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Applied and Environmental Microbiology, May 2007, p. 3423-3427, Vol. 73, No. 10
0099-2240/07/$08.00+0 doi:10.1128/AEM.00047-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
Coccoid Form of Helicobacter pylori as a Morphological Manifestation of Cell Adaptation to the Environment
,
N. F. Azevedo,1,2*
C. Almeida,1
L. Cerqueira,1
S. Dias,3
C. W. Keevil,2 and
M. J. Vieira1
Centro de Engenharia Biológica, Universidade do Minho, 4700-057 Braga, Portugal,1
Environmental Healthcare Unit, School of Biological Sciences, University of Southampton, Southampton, United Kingdom,2
Escola Superior de Tecnologia e Gestão, Instituto Politécnico de Viana do Castelo, Viana do Castelo, Portugal3
Received 9 January 2007/
Accepted 18 March 2007

ABSTRACT
After characterization of preferred conditions for
Helicobacter pylori survival in the sessile state, it was observed that the
bacterium transforms from spiral to coccoid under mild circumstances,
whereas under extreme ones it is unable to undergo shape modification.
This strongly supports the view that transformation into the
coccoid form is an active, biologically led process, switched
on by the bacterium as a protection mechanism.

INTRODUCTION
All living organisms are equipped with mechanisms that allow
extended survival under adverse environments. For a number of
them, this response involves, besides metabolic adaptations,
changes in cell morphology (
24). Similarly, the gastrointestinal
pathogen
Helicobacter pylori is known to mainly present a spiral
shape in the natural habitat within the human host, but it converts
into a coccoid shape when exposed to detrimental environmental
circumstances (
2). In this case, however, the pleiomorphic nature
of the bacterium has been the subject of intensive debate over
the last 10 years, with part of the scientific community still
maintaining that the coccoid shape represents a degraded, nonviable
form of the cell (
8,
13,
19,
25). There are several factors
contributing to this situation. (i) When
H. pylori transformation
into the coccoid form occurs, the cells enter a nonculturable
state and are unable to be revived when placed under optimum
growth conditions. (ii) Reversion trials (i.e., transformation
from the coccoid form to the spiral form) have not been successful
so far. (iii) There appears to be little metabolic activity
and modification of physiology of the bacterium during conversion.
(iv) Transformation to the coccoid form always appears to occur
in what are thought to be the most adverse environments when
the cells have no chance of survival. On the other hand, several
reports have argued that coccoid cells might constitute a survival
strategy in adverse environmental conditions (
4,
10,
11,
22).
The main argument for this is the existence of a state named
viable but nonculturable (
18,
27,
29). Viable but nonculturable
bacteria also tend to possess little activity, which provides
an alternative explanation for some of the phenomena observed
for
H. pylori.

Culturability and membrane integrity of water-exposed H. pylori adhered to abiotic surfaces.
Six strains of
H. pylori were used in this study, four from
culture collections (26695, J99, NCTC 11637, and 60190) and
two clinical isolates from the collection of the National Institute
of Health in Lisbon, Portugal (968 and 1152). Cells from 2-day-old
cultures were harvested from Columbia agar plates, suspended
in 30 ml of autoclaved distilled water, and vortexed. The necessary
quantity of this inoculum to obtain a final concentration of
approximately 10
7 CFU/ml (optical density of

0.020) was then
transferred to a bioreactor with 300 ml of distilled water.
After 5 min, 10 ml of the suspension were dispensed into each
well of a six-well tissue culture plate (Orange Scientific,
Braine-l'Alleud, Belgium) containing coupons of different materials.
Coupon preparation has been already described elsewhere (
3).
One of the problems encountered in earlier studies was to actually recover culturable H. pylori at statistically meaningful levels from abiotic surfaces using standard methods (3, 5). It has been found that H. pylori is particularly sensitive to sonication and that a 5-s burst at 25% amplitude (GEX 400 ultrasonic processor; Sigma) optimized recovery as opposed to the 1-min cycles more often used in the laboratory to detach and recover microorganisms from heterotrophic biofilms. An obvious concern of having such a short sonication time was that not all the cells were removed from the surfaces. We have therefore analyzed coupons exposed to H. pylori for different times after sonication for 5 s by scanning electron microscopy and confirmed that more than 99% of the cells were removed for all materials. The ease by which H. pylori is detached from the surface is perhaps due to the apparent lack of extracellular polymer production of the bacterium under these conditions.
After optimization of the detachment procedures, we were able to study the culturability of adhered H. pylori over time (Fig. 1A). All strains demonstrated similar behavior, showing that copper and galvanized iron surfaces are deleterious for the survival of the bacterium. A Kruskall-Wallis analysis showed that the results for the different materials were statistically significant. For all strains, the number of culturable cells on the surface increased up to 104 to 106 CFU/cm2 in the first 2 h due to the initial adhesion process. Even though it has been previously shown that the total number of cells adhered continues to rise until 48 h (3, 5), culturable cell numbers started to decrease after only 2 hours (for polyvinyl chloride [PVC] and glass and strain J99, the numbers stabilized). This effect was partly expected, as the culturability time for H. pylori in water at this temperature is quite low (1, 4). The decline was much steeper for the metallic materials (copper and galvanized iron) than for glass and PVC. After 24 h, no culturable cells could be recovered from the metallic surfaces for any of the strains tested, which contrasted with the values of 101 to 104 CFU/cm2 obtained for glass and of 0 to 105 CFU/cm2 for PVC. In previous work, we have shown that the total numbers of H. pylori adhered to different materials were of the same order of magnitude (3).
To confirm the results obtained by cultivation methods, we have
also assessed the membrane integrity of
H. pylori on different
surfaces using the SYTO9/propidium iodide double staining procedure
where intact cells can take up SYTO9 and their DNA is stained
with the green fluorochrome while the larger red fluorescent
propidium iodide molecule is excluded but can cross compromised
cell membranes to stain the DNA; hence, green labeled cells
are considered alive and red cells are considered dead. Again,
copper and galvanized iron appeared to induce more damage in
the cell wall than other materials (Fig.
1B), which is in agreement
with a preliminary, nonquantitative assessment that we had already
performed (
3). More importantly, we were also able to observe
that coccoid cells would consistently take longer to stain completely
or partially red than the spiral ones (Fig.
1C).

Copper toxicity to planktonic H. pylori.
Another parameter analyzed during the experiments was the culturability
of
H. pylori in the planktonic state after 24 h for strains
26695 and 1152 (Fig.
2A). In accordance with the results obtained
in Fig.
1, no
H. pylori could be recovered for the wells where
copper and galvanized iron coupons were inserted. Leaching of
both iron and copper into the liquid phase is well documented
in the literature and is even the cause for some human health
concerns when it happens in pipes of the drinking water distribution
system (DWDS) (
16,
21). Atomic absorption spectroscopy analysis
by acetylene flame (Varian Spectra AA-250 Plus) proved that
copper leached into the water, causing
H. pylori cells to enter
more quickly into a nonculturable state (Fig.
2B).
Transition metals (such as copper) are usually toxic in excess,
but a number of them are also essential trace elements. The
levels/concentrations at which copper is toxic certainly depend
on the species under study. For instance, the recognition of
a copper export system and a copper resistance determinant in
H. pylori could suggest a higher tolerance of the bacterium
for this metal (
7,
15,
28). On the other hand, during the characterization
of nutritional requirements for
H. pylori, Testerman et al.
determined that copper supplementation of a defined medium was
clearly not required (
26). In the present study, the results
obtained point to an antimicrobial activity of copper at concentrations
lower than 1 mg/liter on
H. pylori. Overall, this behavior is
very similar to that of
Campylobacter jejuni (
14), even though
the methods used by both studies were slightly different. The
potential to control microbial populations on solid supports
due to the inhibitory properties of copper has also been well
documented for a number of other microorganisms, including
Escherichia coli and
Salmonella enterica (
14,
20). Interestingly, copper-based
compounds are being developed as an alternative to the antibiotics
currently used to treat
H. pylori infection (
17).

Relationship between morphology and culturability of H. pylori.
Based on this evidence and on the fact that coccoid cells form
under more adverse circumstances, one would expect that the
coccoid form would be more predominant on copper surfaces than
on the other surfaces. However, and when looking at Fig.
3A,
the opposite can be observed: after 192 h of exposure, the coccoid
form predominates on glass and PVC but not on copper. To simplify
the analysis, a plot of the area below the surface of Fig.
1A versus the percentage of coccoid cells for each strain and surface
can be found in Fig.
3B. A clear discrimination between metallic
and nonmetallic materials was achieved, with larger areas (and
consequently longer culturability times) and percentages of
coccoid cells corresponding to nonmetallic materials. This observation
gave the first hint that the coccoid shape could in fact be
a manifestation of cell adaptation to the environment. It is
also interesting to state that discrimination between different
materials was evident only after at least 24 h. Up until then,
morphological values for cells on different materials were similar
(data not shown), which implies that differentiation tends to
start after loss of culturability.

Adhesion to copper surfaces and morphology of H. pylori when suspended in F-12 medium.
Extending the previous results, the time that the cells were
exposed to copper and PVC was increased to up to 2 months. The
percentage of adhered coccoid cells tended to stabilize with
time, but the total number of adhered cells started to differentiate
on both materials: on copper, the number of cells continued
to increase and the cells even managed to agglomerate sparsely
into three-dimensional structures (Fig.
4A), while on PVC, the
number of cells started decreasing and cells were nearly absent
after this time period. Aggregation and adhesion ability are
sometimes referred as ways to assess cell viability (
12), but
as copper was shown to be a biocidal agent, this study also
suggests that adhesion does not necessarily imply viability
of a cell and can be governed by purely physical processes.
To further pursue the indications provided by the adhesion of
water-exposed
H. pylori to copper, we devised another experiment
with the following rationale: if the water-exposed pathogen
was unable to transform on copper due to the deleterious effect
of the metal, then suspending
H. pylori in rich nutrient medium
might hopefully provide sufficient protection in order to allow
conversion. For that, a suspension of
H. pylori in F-12 medium
was placed in contact with a copper surface. Surprisingly, total
conversion of all the cells to the coccoid form occurred in
only 48 h for some strains, which contrasted with the maintenance
of the spiral shape in water up until 2 months (Fig.
4B). To
ensure that F-12 medium was indeed helping bacterial physiology,
the number of culturable cells adhered to copper was controlled.
Because in this case the total number of adhered cells is much
lower than the one obtained for
H. pylori exposed to water,
comparison between both situations is expressed as a percentage
of culturable count (Fig.
4C). As expected, the use of F-12
medium is allowing statistically significant higher percentages
of recovery, which indicates the protective effect of the medium,
possibly by the neutralization of reactive copper ions in the
liquid phase.

Conclusions.
Taking all the results together, this study demonstrates that
the coccoid shape is in fact a manifestation of cell adaptation
to less than optimum environments as the bacterium moves into
a viable but nonculturable state. The immediate conclusion from
this is that making inferences about
H. pylori physiology on
the basis of morphology, which has been done regularly for the
last years, is certainly a flawed approach at least when cells
are found in the environment. It was shown here that spiral
cells of
H. pylori can be divided into two categories: one form
is the culturable, growing and more infectious state of the
bacterium that exists while under optimum conditions for replication,
and the other form is certainly "less fit" than coccoid counterparts.
Furthermore, coccoid forms have also been classified into three
types which the authors claim to represent different transformation
processes and consist of the dying bacteria, the living ones
with culturability, and the viable but nonculturable ones (
22).
A more profound understanding of each of these morphological
manifestations in terms of molecular biology is now needed to
fully understand the mechanisms involved and gain novel knowledge
in the life cycle of the bacterium.
A more rational search for the bacterium in DWDS can now also be accomplished. For instance, the substratum where the pathogen adheres in higher quantities and for longer periods of time is copper. Consequently, it should be more likely to find H. pylori by PCR in copper pipes of DWDS than on any other type of material. However, and because copper is deleterious to the bacterium's survival, the best chance for recovery using standard plating procedures is on polymeric surfaces. Besides copper and iron plumbing, areas of the DWDS with high shear stresses (5) and effective chlorination (6) are unlikely environmental reservoirs for H. pylori. In fact, the existence of these factors in most DWDSs might have contributed to the decreasing prevalence of H. pylori in developed countries. Nevertheless, biofilms are prolific in microenvironments, and the possibility of areas where the bacterium survives cannot be excluded. Future work on screening different types of surface-related microenvironments will allow confirmation of hypotheses developed on the data already acquired on pure culture studies (3, 5) and in developing new hypotheses.
Finally, this study also brings new insights to the H. pylori transmission debate. The majority support of the direct person-to-person transmission resided on the fact that nonculturable coccoid cells would be dead. Coupling the results obtained in this study with ones that have indicated that coccoid forms might be able to infect mice (9, 23) suggests that alternative routes of infection are possible. The decreasing prevalence of H. pylori infection found in the developed countries has been repeatedly attributed to changes in host lifestyles, but it may be time to consider the ability of the pathogen to adapt to different ecosystems (such as the introduction and dissemination in DWDSs) and whether relatively simple decisions, such as the choice of plumbing materials in buildings, are a major event to allow or prevent transmission of this important global pathogen.

ACKNOWLEDGMENTS
We thank Maria Lurdes Monteiro for providing the clinical isolates
used in this study and Céu Figueiredo for very enlightening
discussions.
This work was supported by the Portuguese Institute Fundação para a Ciência e Tecnologia (grant SFRH/BPD/20484/2004) and by the European Commission Research Project SAFER (contract EVK1-CT-2002-00108).
The authors are solely responsible for the work, the work presented does not represent the opinion of the European Union, and the European Union is not responsible for the use that might be made of the data appearing therein.

FOOTNOTES
* Corresponding author. Mailing address: Centro de Engenharia Biológica, Campus de Gualtar, Universidade do Minho, 4710-057 Braga, Portugal. Phone: 351 917775507. E-mail:
nunoazevedo{at}deb.uminho.pt 
Published ahead of print on 30 March 2007. 
Supplemental material for this article may be found at http://aem.asm.org/. 

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Applied and Environmental Microbiology, May 2007, p. 3423-3427, Vol. 73, No. 10
0099-2240/07/$08.00+0 doi:10.1128/AEM.00047-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
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