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Applied and Environmental Microbiology, May 2006, p. 3476-3481, Vol. 72, No. 5
0099-2240/06/$08.00+0 doi:10.1128/AEM.72.5.3476-3481.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Technische Universität München, Lehrstuhl Technische Mikrobiologie, Weihenstephaner Steig 16, D-85350 Freising,1 Technische Universität Berlin, Königin Luise-Strasse, Berlin, Germany2
Received 12 July 2005/ Accepted 27 February 2006
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Changes in pressure are thermodynamically coupled to changes in temperature, and the adiabatic heating of samples during compression makes it difficult to distinguish pressure effects on bacterial spores from temperature effects. Spores in a pressure-treated sample inevitably experience a dynamic temperature curve, which depends on the pressure difference, the compression rate, and the heat transfer rate from the sample to the pressure vessel. A nearly constant temperature during pressure holding times can be achieved by minimizing or eliminating heat transfer throughout the process (adiabatic treatments). With the aim of a fast, energy-saving process for the inactivation of bacterial endospores, instrumentation for adiabatic processes at 500 to 700 MPa has been developed (9).
Pressure treatment opens channels of Bacillus subtilis spores that permit the release of dipicolinic acid (DPA) from the spores (20), which results in activation of the germination pathway (20, 33) at ambient temperature. Such germinating spores are sensitive to pressure at ambient temperature. However, germination is not induced in all spores of a population (17, 18), and therefore repeated pressurization cycles fail to achieve commercial sterility of foods. The inactivation of spores from B. subtilis and Bacillus licheniformis by HHP at temperatures of >70°C follows a two-stage mechanism that does not involve spore germination. Instead, pressure causes DPA release and a concomitant loss of heat resistance. For the inactivation of such spores, Margosch el al. (19) proposed a "hit and wait" strategy, where DPA is released from the cell by a short HHP pulse at high temperature and spores are thermally inactivated upon pressure release. An explanation for the high HHP tolerance of bacterial endospores is their ability to retain DPA during pressure treatments (19), possibly as a result of a different spore composition or structure.
While HHP inactivation of bacterial endospores has been studied with Bacillus spp. and Clostridium sporogenes, only a few reports are available on the pressure resistance of Clostridium botulinum spores. At pH values of >4.5, spores of C. botulinum can germinate and produce the neurotoxin that causes botulism; therefore, their absence or inability to germinate determines the safety of low-acid foods. Spore counts of heat-resistant C. botulinum type A were not reduced >3 log following treatments with 827 MPa and 75°C (19, 23). Margosch et al. (19) determined the pressure resistance of toxigenic C. botulinum and Bacillus cereus as well as the food spoilers B. subtilis, B. licheniformis, Bacillus amyloliquefaciens, Bacillus smithii, and Thermoanaerobacterium thermosaccharolyticum. They followed a "worst-case scenario," employing the most resistant types of spores from the most pressure-resistant strain to identify within their selection spores of B. amyloliquefaciens TMW 2.457 as the most pressure-resistant spores, followed by those of C. botulinum TMW 2.357. The heat resistance of the spores did not correlate with their pressure resistance, and a high level of variation of pressure and heat resistance within spores of various strains of C. botulinum was observed. A 5- to 6-log reduction of C. botulinum spores was observed at 600 MPa and 110 to 116°C, but it was not possible to distinguish between temperature and pressure effects on spore inactivation because of the temperature fluxes during compression and pressure holding times.
The aim of this study was to determine the effects of combined pressure and temperature on C. botulinum TMW 2.357 and B. amyloliquefaciens TMW 2.479, which, to our knowledge, are the most pressure-resistant spores described in the literature (19). Pressure/temperature combinations of 0.1 to 1,400 MPa and 70 to 120°C were investigated using an experimental design allowing isothermal pressure holding times and thus distinguishing between temperature and pressure effects on spore inactivation.
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Determination of cell counts.
Cell counts of the Bacillus strains were determined on ST1 agar. Appropriate dilutions were plated using a spiral plater (IUL, Königswinter, Germany), and plates were incubated aerobically for 36 h at 30°C. Cell counts of C. botulinum were determined on RCM agar. Appropriate dilutions were pipetted into petri dishes and mixed with agar, and plates were incubated anaerobically for 36 h at 30°C.
Pressure treatment of spores with isothermal holding times.
Samples were pressurized in Tris-His buffer (THB; 10 mM Tris-HCl, 20 mM histidine-HCl) adjusted to pH 4.0, 5.15, or 6.0. Di-2-ethyl-hexyl sebacate (Sigma, Munich, Germany) was used as pressure transmission fluid, because in ultrahigh pressure-temperature ranges (1.4 GPa and 120°C), no phase transition was observed. Also, this fluid was a better stabilizer for the packing system of the piston than alternatively tested mixtures of petroleum and extraction naphtha or hexane, pentane, and ethanol tested as pure liquids or in mixtures with petroleum (3). The pressurization medium was inoculated with spores to a spore count of 5.0 x 107 to 4.5 x 108 spores ml1. A volume of 150 µl of the spore suspension was transferred to a polypropylene tube with an internal diameter of 1 mm, which was sealed on two sides and stored on ice until treatment. The temperatures used were 70 to 120°C, and the pressure ranged from 600 to 1,400 MPa. After decompression, the sample tubes were stored on ice until determination of plate counts. For each experiment, an untreated sample running through the same temperature protocol was used as a control to determine the initial number of spores.
Close-to-isothermal conditions were achieved essentially as described by Ardia et al. (3) by using a high-pressure-equipment microsystem (Unipress, Warsaw, Poland). The high-pressure vessel, with a volume of approximately 150 µl, was placed into a heating-cooling block and heated at the same rate as the increase of the temperature of the sample by adiabatic compression. The temperature of the pressure vessel was controlled through a pressure-resistant shielded K-type thermocouple which was installed at the internal surface of the heating-cooling block, directly in contact with the pressure cell. The entire high-pressure cycle was controlled by software-based pressure and temperature controllers. The initial temperature was calculated by software written by Ardia et al. (3) on the basis of the adiabatic heating profiles of water, the requested processing pressure, and the temperature. The heat of compression of the pressure-transmitting medium (di-2-ethyl-hexyl sebacate) was taken into account while calculating the correct preheating temperature. A maximum compression/decompression rate of approximately 70 MPa/s was used. Since the time for compression even up to 1,400 MPa was <20 s and because this block reproduced the increase of temperature caused through adiabatic heating, adiabatic conditions and isothermal holding times could be simulated.
Heat treatment of spores.
Spore suspensions in THB were prepared as noted above and transferred to glass capillaries with internal and external diameters of 1.12 and 1.47 mm, respectively, and a length of 10.8 mm. The glass capillaries were heat sealed, placed in an oil bath maintained at 100, 110, or 120°C for up to 64 min, and rapidly cooled on ice. The cell counts of heat-treated spore suspensions were determined as described above.
Experimental error.
The experimental errors of duplicate independent pressure or heat treatments and cell count determinations were 0.5 log cycles or less.
Generation of p-T diagram of spore inactivation.
A pressure-temperature (p-T) diagram with isokineticity lines is the most concise way of presenting the combined effects of pressure and temperature. Isokineticity lines indicate all pressure/temperature combinations for a given treatment time and reduction level (e.g., 5 log cycles) that meet these conditions. They are derived from kinetic analysis of the experimental inactivation data.
From inactivation experiments in close-to-isobaric and -isothermal situations, rate constants (k) are regressively obtained by fitting nth-order kinetics (equation 1) to the survival data. This allows an appropriate description of curves which show significant deviations from log-linear behavior, as follows:
![]() | (1) |
The most critical part in this analysis is the identification of a unifying reaction order (n) which matches the kinetic curves of all p-T conditions of the available data set. This is usually done by minimizing the cumulative standard error of fit over a range of reaction orders (from 1.0 to 1.8), i.e., averaging the predictive error in all individual kinetics.
Upon fixing the reaction order, the rate constant (k) is left as the only parameter that has to be obtained regressively (Table Curve 2D v4.0 statistical package; Systat Software Inc., Richmond, CA). Since the obtained rate constant (k) depends on pressure and temperature only, a functional relationship can easily be found. Empirical equations have often been suggested (3, 4, 16), and in this situation, equation 2 sufficiently fits the data, as follows:
![]() | (2) |
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FIG. 1. Log spore counts (N) of C. botulinum TMW 2.357 spores after combined pressure/temperature treatments with isothermal holding times in THB (pH 5.15). Spore counts are depicted relative to the spore counts of untreated samples (N0). (A) 70°C; (B) 80°C; (C) 90°C; (D) 100°C; (E) 110°C; (F) 120°C. The pressure level was 600 MPa (), 800 MPa ( ), 900 MPa ( ), 1,000 MPa ( ), 1,100 MPa ( ), 1,200 MPa ( ), 1,400 MPa ( ), or 0.1 MPa ( ). Lines dropping below the x axis indicate spore counts below the detection limit [log(N/N0) = 6.5].
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The parameters of the p-T function of ln(k) (equation 2) were as follows: A0, 2.465 ± 6.242; A1, 0.023 ± 0.009; A2, 0.149 ± 0.091; A3, 2.259 x 105 ± 0.554 x 105; A4, 1.462 x 103 ± 0.368 x 103; A5, 1.798 x 104 ± 0.839 x 104; and A6, 1.806 x 107 ± 0.511 x 107.
A graphical representation of equation 2 is shown in Fig. 2. In this case, k is plotted versus pressure at constant temperatures. A minimum in k versus pressure at higher temperatures (100 to 120°C) becomes visible after isokineticity lines are generated from equation 2, and this minimum can be located at approximately 600 MPa. At temperatures lower than 100°C, little or no spore inactivation was observed at ambient pressure, but spores were inactivated by 1 to 2 log cycles at 1 to 1.2 GPa.
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FIG. 2. Pressure dependence of inactivation rate constant (k) of C. botulinum TMW 2.357 at 60°C (), 70°C ( ), 80°C ( ), 90°C ( ), 100°C ( ), 110°C ( ), and 120°C ( ).
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FIG. 3. Log spore counts (N) of B. amyloliquefaciens TMW 2.479 spores after combined pressure/temperature treatments with isothermal holding times in THB (pH 5.15). Spore counts are depicted relative to the spore counts of untreated samples (N0). (A) 100°C; (B) 110°C; (C) 120°C. The pressure level was 800 MPa ( ), 900 MPa ( ), 1,000 MPa ( ), 1,100 MPa ( ), 1,200 MPa ( ), or 0.1 MPa ( ). Lines dropping below the x axis indicate spore counts below the detection limit [log(N/N0) = 6.5].
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Pressure-mediated spore stabilization.
In contrast to previous investigations, the effects of combined pressure/temperature treatments on spores of B. amyloliquefaciens TMW 2.479 and C. botulinum TMW 2.357 were determined with isothermal holding times. In this way, it was possible to investigate temperature and pressure effects on inactivation independently. The investigated ranges of pressure and temperature were enhanced to levels of up to 1,400 MPa and 120°C, respectively, to inactivate B. amyloliquefaciens TMW 2.479 and C. botulinum TMW 2.357 endospores, which were proposed as target organisms for food spoilage and food safety in pressure-treated foods (19). An increase of pressure (600 to 1,400 MPa) and an increase in temperature (90 to 110°C) accelerated the inactivation of C. botulinum TMW 2.357 spores, in accordance with results from nonisothermal treatments (18, 19, 23). However, the use of isothermal conditions allowed us to identify parameter combinations in which HHP stabilizes the bacterial endospore against lethal temperatures. Sharma et al. (29) microscopically observed Escherichia coli cells at up to 1.6 GPa pressure and postulated that life may exist in so far undescribed extremes. Our finding of surviving bacterial endospores upon treatment at 120°C and 1.4 GPa pressure adds the idea of pressure stabilization of living systems at high temperatures.
p-T diagram of spore inactivation.
The kinetic analysis enabled the generation of a p-T diagram, which shows those conditions that bring about a 5-log reduction in survivor count at the indicated isobaric and isothermal treatment times (Fig. 4). The reduction of 5 log was chosen because most of the inactivation experiments did not result in higher levels.
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FIG. 4. Pressure-temperature isokineticity diagram for 5-log reduction of C. botulinum TMW 2.357 after 1, 4, and 8 min.
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For the lower-pressure domain, equation 2 predicts a concave shape for the isokineticity lines. This supports the interpretation of pressure stabilization against heat inactivation since higher temperatures are required to kill 5 log cycles at, e.g., 600 MPa, than at ambient pressure.
Whenever the mechanism of pressure-mediated heat tolerance of the bacterial endospore remains unknown, spore stabilization under specific parameter combinations is in apparent analogy with pressure stabilization observed with proteins. The denaturation of proteins and impairment of membrane functionality have been discussed as reasons for the inactivation of microorganisms (32). For many proteins, it has been described that pressure induces structural changes and denaturation, which follow elliptic pressure/temperature phase diagrams with areas of pressure stabilization of a protein at a denaturing temperature. An overview is given by Smeller (31). This behavior may also account for the stabilization of endospores with specific pressure/temperature combinations. Still, for the complexity of a bacterial endospore, the behavior of a single protein can hardly be determined or described as determinative for cell death unless it is required for a vital function or is abundant, e.g., as a structural or protective component.
Pressure-resistant fractions within the spore population.
Tailing of the inactivation curves indicates that a small fraction of the spore population is highly pressure resistant and that the spore population is heterogenous. Tailing caused by resistant fractions was also noticed in other studies with various types of spores (5, 7, 8, 14, 17, 23). Although spore population heterogeneity is currently a favored explanation, it has also been reported that pressure treatment can be causative for a small percentage of survivors (15).
Limits in identification of the most pressure-resistant spore formers.
The inactivation behavior of B. amyloliquefaciens TMW 2.479 spores with isothermal holding times differed strongly in value from that of spores of C. botulinum TMW 2.357, although similar principles apparently apply. Pressure levels between 800 and 1,200 MPa showed almost no variations in effect with respect to faster spore reduction. This was also found for spores of T. thermosaccharolyticum TMW 2.299 in nonisothermal treatments (data not shown), and others have described similar behavior (8, 14). As a consequence, the degree of resistance of spores to combined pressure/temperature treatment is not fixed when different equipment and pressure-temperature regimens are applied. Since the rearrangement of one parameter can lead to another "most resistant" target strain, it is difficult, if not impossible, to suggest a general target organism for the pressure processing of low-acid foods, as proposed by Margosch et al. (19) for nonisothermal treatments. Following our observations, the requirements for the approach of Sizer et al. (9, 30), suggesting the development of a high-pressure 12-D concept in analogy to thermal inactivation, cannot be met because the postulates have not even been proven for thermal treatments.
Impact on food safety concepts.
Current food safety concepts employ a 12-D concept based on data from Esty and Meyer (10) and the assumption that the D121°C value of C. botulinum is 0.204 min or less. To ensure the inactivation of these spores and those of the more heat-tolerant spoilage organisms, a 5-D concept with respect to food-spoiling C. sporogenes is employed in industrial practice, equivalent to treatments of 5 min at 121°C. However, the D120°C value for thermal inactivation of C. botulinum TMW 2.359 was determined to be 1.2 min (R. Wittmann and W. Hennlich, Fraunhofer Institut Verfahrenstechnik und Verpackung, Freising, Germany, personal communication). Based on the D120°C value of the most heat-resistant spores of C. botulinum TMW 2.359, treatments equivalent to 5 min at 121°C (F5) will result in de facto 4-D and 2-D reductions of such spores in a "worst-case scenario."
Since the 12-D thermal process has a long history of safe use and because botulism from commercially canned foods has been virtually eliminated since the implementation of these regulations (2), the 4-D reduction of the most resistant spores apparently is sufficient to consider canned foods safe. Such a 4-D reduction is achieved in less than 2 min by combined pressure-temperature processes when treatments at 100, 110, and 120°C are combined with pressures of
1,400, 800, and 600 MPa, respectively. Thus, even if there is a theoretical risk of highly pressure- and temperature-tolerant spores of C. botulinum stemming from soil, pressure processing appears to be a suitable process to reduce contamination in the same dimension as conventional heat treatment. However, in contrast to temperature treatments, a resistant fraction of spores is observed after combined pressure-temperature applications, namely, in isothermal treatments, that cannot be inactivated by prolonged treatment times. Thus, realistic contamination rates must be considered in risk assessments in case-by-case studies with the respective food and equipment.
The Deutsche Bundesstiftung Umwelt is acknowledged for financial support (grant 13053/20).
Present address: University of Alberta, Edmonton, Alberta, Canada. ![]()
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