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Applied and Environmental Microbiology, May 2004, p. 2836-2842, Vol. 70, No. 5
0099-2240/04/$08.00+0 DOI: 10.1128/AEM.70.5.2836-2842.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Prevalence of the Chloroflexi-Related SAR202 Bacterioplankton Cluster throughout the Mesopelagic Zone and Deep Ocean
R. M. Morris,1 M. S. Rappé,2 E. Urbach,3 S. A. Connon,4 and S. J. Giovannoni1*
Department of Microbiology, Oregon State University, Corvallis, Oregon 97331,1
Hawaii Institute of Marine Biology, School of Ocean and Environmental Science and Technology, University of Hawaii at Manoa, Kaneohe, Hawaii 96744,2
Department of Plant Pathology, University of WisconsinMadison, Madison, Wisconsin 53706,3
Idaho State University, Pocatello, Idaho 832094
Received 12 December 2003/
Accepted 31 January 2004

ABSTRACT
Since their initial discovery in samples from the north Atlantic
Ocean, 16S rRNA genes related to the environmental gene clone
cluster known as SAR202 have been recovered from pelagic freshwater,
marine sediment, soil, and deep subsurface terrestrial environments.
Together, these clones form a major, monophyletic subgroup of
the phylum
Chloroflexi. While members of this diverse group
are consistently identified in the marine environment, there
are currently no cultured representatives, and very little is
known about their distribution or abundance in the world's oceans.
In this study, published and newly identified SAR202-related
16S rRNA gene sequences were used to further resolve the phylogeny
of this cluster and to design taxon-specific oligonucleotide
probes for fluorescence in situ hybridization. Direct cell counts
from the Bermuda Atlantic time series study site in the north
Atlantic Ocean, the Hawaii ocean time series site in the central
Pacific Ocean, and along the Newport hydroline in eastern Pacific
coastal waters showed that SAR202 cluster cells were most abundant
below the deep chlorophyll maximum and that they persisted to
3,600 m in the Atlantic Ocean and to 4,000 m in the Pacific
Ocean, the deepest samples used in this study. On average, members
of the SAR202 group accounted for 10.2% (±5.7%) of all
DNA-containing bacterioplankton between 500 and 4,000 m.

INTRODUCTION
The discovery that previously unidentified bacterioplankton
16S rRNA gene sequences predominate in the ocean's lower surface
layer was one of the first pieces of evidence to suggest that
marine bacterioplankton communities are stratified (
8,
13,
47).
The environmental gene clone SAR202 and close relatives were
among the groups recovered from seawater in early investigations
of bacterioplankton diversity at the Bermuda Atlantic time series
study (BATS) site in the north Atlantic Ocean (
13). Shortly
thereafter, close relatives were detected in seawater samples
from 1,000 m in the Atlantic Ocean and 3,000 m in the Pacific,
rapidly extending the apparent range of this group of microorganisms
throughout the mesopelagic zone and into the deep ocean (
12).
Interestingly, SAR202 organisms and relatives are members of the Chloroflexi phylum, one of the 11 original phyla described by comparative 16S rRNA sequence analysis (45). The Chloroflexi line of descent is thought by many to have diverged early in the evolution of the domain Bacteria (29). Representatives of this phylum occupy a wide variety of habitats; Chloroflexi-related sequences have been identified in geothermal, soil, freshwater, marine, wastewater, and subsurface environments. In addition, the few cultivated representatives exhibit a diverse range of phenotypes, including anoxygenic photosynthesis (e.g., Oscillochloris and Chloroflexus) (23, 30), thermophilic organotrophy (Thermomicrobium) (21), and chlorinated hydrocarbon reduction (Dehalococcoides ethenogenes) (27). The phenotypic characteristics of the SAR202 clade of bacteria cannot be inferred from their phylogeny because of the diverse physiological traits exhibited by cultured representatives within this phylum (19, 33, 36).
Since their initial identification in BATS 250-m seawater, environmental gene clones related to the SAR202 cluster have been found in deep subsurface, soil, marine sponge, and freshwater environments (4, 7, 18, 41) and further sequences have been found in various seawater samples (2, 14, 46). While cultivation-independent rRNA gene cloning and sequencing results suggest that members of this diverse group are ubiquitous and potentially abundant in the marine environment, there are well-known sources of potential methodological bias that prohibit absolute cellular quantification from these data. Variable lysis efficiency between microbial cell types, variations in rRNA gene copy number, and PCR-induced biases and artifacts are just a few of the factors that confound and restrict quantitative estimates of abundance from gene clone library data (34, 37, 44). However, direct cell counts using fluorescence in situ hybridization (FISH) with rRNA-targeted oligonucleotide probes have been used to accurately count cells in natural samples (1, 6, 28).
In general, small, slow-growing microbial cells such as planktonic marine bacteria have traditionally been difficult to detect by FISH. Subsequently, various strategies have been used to decrease background noise and increase signal intensity and counting accuracy. Strategies have included the use of multiple fluorescently labeled oligonucleotide probes (25), signal amplification methods such as tyramide signal amplification (35), and unlabeled helper oligonucleotide probes (11). Our strategy has been to use multiple oligonucleotide probes that target different regions of the same 16S rRNA to produce an additive effect on signal intensity (28) and, in this case, to ensure that all available SAR202-related 16S ribosomal DNA (rDNA) sequences recovered from seawater were targeted by at least one probe.
The available data suggest that members of the SAR202 cluster are ubiquitous and that they may play an important role in lower-surface and deep-ocean biogeochemistry. However, no data about their physiology or cellular abundance are available. There are currently no cultured representatives of the SAR202 cluster or published quantitative abundance estimates. In this study, we used newly identified SAR202-related 16S rDNA sequences from marine bacterioplankton with published SAR202 cluster sequences recovered from a variety of environments to further resolve SAR202 phylogeny and to design oligonucleotide probes for quantitative FISH. We report SAR202 cluster cell counts from the BATS site in the Atlantic Ocean and the Hawaii ocean time series (HOT) site (station ALOHA) in the Pacific Ocean. In addition, depth profiles from coastal waters were obtained from five stations along the Newport hydroline (NH35 to NH127), extending from just off the Oregon coast to the edge of the north Pacific gyre.

MATERIALS AND METHODS
Sample collection.
North Atlantic Ocean seawater was collected at the BATS site
(32°N, 64°W) from a total of 10 depths between 1 and
3,600 m. Surface samples (1 to 250 m) were collected on 5 February
2001, while samples from depths >250 m were collected on
6 February 2001. Central north Pacific Ocean samples were collected
at station ALOHA (45°N, 158°W), the HOT study site,
from a total of seven depths on 15 December 2002. Water from
the eastern Pacific Ocean coastal transect was collected from
various depths along the Newport hydroline (44°N) at stations
NH15 (25°W), NH35 (53°W), NH55 (22°W), NH65 (36°W),
NH85 (126°W), and NH127 (127°W). Five samples (1, 10,
30, 100, and 500 m) were collected on 7 May 2002, and five samples
(20, 110, 600, 1,000, and 2,700 m) were collected on 8 May 2002
at station NH127. All samples were collected in Niskin bottles
on conductivity, temperature, and density device rosettes and
transferred to primary collection bottles. Atlantic subsample
volumes of 500 ml were immediately fixed in filtered formalin
at a final concentration of 10% and stored at 80°C
for up to 6 months. Pacific subsample volumes of 10 to 250 ml
were immediately fixed in filtered, buffered paraformaldehyde
at a final concentration of 2% and stored at 4°C for 6 to
8 h. Fixed samples were filtered onto white 0.2 µm-pore-size
polycarbonate filters (GE Osmonics, Minnetonka, Minn.), immediately
placed in slide boxes containing silicon desiccant, and stored
at 20°C.
Cloning.
Bacterial 16S rRNA gene clones from the original BATS 250-m clone library were prepared as described previously (13). In short, DNA was amplified from a mixed population of genomic DNA by PCR using primers specific for bacterial 16S rRNA genes. A clone library was constructed with the plasmid vector pCRII (Invitrogen, San Diego, Calif.) from the resulting PCR amplicon. The clones were assigned the prefix SAR, numbered discontinuously from 177 to 325, and stored at 20°C in Luria-Bertani (LB) broth containing 10% (wt/vol) glycerol. Two new SAR202-related clone sequences were identified in a clone library constructed from February 1992 BATS 200-m seawater (prefix D92). The D92 bacterial 16S rDNA library was prepared essentially as described above, but by a streamlined protocol for clone library analysis (42). rRNA genes were amplified from environmental DNA for cloning by PCR with Taq polymerase (Fermentas, Hanover, Md.) and variations of commonly used bacterial primers 8F (AGRGTTYGATYMTGGCTCAG) and 1492R (GGYTACCTTGTTACGACTT) (24). Amplifications were performed in a PTC-0200 thermocycler (MJ Research, Cambridge, Mass.) under the following conditions: 35 cycles of annealing at 55°C for 1 min, elongation at 72°C for 2 min, and denaturation at 94°C for 30 s. A single band of the predicted length was observed by agarose gel electrophoresis. The clone library was constructed with the pGEM-TEasy (Promega, Madison, Wis.) vector by following the manufacturer's instructions. Individual clones were numbered sequentially from D92-01 to D92-96.
Gene sequencing and phylogenetic analysis.
Complete 16S rRNA gene clone sequences were obtained and added to an aligned database of >12,000 homologous 16S rDNAs maintained with the ARB software package (26). Evolutionary distance, parsimony, and maximum-likelihood phylogenetic analysis methods were used in concert to identify robust phylogenetic relationships within the SAR202 cluster data set and were performed with the program PAUP*, version 4.0 beta 10 (39). The tree topology was inferred by maximum likelihood employing a heuristic search with a tree bisection-reconnection branch-swapping algorithm, a proportion of invariable sites of 0.2339, equal base frequencies, and a gamma distribution of rate heterogeneity at variable sites with a shape parameter of 0.6889 and four rate categories. Bootstrap proportions from 1,000 replicate resampled data sets were used to estimate the relative confidence in monophyletic groups and were determined by evolutionary-distance and parsimony methods. Likelihood ratio tests were used to select a substitution model for evolutionary distance calculations by employing the program Modeltest, version 3.06 (30a). The model selected was SYM+I+G (48), with the estimated proportion of invariable sites set to 0.2339, equal base frequencies, and a gamma distribution of rate heterogeneity at variable sites with a shape parameter of 0.6889 and four rate categories. Distance matrices from bootstrapped data sets were calculated with this model, and neighbor joining was used to generate trees for the bootstrap analysis. Parsimony analyses employed a heuristic search, tree bisection-reconnection, and a starting tree obtained by stepwise addition with random sequence addition. All sequences used in this analysis were >1,200 nucleotides in length; 914 nucleotide positions remained after masking out hypervariable and other ambiguously aligned regions from the alignment. In preliminary analyses, a range of bacterial phyla were employed as outgroups. The choice of outgroup did not influence the significant relationships shown in Fig. 1.
FISH.
Hybridization reactions were performed essentially as described
by Glöckner et al. (
15) with the following modifications.
Reactions were performed on one-quarter membrane sections at
37°C for 12 to 16 h in hybridization buffer (900 mM NaCl,
20 mM Tris [pH 7.4], 0.01% [wt/vol] sodium dodecyl sulfate [SDS],
35% formamide) and two Cy3-labeled oligonucleotide probes (SAR202-104R
[GTTACTCAGCCGTCTGCC] and SAR202-312R [TGTCTCAGTCCCCCTCTG]) specific
for members of the SAR202 cluster and designed with the ARB
software package (
26). Additionally, a control hybridization
reaction was performed with a low-stringency buffer containing
15% formamide and a Cy3-labeled nonsense oligonucleotide (338F).
All probes had a final concentration of 2 ng µl
1.
Optimal hybridization stringency was achieved by washing the
membranes in hybridization wash (70 [SAR202] or 150 [338F] mM
NaCl, 20 mM Tris [pH 7.4], 6 mM EDTA, 0.01% SDS) for two 10-min
intervals. An experimentally determined temperature of dissociation
(
Td) specific for the SAR202 probe suite (58.0°C) was used
for all SAR202 hybridization reactions (see Fig.
2), and a low-stringency
Td (50.0°C) was used for all 338F control hybridization
reactions. Nucleic acid staining was achieved by transferring
the membrane to a chilled (4°C) hybridization wash containing
DAPI (4',6'-diamidino-2-phenylindole) at a final concentration
of 5 µg ml
1 for 10 min. The DAPI was rinsed for
2 min in a final hybridization wash chilled to 4°C. All
reagents were filtered through a 0.2-µm-pore-size filter.
Fluorescence microscopy.
After the filters were mounted in Citifluor (Ted Pella, Redding,
Calif.), Cy3-positive and DAPI-positive cells were counted for
each field of view with a Leica DMRB epifluorescence microscope
equipped with a Hamamatsu ORCA-ER charge-coupled device digital
camera, filter sets appropriate for Cy3 and DAPI, and Scanalytics
IPLab, version 3.5.6, scientific imaging software. Consistent
exposure times of 1 and 5 s were used for DAPI and Cy3 images,
respectively. Cy3 images were manually segmented in IPLab and
automatically made to overlie corresponding DAPI image segmentations
in order to identify positive probe signals coincident with
DAPI signals. Consistent size, morphology, and signal intensity
criteria were used for all cell counts. Negative control counts
were determined from the 338F hybridization using the same technique
and subtracted from positive probe counts to account for objects
detected with the Cy3 and DAPI filter sets in the absence of
the positive probe set, such as autofluorescent cells.
Nucleotide sequence accession numbers.
Gene sequences were deposited in GenBank and given accession numbers AY534087 through AY534100.

RESULTS
A combination of methods were used to determine phylogenetic
relationships among 16S rRNA gene sequences from members of
the original SAR202 cluster (
13); published relatives were identified
by searching public nucleotide sequence databases (GenBank and
the RDP-II), published reference sequences from other major
subgroups of the
Chloroflexi (
33), and newly sequenced environmental
gene clones recovered from the BATS study site in the north
Atlantic Ocean. All of the analyses showed that the rRNA gene
clones from pelagic marine bacterioplankton within the phylum
Chloroflexi fell inside a single monophyletic cluster (Fig.
1), but the addition of newly identified clones greatly expanded
the genetic diversity of this cluster relative to that based
on the original observations (
13). The first two full-length
gene clones published in 1996, SAR202 and SAR307, are 94.9%
similar. Currently, the most dissimilar
Chloroflexi marine bacterioplankton
gene clone sequences are 78.7% similar (D92-36 and SAR259 in
Fig.
1). Within the
Chloroflexi phylum, the closest relatives
to the SAR202 cluster could not be identified with the 16S rRNA
gene sequence data and analysis methods currently available.
Unlike clusters from other predominant groups of marine bacterioplankton, such as the SAR86 (31, 38) and Pelagibacter (SAR11) clusters (32, 33, 38), marine bacterioplankton environmental gene clones of the SAR202 cluster are not monophyletic; sequences retrieved from nonmarine and/or nonplanktonic communities are interspersed throughout the marine bacterioplankton clones. For example, environmental gene clones from freshwater bacterioplankton of Crater Lake, Oreg. (41), sponge symbionts from shallow marine environments (18), deep-sea sediments (unpublished data), and terrestrial soils (references 4 and 7 and unpublished data) are dispersed throughout the SAR202 cluster. Four subclusters within the SAR202 cluster were supported by high bootstrap proportions (Table 1; Fig. 1). While all four contained gene clones from marine bacterioplankton, only one was exclusively so (subcluster 2). In addition to marine bacterioplankton, subcluster 1 contained clones recovered from marine sponge and freshwater bacterioplankton communities, subcluster 3 contained clones from marine sponge, deep-sea sediment, and forest soil communities, and subcluster 4 contained a clone from a deep-sea sediment community. Several clones did not fall within the four monophyletic subgroups but instead formed independent lines of descent within the SAR202 cluster (e.g., clones SAR242, SAR269, and FTL256 in Fig. 1).
Two oligonucleotide probes were designed to target members of
the SAR202 cluster. The probe SAR202-104R was designed to target
a region corresponding to positions 104 to 121 of the
Escherichia coli 16S rRNA. This probe matched perfectly 20 of 30 members
of the SAR202 cluster possessing complete or nearly complete
16S rDNA sequences and 15 of19 marine bacterioplankton environmental
gene clones in this cluster (Table
1). Outside of the SAR202
cluster, probe SAR202-104R matched perfectly the 16S rRNA gene
sequence from the archaeaon
Sulfolobus solfataricus (GenBank
accession no.
X90483) and closely related environmental gene
clones and contained a single base mismatch with a wide variety
of published 16S rRNA gene sequences, including those of several
members of the SAR11 marine bacterioplankton cluster of the
alpha
Proteobacteria. The probe SAR202-312R was designed to
target a region corresponding to positions 312 to 329 of the
E. coli 16S rRNA. It matched perfectly 25 of 30 full-length
members of the SAR202 cluster and 17 of 19 marine clones (Table
1). In addition, this probe matched perfectly 16S rRNA gene
sequences from several members of candidate division OP11 (
20)
and had a minimum of two mismatches with all other known 16S
rRNA gene sequences outside of the SAR202 cluster. Of 30 full-length,
or nearly full-length, gene sequences within this cluster, only
two (freshwater bacterioplankton clone CL500-9 and contaminated-soil
clone FTL276 in Fig.
1) did not possess a target site that perfectly
matched that of one of the two SAR202 cluster probes (Table
1). All 19 full-length marine bacterioplankton gene clone sequences
within this cluster perfectly match at least one of the two
SAR202 cluster probes.
Direct cell counts from the Atlantic and Pacific Oceans were obtained by hybridizing paraformaldehyde-fixed, filtered seawater samples with the two SAR202 cluster probes labeled with Cy-3. The Td of 58°C for cells hybridizing to the SAR202 probe pair was empirically determined from 100-m Oregon coast seawater (NH35). An axenic SAR11 cluster isolate (32), fortuitously exhibiting a single base mismatch to probe SAR202-104R, was used to evaluate the specificity of hybridization of this probe. SAR11 cells hybridized to the SAR202 probe pair showed a complete loss of probe-conferred fluorescence signal intensity between 49 and 55°C (Fig. 2). While it is known that base composition and rRNA secondary structure can affect in situ hybridization kinetics (9, 10), these results indicate that SAR11 cells containing the target sequence with a single base mismatch were excluded from counts reported in this study.
Additional confidence in the cell count measurements came from observations of the average morphology, size, and relative signal intensity of cells hybridizing to the SAR202 probe suite. Probe-positive cells had a coccoid morphology and were greater than 1 µm in diameter (Fig. 3) and unusually bright (1,067 ± 480 relative intensity units) compared to other pelagic bacterioplankton hybridizations (Fig. 2). Because of the distinctive size, morphology, and signal intensity of cells hybridizing to the SAR202 probe suite, there was very little ambiguity in the scoring of cells from below the upper ocean surface layer, where autofluorescent-cell counts are low.
The overall abundance of SAR202 cells remained surprisingly
constant below 500 m and accounted for an average of (3.0 ±
1.9)
x 10
6 cells liter
1 in Atlantic (BATS) and Pacific
(HOT) Ocean depth profiles (Fig.
4). On average, the SAR202
group accounted for 10.2% (±5.7%) of DAPI-stained cells
present below the ocean surface layer. In surface waters, SAR202
cell counts were

1.0
x 10
6 cells liter
1, at or below
the threshold of detection for surface waters. The threshold
for accurate counting of the less-abundant bacterioplankton
groups was higher in surface waters than in deep waters, due
to the high autofluorescent-cell and particle counts associated
with negative control probe hybridizations. Bulk nucleic acid
hybridization data suggest that DNA from the SAR202 group decreases
in surface waters (
13), and surface cells (0 to 300 m) positive
for both probe hybridization and DAPI always lacked green fluorescence
(fluorescein isothiocyanate channel), indicative of chlorophyll
autofluorescence. These data reinforce the

66%
decrease in ocean surface layer SAR202 cells relative to the
numbers in deeper waters suggested by the in situ hybridization
data.
Depth profiles from stations along the Newport hydroline, which
extended from the Oregon coast to the edge of the north Pacific
gyre, showed a similar trend in the depth-specific distribution
of the SAR202 group (Fig.
5). SAR202 cell counts were highest
just below the deep chlorophyll maximum (DCM), reaching 27
x 10
6 cells liter
1 in the 100-m sample from station NH35
and accounting for an average of (12 ± 8.3)
x 10
6 cells
liter
1 just below the DCM. Average abundance values below
SAR202 surface maximums declined to (2.5 ± 1.5)
x 10
6 cells liter
1 but persisted throughout the water column
to a maximum depth of 2,700 m at station NH127. These results
confirm previous findings, showing a peak in relative SAR202
high-molecular-weight rRNA and 16S rRNA amplicon abundance just
below the DCM (
13) and extend their known range to depths throughout
the mesopelagic zone and deep ocean.

DISCUSSION
SAR202 is intriguing because of the apparently lengthy evolutionary
history and extraordinary metabolic diversity of the phylum
Chloroflexi and also because organisms with this diverse and
complexly structured cluster resides in the deep pelagic zone
of oceans and some lakes (
12,
41). In this study we have added
to the sparse information about the SAR202 cluster by identifying
the associated cell morphology, providing accurate numbers of
cells in the water column, and providing a detailed phylogeny
for the group.
The data show that SAR202 cluster organisms occur throughout the mesopelagic zone, constituting about 10% of the microbial population there. They probably account for a somewhat larger proportion of deep-ocean microbial biomass, because they are larger than the average bacterioplankton cell (43). Their considerable abundance suggests an important role, but as yet no information about their metabolic activity has come to light. One aspect of the mesopelagic environment is the relatively constant availability of macronutrients (N and P), which are deficient in surface waters, where they likely drive competition among species (40). Energy for microbial metabolism is scarce in the deep ocean most of the time and mainly comes from the oxidation of recalcitrant organic compounds (semilabile dissolved organic carbon [DOC]), ammonium, and nitrite and from the metabolism of more-labile substrates originating from the indigenous fauna and sinking organic material (5, 22). The introduction of surface DOC to the upper mesopelagic zone by convective events associated with winter storms constitutes a large periodic input of DOC to the upper mesopelagic zone (3, 16, 17) and may sustain some elements of the microbial community that reside there.
The SAR202 cluster has been eclipsed because of interest in some of the more abundant bacterioplankton groups, but they occupy an important position in the bacterioplankton pantheon and will undoubtedly be a subject of keen interest as environmental genome sequences, environmental monitoring, and possibly cultures provide more information about this group.

ACKNOWLEDGMENTS
We acknowledge Terah Wright, who identified several SAR202 clones
from the BATS 250 m clone library, and Rachel Parsons, who prepared
the BATS samples used for FISH.
This study was supported by the following grants from the National Science Foundation: An Oceanic Microbial Observatory (MCB-9977918) and Bacterial Activity in the NE Pacific (OCE-0002236).

FOOTNOTES
* Corresponding author. Mailing address: Department of Microbiology, Oregon State University, Corvallis, OR 97331. Phone: (541) 737-1835. Fax: (541) 737-0496. E-mail:
steve.giovannoni{at}orst.edu.

This is HIMB contribution 1179 and SOEST contribution 6337. 

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Applied and Environmental Microbiology, May 2004, p. 2836-2842, Vol. 70, No. 5
0099-2240/04/$08.00+0 DOI: 10.1128/AEM.70.5.2836-2842.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
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