, it was found that there was
no statistically
significant correlation between these environmental
parameters and
culturability. Also, multiple regression analysis
was performed to
determine whether any single environmental
parameter accounted for the
variation in culturability. It was
found that no parameters met a
statistically significant level
of contribution to the culturability of
H. pylori in the environment.
Because our studies were
conducted in a small, natural freshwater
stream, there were many
variables present which could not be
accounted for or controlled,
including the wash-off of construction
debris into the stream during
two sampling periods as well as
a sewage leak during another sampling
period. Although the possibility
of a relationship between temperature
and/or phosphate levels
and culturability is suggested in our studies,
a larger-scale
investigation may be required to prove such a
conclusion.
Several bacterial species that enter the VBNC state
have been shown to resuscitate and become culturable following the
modification of routine culture conditions. V. vulnificus
cells resuscitate through a temperature upshift
(25), while
Campylobacter jejuni requires passage through embryonated eggs
(8). Currently, no
resuscitation techniques have been identified for H. pylori.
Cells which had entered the VBNC state in the environment were exposed
to a variety of resuscitation conditions and examined for growth. No
growth was observed under any condition, and attempts to resuscitate
this organism continue in our laboratory.
This is the first
investigation to examine the viability of H. pylori in both
the laboratory and a natural environment as culturability is lost. Our
data suggest that H. pylori is able to enter the VBNC state as
cells age in the laboratory or are exposed to a natural, freshwater
environment. Cells underwent a transition from culturable rods to
predominately nonculturable cocci as they entered the VBNC state in the
laboratory; however, no such morphological conversion was observed in
the natural environment. Thus, H. pylori appears to exist in
all morphological forms in the environment. Furthermore, our studies
suggest that exposure to the environment can induce this organism to
enter the VBNC state and to persist in the environment until it enters
a suitable host. For this reason, it is important to consider this
survival state for H. pylori in natural
environments.

ACKNOWLEDGMENTS
This work was supported by
the Environmental Protection Agency
(R-82905701-0) and Sigma Xi Grants
in Aid of Research. We acknowledge
the University of North Carolina at
Charlotte Graduate School
for supporting publication costs.
We
thank Harry Mobley for donation of the strain employed in this
investigation as well as Courtney Pfeffer and Lee Lewis for assistance
with statistical
analysis.

FOOTNOTES
* Corresponding
author. Mailing address: Department of Biology, University of North Carolina at Charlotte, 9201 University City Blvd., Charlotte, NC 28223. Phone: (704) 687-4049. Fax: (704) 687-3128. E-mail:
jdoliver{at}email.uncc.edu.


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0099-2240/03/$08.00+0 DOI: 10.1128/AEM.69.12.7462-7466.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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