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Applied and Environmental Microbiology, September 2007, p. 5760-5766, Vol. 73, No. 18
0099-2240/07/$08.00+0 doi:10.1128/AEM.00110-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.

Stephen N. Rudnick,1
E. Andres Houseman,1
Melvin W. First,1 and
Donald K. Milton1,2*
Harvard School of Public Health, Boston, Massachusetts 02115,1 University of Massachusetts Lowell, Lowell, Massachusetts 018542
Received 16 January 2007/ Accepted 12 July 2007
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Upper-room 254-nm germicidal UV (UVC) light, often referred to as UV germicidal irradiation, has been shown to be an efficient and economical means of air disinfection for tuberculosis and other airborne infections (1, 11, 18, 22, 23). If organisms circulate from the lower room to the upper room (i.e., if there is adequate mixing of room air) and receive an adequate dose of UVC, upper-room UVC can potentially lower the concentration of infective organisms in the lower part of the room and thereby control the spread of airborne infections among room occupants without exposing the occupants to a significant amount of UV radiation (1, 4, 23).
UVC susceptibility of microorganisms is often assumed to follow a first-order decay with a susceptibility parameter, z, according to the equation CUV/Cno UV = e–zD, where CUV/Cno UV (sometimes referred to as the fraction remaining) is the ratio of the concentration of virus plaques with the UVC on to the concentration with the UVC off, z, defined as UVC susceptibility, is expressed in meters squared per joule, and D is the UVC dose in joules per meter squared. The higher the z value, the more susceptible the organism is to UV light. Two studies have been conducted examining the utility of UVC for disinfecting aerosolized poxvirus. In 1943, Edward et al. established that vaccinia and influenza viruses are highly susceptible to UVC, with greater than 90% viral inactivation with exposure times of as little as 0.5 s for vaccinia virus (2). In 1964, Jensen conducted a similar study, exposing aerosolized vaccinia virus along with other aerosolized viruses to UVC (10). Jensen was able to demonstrate an inactivation rate of greater than 99.99% for vaccinia virus aerosols exposed to UVC for as little as 0.3 s. Rauth (17) studied the UVC sensitivity of a range of viruses in liquid suspension and showed that vaccinia virus is highly susceptible to UVC inactivation, in part because of its large size and adsorption cross-section relative to those of other viruses. Unfortunately, these studies have important limitations. The data on UVC inactivation in liquid may not be relevant to airborne virus wrapped in respiratory secretions. Neither of the aerosol studies characterized the actual delivered dose, altered the dose of UVC to determine the susceptibility of a poxvirus aerosol to inactivation, or determined the effect of relative humidity (RH) on the survival of irradiated poxvirus aerosols. However, the survival of an aerosolized pathogen in the presence of UVC has been shown to be dependent on the RH (7, 12, 14, 19, 20) and the medium used for aerosol suspension (14).
The objective of this investigation was to characterize the susceptibility of vaccinia virus to UVC with respect to UVC dose, RH, and aerosol suspension medium in a laboratory setting by using an environmentally controlled benchtop chamber equipped with a UVC light exposure window and thereby develop a model of susceptibility to UVC. This characterization of susceptibility to UVC is a part of the essential scientific basis for designing effective upper-room UVC installations for the prevention of airborne infection transmission in hospitals and other public buildings.
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Benchtop UVC exposure chamber.
The details of the one-pass, dynamic aerosol test system were described by Ko et al. (12) and Lai et al. (14) and are shown schematically in Fig. 1. Briefly, the chamber is composed of three sections, (i) aerosol generation and RH control, (ii) UVC exposure, and (iii) sampling. The first part of the system contains a six-jet Collison nebulizer (CN-38; BGI, Waltham, MA) filled with a vaccinia virus suspension (described in the section on vaccinia virus survival experimental procedures). The nebulizer output was mixed with makeup air composed of HEPA-filtered room air, filtered humidified air, or filtered desiccated air to achieve the desired RH. For a low RH, the nebulizer output was directed through a diffusion dryer prior to entering the chamber to achieve additional drying. The nebulizer output and makeup air passed through a series of baffles to promote droplet drying and thorough uniform distribution of particles at the appropriate RH (measured via an Omega RH32 temperature and RH meter [Omega Engineering Inc., Stamford, CT]) prior to entry into the UVC exposure section. UVC was generated by six 36-W low-pressure mercury (254-nm wavelength) lamps (Lumalier, Memphis, TN) which were fixed 25 cm above a fused quartz window measuring 279 by 254 mm. Screens placed between the UVC light source and exposure window were used to attenuate the UVC output and dose within the exposure chamber. UVC irradiance in the chamber was measured through a fused quartz port in the bottom of the UVC exposure section of the chamber with an IL 1400A UV light meter (International Light, Peabody, MA) and ranged from 0.1 to 3.2 J/m2. These values were based on initial vaccinia virus dose-response experiments performed with our chamber and the detection limits of our plaque assay system. The UVC dose was determined by multiplying the UVC irradiance by the exposure time (7.6 s). The exposure time was computed on the basis of the cross-sectional area of the chamber and the airflow rate. Air was drawn through the chamber by a pump at 28.3 liters/min through a manifold attached to the sampler. A HEPA filter was connected after the samplers to remove all of the aerosols before the airstream entered the pump. When sampling was not in progress, the aerosol-laden airstream running through the chamber was bypassed around the samplers and the flow was directed to the HEPA filter as shown in Fig. 1. The entire apparatus was set up inside a 6-ft class II biosafety cabinet and maintained under negative pressure with respect to the cabinet interior.
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FIG. 1. Benchtop chamber schematic. Components: A, saturated air; B, desiccated air; C, pressurized nebulizer; D, baffles; E, temperature and RH meter; F, quartz UV exposure window; G, sample collector; H, sample bypass; I, HEPA filter; J, flow meters; K, vacuum pump.
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Plaque assay.
Six-well tissue culture plates were seeded with 3 ml of a 2 x 105 cell ml–1 concentration of Vero cells (enumerated by hemacytometer) and incubated overnight in 5% CO2 at 37°C. Two milliliters of growth medium was removed from each well prior to the addition of 0.1 ml of the virus filter sample (described in the section on vaccinia virus survival experimental procedures) to each well. For a subset of samples corresponding to size-selective samples collected on 80-mm filters (described in the section on the evaluation of particle size distribution and survival), 2.4 ml of growth medium was removed and 0.6 ml of virus sample was added to each well. The tissue culture plate containing the virus samples was initially incubated for 1 h in 5% CO2 at 37°C with gentle rocking every 15 min. After the initial incubation, 2 ml of fresh culture medium was added to each well and the plate was incubated in 5% CO2 at 37°C for 2 days. After incubation, the cell culture medium was removed and Vero cells were fixed and stained with 1% crystal violet in 70% methanol for plaque counting.
Evaluation of particle size distribution and survival.
Experiments were undertaken by using the same procedures as described above to investigate the size distribution of viral aerosols and the corresponding survival of vaccinia virus, with the following changes. (i) Viral aerosols were exposed to a fixed UVC dose of 0.5 J/m2, (ii) RH testing was done at 78 to 83% and 18 to 23% RH only, (iii) one sample pair was collected for each condition, and (iv) samples were collected with the Andersen 2000 ambient particle sizing cascade sampler (BGI Inc., Waltham, MA). Prior to sampling, 80-mm gelatin filters (SKC Inc., Eighty Four, PA) were placed on top of each impactor plate of the Andersen 2000 sampler. A 37-mm gelatin filter cassette was placed in line after the last plate. After sampling, the 80-mm gelatin filters from impactor plates corresponding to stage 4 (2.1 to 3.3 µm), stage 5 (1.1 to 2.1 µm), and stage 6 (0.7 to 1.1) (impactor plates were not loaded for stages 1, 2, and 3 [>3.3 µm] since preliminary data indicated that there were no virus particles collected on these stages) and the cassette were removed and transferred to 50-ml centrifuge tubes. Because of their increased size, the 80-mm filters were cut into quarters prior to transfer into a 50-ml centrifuge tube and 4 ml of water was added for dissolution. The mixture was then vortexed and incubated at 37°C for 10 min, and 0.4 ml of the dissolved filter solution was added to the plaque assay. The 37-mm filters were processed as described above. The numbers of PFU determined from the filters which collected virus aerosols without UVC exposure were used to calculate the particle size distribution in terms of the total biological activity (plaque-forming activity), while the difference between the numbers of PFU with and without UVC exposure was used to calculate vaccinia virus survival for each size range corresponding to respective impactor stages. All data were normalized to account for differences in dissolution and inoculation volumes.
Statistical analysis.
Basic statistical analysis and presentation were performed with Excel 2003 (Microsoft Corporation, Redman, WA) and SigmaPlot (Systat Software, Inc., Richmond, CA). Because of a poor fit with the conventional one-hit model described above, with the assumption that all virus-containing particles have the same UVC sensitivity, we assumed that the distribution of virus UVC susceptibilities follows a log-normal distribution with a geometric mean zg and a geometric standard deviation
g as described by the formula
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FIG. 2. UVC susceptibilities of vaccinia virus aerosols suspended in either water or SRF at 18 to 23%, 58 to 63%, and 78 to 83% RH.
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g), and 95% confidence intervals for log-normally distributed Z values for UVC susceptibility of airborne vaccinia virus are shown in Table 1. The geometric mean Z values ranged from 9.48 to 1.42, with the highest Z values associated with low (18 to 23%) RHs and the lowest Z values associated with high (78 to 83%) RHs. The overall effects of RH (P < 0.0001) and the suspending medium (P = 0.014) were statistically significant. Controlling for the suspending medium, RH remained a significant factor (P < 0.0001), and the effect of the suspending medium was significant overall (P < 0.0001) after controlling for RH. However, the suspending medium did not have a significant effect at low RHs (P = 0.12), although the suspending medium significantly altered the shape (
g) of the curve at moderate and high RHs (both P < 0.0001). |
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TABLE 1. Log-normally distributed Z values for UV susceptibility of airborne vaccinia virusa
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FIG. 3. Log probability plot of vaccinia virus aerosol particle size distribution. Vaccinia virus stocks were suspended in either water or SRF and aerosolized, with or without UVC exposure, at low and high RHs. The dotted vertical lines at 50% and 84% are used to determine the median and the geometric standard deviation.
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Edward et al. and Jensen et al. showed that UVC light effectively inactivated vaccinia virus aerosols and suggested that virus inactivation increased for a given UVC irradiance as exposure times increased (2, 10). However, these studies did not establish a dose-response relationship or evaluate the influence of RH. Harper suggested that vaccinia virus aerosols had decreased survival at 80% RH compared to 50 and 20% RH conditions when monitored in a rotating drum over a period of 23 h and show 1 to 2 log10 reductions in infectious virus concentrations without the use of UVC during this time period (7). In our experiments, a moderate UVC intensity (approximately 3.0 J/m2) produced a dose that resulted in a 1- to 2-log10 reduction of the infectious vaccinia virus concentration (Fig. 1) during a 7.6-s exposure. Thus, the use of UVC reduced the survival time of vaccinia virus by a factor of >10,000 over that observed with natural biological decay. The more rapid biological decay of poxvirus aerosols at high RH may offset somewhat the increased resistance to UVC at high RH. The combined effect of UVC and high RH on potential exposure under real-world conditions needs to be studied.
Microorganisms are thought to follow an exponential decay model of survival (Eq. 1) when exposed to disinfection agents such as UVC, heat, ozonation, or ionizing radiation (13). The sensitivity of the organism is defined by the rate constant Z and is thought to be unique to each microbial species and is independent of UVC irradiance (13). Thus, a Z value determined for a given organism under a given exposure condition may be assumed to apply to any exposure conditions to which that organism is subjected. However, our data for vaccinia virus show that the Z value is dependent on UV irradiance and is also influenced by RH. Our data consistently show that there is a steep slope of log inactivation plotted against the UVC dose at low UVC doses, with a gradual decrease in the slope as the UVC dose increases. The deviation from the simple linear model assuming identical Z values for all aerosolized viral particles, indicated by a
g of >1.0, is most pronounced at high RH for vaccinia virus aerosolized in SRF (
g = 7.23) and is least evident at high RH for vaccinia virus aerosolized in water (
g = 1.65). Other investigators have also noted that microorganisms are not necessarily inactivated by UVC light following uniform first-order kinetics. Riley and Kaufman's study on the inactivation of airborne Serratia marcescens by UVC light showed a nonlinear component (19). They theorized that nonlinearity was due to the presence of two families of organisms with different sensitivities to UVC. Ko et al. noted similar trends in their study of the influence of RH on the UV sensitivity of S. marcescens and Mycobacterium bovis (12). Kowalski et al. also referenced the two-stage survival curve in which a small proportion of the population is resistant to UV (13). However, these investigators do not provide a plausible explanation as to why there are only two populations with differing UV sensitivities. It seems reasonable to inquire why there are only two populations rather than many populations that would exhibit a distribution of sensitivities to UV, as is suggested by our data and analysis.
Since environmental data dealing with aerosols and microorganisms are commonly log-normally distributed, we assumed that the distribution of virus UVC susceptibilities follows a log-normal distribution with a geometric mean Zg and a geometric standard deviation
g and fitted our curves accordingly. UVC susceptibility plots show a superior fit when we assume a log-normal distribution of Z values, compared with a linear fit. The apparent distribution of Z values may be due to either the distribution of actual doses delivered to the viruses or inherent differences in the viruses themselves. The former explanation is reasonable since droplets are likely to have a log-normal size distribution and may not dry to a uniform shape or have a uniform UV absorbance or reflectance. Thus, the distribution of z values will be a result of the actual distribution of the total dose received by the virus.
Optical particle counters or aerodynamic particle counters can characterize aerosols with respect to size and number but do not measure biological activity (i.e., infectivity). Our novel use of the Andersen 2000 allowed us to measure the number and size distribution of the virus aerosol, as well as infectivity. In these experiments, the size distributions of airborne vaccinia virus did not shift when the virus was exposed to UVC, regardless of the RH or suspending medium (Fig. 3). This suggests that differences in virus susceptibility to UVC are not directly a function of particle size in this experimental setting. If UVC were a function of particle size, the median diameter and slope of the line would differ between the on and off conditions. Associations between UV susceptibility and particle size have not been reported for vaccinia virus or other viruses, but studies of bacteria have shown that UVC susceptibility decreases as particle size increases (14).
We also considered that the physical layout of the UVC exposure chamber may have resulted in a distribution of UVC doses to the viruses. However, the chamber was designed to provide uniform doses by eliminating shadow-causing overhangs and using a multilamp fixture which was greater in area than the quartz window of the exposure chamber and mounted well above the window. Furthermore, we do not think that edge effects (regions of low flow near walls and corners) affect the log-normal distribution of virus sensitivity to UVC because these effects are constant and would not vary with the RH and suspending medium. Furthermore, the use of sample pairs consisting of a sample with the UV lights on followed by a sample with the UV lights off controlled for losses associated with the chamber design, sampling method, daily nebulizer output, etc. Thus, any changes in virus survival not attributed to UV would be equivalent in both the on and off samples.
Alternatively, if the particles have uniform properties such that each virus in the aerosol receives the same dose, then the distribution of z values may be a function of the makeup of the individual viruses. This is not unreasonable since at the time of harvest the viruses recovered after sonically disrupting cells are likely in various stages of assembly. Furthermore, the assembly process is not perfect and may lead to morphological heterogeneity of the viruses. These differences, in turn, will likely affect the UV absorbance and reflectivity of the virus itself. These morphological differences may also degrade the general fitness of the virus and increase its susceptibility to the effects of UVC such as the formation of photodimers or the ability to be repaired by host repair mechanisms. This is an area where further study is needed. Neither of the two possible explanations for heterogeneous UVC susceptibility, variation of physical particle characteristics and of viral particle assembly, requires genetic variation within the virus strain used for these experiments. Genetic variation in susceptibility, for example, through differences in repair capability, could explain the apparent heterogeneity of z values. However, the large effect of particle composition and RH on the extent of heterogeneity and the relative genetic uniformity of the WR vaccinia virus strain indicates that the physical properties of the particles or random variations in viral assembly are more likely explanations for heterogeneous Z values.
We find that simple first-order models do not account for the decay of poxvirus infectivity in the presence of UV light and that RH plays an important role in modifying the susceptibility of poxvirus to UVC. This finding is especially important for reducing exposures to smallpox by using UVC in the "real world," where the RH varies as a function of season, temperature, and geographic region. We describe a new model that has a strong biological rationale and gives a good fit to the observed decay curves for vaccinia virus. Models of upper-room UVC air disinfection, such as that described by Brickner et al. (1), are not relevant to our study and are not generally useful because of the many arbitrary assumptions used in these models. We determined the parameters of this model under a range of conditions which showed reduced virus susceptibility at moderate RH levels (40 to 60%) commonly found in climate-controlled indoor settings. Virus susceptibility to UVC will be even greater, and require a correspondingly higher UVC dose, at locations in many parts of the world where the RH is high and RH controls are not available. With these results, designers of air disinfection systems, whether using in-duct or upper-room UVC, will now be able to input our equations into fluid dynamic models to accurately estimate the efficacy of poxvirus inactivation under various RH conditions. Further studies are needed to examine the actual effectiveness of such systems and how well the model parameters provided here serve to predict system performance with respect to the control of exposure to poxviruses used as biothreat agents.
This work was supported by National Institute of Allergy and Infectious Diseases grant R21 A1053522 from the National Institutes of Health.
Published ahead of print on 20 July 2007. ![]()
Present address: University College London, London, United Kingdom. ![]()
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