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Applied and Environmental Microbiology, December 2005, p. 8966-8969, Vol. 71, No. 12
0099-2240/05/$08.00+0 doi:10.1128/AEM.71.12.8966-8969.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
PCR-Induced Sequence Artifacts and Bias: Insights from Comparison of Two 16S rRNA Clone Libraries Constructed from the Same Sample
Silvia G. Acinas,
Ramahi Sarma-Rupavtarm,
Vanja Klepac-Ceraj, and
Martin F. Polz*
Department of Civil and Environmental Engineering, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139
Received 31 March 2005/
Accepted 26 August 2005

ABSTRACT
The contribution of PCR artifacts to 16S rRNA gene sequence
diversity from a complex bacterioplankton sample was estimated.
Taq DNA polymerase errors were found to be the dominant sequence
artifact but could be constrained by clustering the sequences
into 99% sequence similarity groups. Other artifacts (chimeras
and heteroduplex molecules) were significantly reduced by employing
modified amplification protocols. Surprisingly, no skew in sequence
types was detected in the two libraries constructed from PCR
products amplified for different numbers of cycles. Recommendations
for modification of amplification protocols and for reporting
diversity estimates at 99% sequence similarity as a standard
are given.

INTRODUCTION
Estimation of the extent of PCR-induced artifacts in microbial
diversity studies remains an important task in the search for
patterns and extent of microbial diversity. The basic types
of PCR artifacts have been shown in controlled laboratory studies
and can be divided into two categories: those resulting in sequence
artifacts (PCR errors), and those skewing the distribution of
PCR products due to unequal amplification (PCR bias) or cloning
efficiency. Sequence artifacts may arise due to (i) the formation
of chimerical molecules (
3,
10,
14,
15,
25,
26,
37,
38), (ii)
the formation of heteroduplex molecules (
25,
27,
29,
32), and
(iii)
Taq DNA polymerase error (
4,
25). PCR bias is thought
to be due to intrinsic differences in the amplification efficiency
of templates (
23) or to the inhibition of amplification by the
self-annealing of the most abundant templates in the late stages
of amplification (
31). However, it remains difficult to translate
these results to environmental samples in which target genes
are orders of magnitude more highly concentrated than in the
simple mixtures of templates generally used in controlled laboratory
studies.
Here, we address the following questions. (i) To what extent do different PCR errors contribute to overestimation of microbial diversity? (ii) Do these PCR errors suggest differences in community structure? (iii) To what extent does PCR bias result in different template distributions after various cycle numbers? Finally, we derive and reiterate recommendations to minimize PCR artifacts.
We have recently generated two large 16S rRNA gene libraries (
1,000 sequences each) from a single bacterioplankton sample (1), providing an opportunity to evaluate PCR artifacts in a realistic setting. The first (standard) library was constructed using 35-cycle amplification to mimic commonly used protocols. The second (modified) library was based on the following amplification protocol to reduce the accumulation of PCR artifacts: limitation to 15 cycles of amplification to decrease PCR bias (23) and accumulation of Taq DNA polymerase errors and chimerical sequence formation (25), followed by 3 additional cycles in a fresh reaction mixture (reconditioning PCR step) to minimize the formation of heteroduplex and Taq DNA polymerase errors (32). In addition, we identified Taq DNA polymerase errors in sequences from the modified library by manual reconstruction of 16S rRNA secondary structures (1). This accounted for the occurrence of Taq DNA polymerase errors to a high degree, with an error rate of 3.3 x 105 per nucleotide per duplication, which approximated the theoretically expected error rate of 2 x 105 per nucleotide per duplication for the Taq DNA polymerase used (1). Finally, a combination of three bioinformatics tools was used to identify putative chimeras in both libraries (1).
Table 1 demonstrates the strong effect of a decrease in cycle numbers from 35 to 15 + 3 on the accumulation of PCR artifacts (1). This is evident from several results, such as (i) a decrease in unique 16S rRNA sequences (ribotypes) from 76% to 48% in the standard and modified libraries after correction for chimeras and Taq DNA polymerase errors (1); (ii) a greater-than-twofold decrease in sequence diversity, from 3,881 to 1,633 sequences, among libraries based on the Chao-1 nonparametric richness estimator (1); and (iii) an increase in coverage index from 24% in the standard library to 64% in the modified library (Table 1), suggesting that much fewer clones would have to be sequenced to obtain a representative sample of the modified library.
An important question is to what extent chimeras and heteroduplex
molecules contribute to diversity estimates in clone libraries,
as these represent amalgams of existing sequences that would
be scored as novel lineages. While our experimental design does
not allow differentiation between chimeras and heteroduplex
molecules, we have shown previously that the inclusion of a
"reconditioning" step reduces the occurrence of heteroduplex
amplicons to a negligible level (undetectable at a detection
level of 1%) (
32). Moreover, the combination of three bioinformatics
tools suggests that the incidence of chimeras dropped from 13%
in the standard library to only 3% in the modified library (Table
1), again suggesting a strong effect of modified amplification
protocols (
32).
The strong effect of Taq DNA polymerase errors can be seen from a comparison of the frequencies of shared and unique sequence types among the two-16S rRNA gene clone libraries (Table 2). For example, there was an almost-twofold-higher incidence of singletons (unique sequences occurring only once) in the standard library (61.5%) compared to that in the modified library (36%) (Table 2). Indeed, if sequences are clustered into 99% consensus groups,
80% of lineages are shared among the libraries (Table 2).
Given that the two libraries showed considerable differences
in sequence diversity, we explored whether a statistical comparison
would identify both libraries as being drawn from the same sample.
Coverage curves generated with the LIBSHUFF program (Fig.
1)
indicated that the modified library would be judged significantly
different from the standard library (
P = 0.001) and that therefore
both libraries would be interpreted as samples from different
communities (
P < 0.05). However, the analysis demonstrates
that the differences are due to genetic distances of less than
0.01 and that both libraries share most phylogenetic lineages
at evolutionary distances (
D) greater than 0.02. This result
supports the likelihood that
Taq DNA polymerase errors are the
major contributor to artificial sequence divergence. Similar
results arose from lineage-versus-time plots (data not shown).
We conclude that the incidence of
Taq DNA polymerase errors
is sufficiently accounted for by the clustering of sequences
into 99% identity groups, and we recommend that sequence diversity
be reported at this similarity cutoff.
The construction of two well-sampled libraries from the same
sample gave us the unique opportunity to examine the effect
of PCR cycle numbers on the relative distribution of sequence
types (i.e., PCR bias). We examined the relative abundances
of distinct phylogenetic groups in both libraries by (i) grouping
of sequences using neighbor-joining and parsimony methods implemented
in the ARB sequence analysis package (
17) and (ii) statistical
comparison of differences in taxonomic composition of the two
libraries using the Ribosomal Database Project Classifier (
5).
Surprisingly, neither approach showed a significant difference
in distribution of major phylogenetic lineages among the libraries
(Fig.
2; see also S3 in the supplemental material). The three
most abundant groups (
Bacteroidetes,

-
Proteobacteria, and

-
Proteobacteria)
were all similarly represented (32.8% versus 32.5%, 29.3% versus
28.7%, and 29.3% versus 28.7%, respectively) (Fig.
2). These
three groups comprise more than 80% of the total clones in each
library. However, even the less-well-represented
Actinobacteria showed only very minor differences in abundance, constituting
8 and 5.5% of the total clones (Fig.
2). Well-represented clades
such as SAR11 or
Roseobacter, which allow comparison with finer
taxonomic resolution, also display similar distributions among
the libraries (see S3 in the supplemental material).
In order to explore potential reasons for the unexpected similarity
of the relative abundances of the ribotypes in the two libraries,
we investigated whether the amplification process essentially
stopped soon after the 18th cycle due to reagent limitation.
Using quantitative PCR (qPCR), we determined the kinetics of
product accumulation mimicking PCR conditions utilized for clone
library construction (100 nM primer concentration and 5 to 10
ng DNA) (see S4 in the supplemental material). The results show
that the reaction was saturated around the 30th cycle, indicating
that the modified library underwent

12 additional cycles of
amplification (see S4 in the supplemental material). Because
the slopes of the product accumulation curves indicate that
the amplification efficiency was between 83 and 88%, and assuming
an initial target concentration of

10
7 rRNA gene copies (

4.9
x 10
6 genomic templates
x 
2.5 rRNA operons per genome [
2]),
these 12 extra cycles led to an approximately 1,410- to 1,949-fold-higher
product concentration. Thus, even a minor difference in amplification
efficiency among different templates would have resulted in
a noticeable difference in ribotype abundance in the two libraries.
PCR bias was previously attributed to intrinsic differences in amplification efficiencies as a consequence of differences in primer binding energy (12, 23, 35, 36) and to inhibition of amplification due to the reannealing of templates that occurs once they reach saturation concentration (30, 31). Indeed, a primer binding efficiency different from that of genomic templates may still play a significant role in biased amplification but may be lessened during later cycles when amplification proceeds primarily from PCR amplicons, which display a perfect match to the primers. Further, Suzuki et al. already discussed the possibility that PCR bias due to reannealing should be small in environmental DNA samples composed of highly diverse templates because no template may reach saturation concentration (30, 31). Thus, it may not be surprising that several other studies comparing amplicon distributions in community fingerprints (terminal restriction fragment length polymorphism and automated ribosomal intergenic spacer analyses) generated at different cycles similarly suggested an absence of bias (7, 18, 22).
These considerations thus focus attention on the first few cycles of the PCR as a major source of bias to libraries generated from complex environmental samples.
Although we have no direct way of estimating bias during the first few cycles, the distribution of different taxa observed in our clone libraries is strikingly similar to previous quantitative estimates of different bacterioplankton groups. For example, representatives of the Cytophaga-Flavobacterium-Bacteroides group (Bacteroidetes) accounted for 32% of the sequences in our library, while they were previously detected at
30% by fluorescent in situ hybridization (FISH) in other coastal samples (6, 13). Similarly, the SAR11 and Roseobacter clades comprised 12% and 8% of the total clones in the libraries, respectively. These values are within the ranges observed for 16S rRNA genes based on genomic shotgun sequencing of Sargasso Sea bacterioplankton, where the SAR11 group comprised 4.7 to 37.3% (20, 34), and in FISH enumerations (1 to 32%) (21). The Roseobacter clade accounted for 10 to 40% of the total bacterioplankton cells determined by FISH analysis (8) and between 7 to 20% of the total bacterial counts determined using a dilution culture approach in combination with other molecular methods (28). For less-abundant taxa, we confirmed the abundance of Vibrio-related sequences in our library by qPCR estimation in the same environment. These made up a total of 1.8% of the clones, which corresponds well to their abundance within total bacterioplankton (33). Nonetheless, the current data stem from a single experimental system with a single primer set, and there are cases where results from qPCR or probing did not agree with the distribution of clones in libraries in similarly complex systems (19, 24).
We summarize and reiterate the following suggestions for minimizing PCR artifacts in environmental clone library construction. (i) To minimize PCR drift, several replicate PCR amplifications should be combined (23, 36). (ii) To minimize chimeras and Taq DNA polymerase errors, the smallest possible number of PCR amplification cycles should be carried out (e.g., until a band is barely visible on agarose gels) (23, 30, 31). (iii) To reduce PCR bias, high ramp rates between the denaturation and annealing steps and low annealing temperatures should be used, while long extension times (>180 s) should be avoided (12, 16). (iv) To minimize the presence of heteroduplex molecules, a reconditioning PCR step (i.e., three to five additional PCR cycles using fresh reagent mixture) should be included (32). Finally, our analysis suggests that Taq DNA polymerase errors are sufficiently constrained when sequences are clustered into 99% similarity groups so that these groups should always be reported in estimates of sequence diversity, particularly since higher similarity cutoffs (e.g., the commonly used 97%) may mask microdiverse clusters, which we have recently suggested as representing important units of differentiation among marine bacterioplankton (1).

ACKNOWLEDGMENTS
This work was supported by research grants from NSF-OCE and
DOE Genomes-to-Life to M.F.P. and by a partial postdoctoral
fellowship from the Spanish Ministry of Education (Ministerio
de Educacion, Cultura y Deporte [MECD]) to S.G.A.
We are indebted to David Singleton for his help with and suggestions for running the LIBSHUFF program and to Rima Ann Upchurch for writing PRELIBSHUFF, which allows LIBSHUFF to operate with PAUP outputs on Macintosh OSX. We also thank Thomas Huber for help with running Bellerophon to detect chimeric sequences, Ivan Ceraj for writing the chimera (ChimeraBuster) and clustering programs, and Daniel Distel for his input and discussion on lineage-per-time plots. Finally, we acknowledge Jim Cole and Qiong Wang, who ran the Ribosomal Database Project Classifier program with our data set.

FOOTNOTES
* Corresponding author. Mailing address: Massachusetts Institute of Technology, 48-421, 77 Massachusetts Avenue, Cambridge, MA 02139. Phone: (617) 253-7128. Fax: (617) 258-8850. E-mail:
mpolz{at}mit.edu.

Supplemental material for this article may be found at http://aem.asm.org/. 

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Applied and Environmental Microbiology, December 2005, p. 8966-8969, Vol. 71, No. 12
0099-2240/05/$08.00+0 doi:10.1128/AEM.71.12.8966-8969.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
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