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Applied and Environmental Microbiology, May 2007, p. 2897-2904, Vol. 73, No. 9
0099-2240/07/$08.00+0 doi:10.1128/AEM.02388-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
Biofilm Cohesiveness Measurement Using a Novel Atomic Force Microscopy Methodology
Francois Ahimou,1*
Michael J. Semmens,2
Paige J. Novak,2 and
Greg Haugstad3
3M Medical Division, Saint Paul, Minnesota 55144,1
Department of Civil Engineering,2
Characterization Facility, University of Minnesota, Minneapolis, Minnesota 554553
Received 10 October 2006/
Accepted 17 February 2007

ABSTRACT
Biofilms can be undesirable, as in those covering medical implants,
and beneficial, such as when they are used for waste treatment.
Because cohesive strength is a primary factor affecting the
balance between growth and detachment, its quantification is
essential in understanding, predicting, and modeling biofilm
development. In this study, we developed a novel atomic force
microscopy (AFM) method for reproducibly measuring, in situ,
the cohesive energy levels of moist 1-day biofilms. The biofilm
was grown from an undefined mixed culture taken from activated
sludge. The volume of biofilm displaced and the corresponding
frictional energy dissipated were determined as a function of
biofilm depth, resulting in the calculation of the cohesive
energy. Our results showed that cohesive energy increased with
biofilm depth, from 0.10 ± 0.07 nJ/µm
3 to 2.05
± 0.62 nJ/µm
3. This observation was reproducible,
with four different biofilms showing the same behavior. Cohesive
energy also increased from 0.10 ± 0.07 nJ/µm
3 to
1.98 ± 0.34 nJ/µm
3 when calcium (10 mM) was added
to the reactor during biofilm cultivation. These results agree
with previous reports on calcium increasing the cohesiveness
of biofilms. This AFM-based technique can be performed with
available off-the-shelf instrumentation. It could therefore
be widely used to examine biofilm cohesion under a variety of
conditions.

INTRODUCTION
It is essential to understand biofilm stability to both encourage
biofilm maintenance in some applications, such as waste treatment,
and effectively remove undesired biofilm in others, as in biofilms
covering medical implants. Biofilm detachment is one of the
critical factors that balance growth and plays a role in the
development of biofilm spatial heterogeneity. While factors
responsible for biofilm growth are well studied (
16,
29,
39,
42,
43), those controlling the detachment process are not clearly
understood (
28,
36,
38). As a consequence, a good understanding
of the relationships between operating conditions and biofilm
cohesion is lacking. The cohesive strength of the biofilm is
influenced by extracellular polymeric substances (EPS) and specific
compounds, such as calcium, which fill the space between microbial
cells and bind cells together (
23,
30). Understanding the cohesive
interactions in the biofilm matrix under a variety of conditions
could lead to the design of new strategies for controlling biofilm
development based on disrupting or protecting the matrix holding
the biofilm together.
Because cohesive strength is a primary factor affecting biofilm sloughing, its quantification is essential in understanding detachment. A few methods based on the use of custom devices have been proposed to investigate biofilm cohesive strength. Poppele and Hozalski (31) measured the tensile strength levels of biofilms from activated sludge by using a micromechanical device based on the deflection of a glass micropipette separating a microbial aggregate held by suction. Körstgens et al. (22) used a uniaxial compression measurement device to determine the yield strength levels and the apparent moduli of elasticity of Pseudomonas aeruginosa biofilms. Ohashi and Harada (27) used rotation and collision devices and found that the shear strength levels of denitrifying biofilms were higher than the tensile strength levels by 2 orders of magnitude. In addition, Ohashi et al. (28), by assuming that a biofilm behaves as an elastic material, found a correlation between the elastic coefficient and tensile strength. Not surprisingly, data reported on biofilm strength measured under different types of deformation using custom devices are different and inherently difficult to compare.
In the past few years, atomic force microscopy (AFM) has been used to image film morphologies and probe surface properties, such as ligand and receptor interactions and viscoelasticity (1, 18). AFM provides three-dimensional images of a surface ultrastructure with molecular or near-molecular resolution under physiological conditions and with minimal sample preparation. Benoit et al. (6) attached a single microbial cell to an AFM cantilever and measured cell-cell interactions at a molecular level. Emerson and Camesano (14) investigated pathogenic microbial adhesion to biomaterials by measuring the local interaction forces between an immobilized cell and both biomaterial and biofilm surfaces. Cell surface hydrophobicity and charge have also been investigated using chemically functionalized AFM probes (2, 41). All of these studies and measurements provide important information on single-cell properties; nevertheless, they do not provide information on the properties of whole biofilms.
Because of the difficulties associated with working with biofilms, particularly their softness and gelatinous nature, most biofilms imaged by AFM have been dried first (8, 25, 35). Drying is expected to significantly change the strength and overall character of a biofilm; therefore, measurements made on dry biofilm must be interpreted and applied carefully. A few AFM studies have investigated biofilm properties, such as interaction and attachment to surfaces under aqueous conditions (5, 21). Yet, there is a real need to expand this work to study additional properties of whole biofilms under aqueous conditions.
AFM also has been extensively employed to image and gauge the frictional properties of organic and polymeric surfaces (3, 7, 33). The frictional response is well known to have a large contribution from the viscous character of the material being imaged (17, 19). Some investigators have examined response functions by characterizing friction and/or wear under repeated scanning with variable loads (13, 33), providing information on the viscoelastic and viscoplastic properties of a material.
To our knowledge, concomitant friction and wear processes on biofilms, important for understanding shear-induced detachment, have not been investigated. In this paper, we develop an AFM method for reproducibly measuring, in situ, frictional-energy dissipation on moist biofilms during abrasion via a raster-scanned tip under an elevated load. Also, we quantify the volume of detached biofilm via before/after topographic image comparisons. We use this methodology to reproducibly determine the cohesion, or cohesive energy level, of a volume of moist biofilm (nJ/µm3). Besides reproducibility and simplicity, this method also has the nanoscale level capability of being able to measure in situ cell/EPS and EPS/EPS interactions within a well-defined volume of biofilm.

MATERIALS AND METHODS
Membrane-aerated biofilm reactor.
A sample of activated sludge from the Metropolitan Wastewater
Treatment Plant (Saint Paul, MN) containing a diverse community
of bacteria was collected from the aeration tanks (
34). A 200-ml
aliquot of cryopreserved (20% [vol/vol] glycerol), activated
sludge was used to inoculate a 10-liter completely mixed reactor
filled with a feed solution that contained 1.87 g/liter sodium
acetate, 0.52 g/liter ammonium chloride, 0.025 g/liter yeast
extract, and 0.025 g/liter Casamino Acids dissolved in dechlorinated
tap water with or without additional added calcium (10 mM CaCl
2).
The reactor was fed at a flow rate of 5 ml/min (Master Flex
L/S model 77200-50; Cole-Parmer, IL), which provided a mean
hydraulic detention time of 33 h. Bulk reactor conditions were
monitored daily and maintained at 147 ± 37 mg/liter chemical
oxygen demand and 28 ± 8 mg/liter ammonia nitrogen. Chemical
oxygen demand concentrations were determined colorimetrically
using dichromate (HACH, CO), and ammonia nitrogen concentrations
were quantified using an ammonia-specific electrode (HACH, CO).
The reactor was precultured for 24 h, and multiple membrane test modules were submerged in the reactor at the same time to support the growth of young, 1-day biofilms. Membrane test modules were made from microporous polyolefin flat sheet membrane that had been treated by cross-linking it with a fluorocarbon polyurethane coating (0.1-µm mean pore diameter and 34% porosity; 3M Corporation). A 5- by 5-cm sample of the membrane was inserted into two stainless steel tubes that served as the gas supply and exhaust manifolds, as illustrated (Fig. 1A). The membrane was supported on a porous support that allowed air to flow through the gas-permeable membrane. An airflow rate of
50 ml/min was maintained through individual membrane specimens during each experiment.
Biofilm preparation and imaging.
Membrane test modules were removed from the bioreactor after
1 day of growth. A wet piece (

1 by 1 cm) of the membrane and
attached biofilm was cut and placed into a chamber containing
a saturated NaCl solution/excess salt at room temperature. This
provides an environment with a constant humidity level (

90%).
The membrane pieces were allowed to equilibrate for 1 hour.
After equilibration, these biofilm-coated membrane samples were
mounted on the AFM apparatus for scanning. The AFM contained
a chamber (PicoSPM; Molecular Imaging), which was controlled
at 90% humidity. The humidity chamber, a standard part of the
AFM, was connected to a humidity controller (model 514; ETS
Electro-Tech, Inc.) that regulates an ultrasonic humidifier
(Holmes) by bringing water vapor or dried air. This preparation
method was designed to maintain a consistent biofilm-water content.
All AFM experiments were performed with a PicoSPM (Molecular Imaging) scanning probe microscope with an M scanner (lateral range = 30 µm; vertical range = 7 µm) in conjunction with a Nanoscope III controller and Nanoscope system software (Digital Instruments). The design of the PicoSPM isolates the sample stage from the piezoelectric scanner and associated electronics, thus allowing for temperature, humidity, and atmosphere control in an O-ring-sealed sample chamber. Images of topography (height in nanometers) and friction force (raw units of volts as output from the split photodiode) were collected as the tip was scanned across the sample surface under feedback-maintained constant vertical deflection of the cantilever (in nanometers, converted to applied loads via multiplication by the manufacturer-specified cantilever spring constant of 0.58 N/m). V-shaped microfabricated (100-µm) cantilevers with pyramidal, oxide-sharpened Si3N4 tips, supplied by Digital Instruments (model NPS), were used for imaging. The scan velocity, equal to 2 x scan length x scan frequency, was in the range of 50 to 100 µm/s.
Measuring cohesive energy by scan-induced abrasion. (i) Volume of displaced biofilm.
To determine the volume of biofilm displaced by AFM scanning, we first collected nonperturbative topographic images of a 5- by 5-µm biofilm region at a low applied load (
0 nN) as shown in Fig. 1B. We then zoomed into a 2.5- by 2.5-µm subregion and abraded the biofilm under repeated raster scanning at an elevated load (40 nN). This abrasive scanning was repeated for four raster scans; then, the applied load was reduced to
0 nN and a nonperturbative 5- by 5-µm image of the abraded region was again collected, as illustrated in Fig. 1C. Consecutive, nonperturbative 5- by 5-µm height images, each following four raster abrasions, were subtracted to obtain the topographic changes that had occurred during the four scans at high loads (Fig. 1D [i.e., the Fig. 1C region minus the Fig. 1B region]). The entire process was repeated five times within a given biofilm region for a total of 20 abrasive raster scans. The average depth of abrasion was measured from each difference image by using Nanoscope system software (Digital Instruments) and multiplied by the raster scan area to obtain the volume of material displaced. This process was repeated with four different, separately grown biofilms to assess reproducibility.
(ii) Raw friction force acquisition and data reduction.
The friction force in raw units of volts was determined from (one-half of) the difference between retrace (right-to-left) and trace (left-to-right) 512- by 512-pixel lateral force images (Fig. 2A and B). An example of the resulting friction difference image is shown in Fig. 2C. Topographic (slope-derived) contributions to the overall lateral force are independent of scanning direction and are thus removed by the subtraction process, along with a variable optical background (19). Hysteresis in the scanning position also was removed by invoking a 1- to 2-pixel shift between retrace and trace images (custom software), yielding a more precise removal of topographic contributions and minimal "double image" effects. The friction force was quantified from histograms of friction difference images, i.e., the number of image pixels within incremental friction-force intervals. Images were collected with the offset and planefit functions disabled, thereby retaining the "zero" value for lateral force and thus the offset of the frictional peak on the friction force axis. All friction peaks were fit with a Gaussian distribution to determine the mean values and error bars (standard deviations of the distributions), as shown in Fig. 2D.
(iii) Friction force calibration.
Cut silicon wafers were used as a calibration standard by invoking
published values of AFM friction coefficients for a SiO
x tip
on SiO
x as described below. The silicon wafers were cleaned
for 10 min in acetone, rinsed with deionized water, and dried
by adding a few drops of ethanol to remove excess water. Measurements
made during multiple experiments and with multiple cantilevers
were performed under identical conditions before and after each
biofilm abrasion experiment to ensure that the AFM probe state
was unchanged as a result of scanning at a high load (minimal
blunting or contamination). A stepped increase in applied load
between 25 nN and 200 nN was employed per image on a
2.5- by 2.5-µm region of silicon (Fig.
3). In each case,
the plot of raw friction force in volts versus the applied load
in nN was well reproduced by a linear fit, consistent with Amontons's
Law (generalized to include additive adhesive load) (
15), with
the slope

determined in units of V/nN. This slope is equal to the "to-be-determined" apparatus
coefficient

(V/nN, specific to each tip/cantilever and laser/photodiode
setup) times the actual dimensionless friction coefficient obtained
by

(0.19 ± 0.1, averaged from data obtained by Buenviaje et al. [
10] and Putman et al.
[
32]), where
Ff is the friction force and
Fn is the total normal
force due to applied and additive adhesive loads. Thus, all
raw friction force values (in volts) measured during biofilm
abrasion within a given experimental setup were divided by the
value for

to convert them to calibrated friction force levels in units of nN.

RESULTS
Topographic and friction force images of nonabraded biofilm
are shown in Fig.
4. A low-magnification topographic image of
a biofilm region shows different cell shapes with a random distribution
in the biofilm matrix (Fig.
4A). The region between the microbial
cells was imaged by increasing the magnification (Fig.
4B).
The heterogeneous structure of biofilms is revealed by the friction
force image presented in Fig.
4C, where different shades represent
materials exerting different friction forces.
Topographic images exhibiting a 2.5- by 2.5-µm abraded
biofilm region are presented in Fig.
5A. These images show that
the depth of abrasion increased with raster scan number. The
cumulative volume of biofilm displaced plotted against the scan
number is presented in Fig.
5B. The mean volume of biofilm material
displaced per scan was 0.11 ± 0.07 µm
3. Friction
force calibration runs on silicon before and after biofilm abrasion
showed no significant differences (Fig.
3), indicating a stable
tip state through the course of abrasive scanning.
The total frictional-energy dissipation (
WT) during a succession
of
z raster scans is given by the following equation, where
d is the length of each scan line (times 2 for over and back),
n is the number of scan lines per raster, and
Ff (nN) is the
calibrated friction force.
To obtain the cohesive energy value (
coh), we must account for
the portion of frictional-energy dissipation that does not contribute
to biofilm displacement, being instead lost as heat (
Wh). To
determine a value for
Wh, we scanned the biofilm surface at
increasing applied loads, ranging from 0 to 40 nN (Table
1).
In all cases, we observed no biofilm displacement after one
raster scan (data not shown). Displacement occurred only at
40 nN within the second raster scan. We assume that some frictional-energy
dissipation is always present in the form of "lost" energy (
Wh),
even for later scans where displacement also occurs. Thus, we
estimate the frictional-energy dissipation that produces biofilm
displacement during each raster scan by subtracting the value
measured during the first scan, which was assumed to represent
only "lost" energy (
Wh). Following this subtraction, the total
frictional-energy dissipation was summed from each set of four
consecutive raster scans and normalized by the volume of material
displaced to obtain the value for biofilm cohesive energy per
unit volume. This value is given by the following equation,
where
V is the volume of biofilm displaced per four-raster abrasion.
Table
2 summarizes our results, providing
values for the volume of biofilm material displaced, the friction
force, the energy dissipated contributing to decohesion, and
the corresponding cohesive energy as a function of scan number
for four independent biofilms. The cohesive energy levels of
biofilms grown with and without calcium addition (10 mM) are
given in Fig.
6A, along with the average differences between
the two values, plotted as functions of scan number (Fig.
6B).
The cohesive energy level of the biofilm was 0.10 ± 0.07
nJ/µm
3 during the abrasion process until a depth of 0.33
µm was reached. As the biofilm was abraded beyond this
depth, the biofilm cohesive energy level increased to 2.05 ±
0.62 nJ/µm
3. The reasons for this reproducible increase
in cohesive energy with depth are not clear. In the presence
of calcium, the biofilm cohesive energy level was relatively
constant and

18 times higher than that for the biofilm grown
without calcium addition for the first 16 scans. Our results
show a relatively constant and higher effect of calcium absorption
on the cohesive energy of the EPS matrix and a lower effect
of calcium absorption near the microbial cell surface (Fig.
6B). This could indicate that outer EPS layers are more loosely
associated with one another, providing more opportunity for
calcium absorption and cross-linking in these layers, whereas
deeper EPS layers are more tightly associated with cells and
therefore contain less calcium, even if present in the feed.
More research is needed to understand this phenomenon.
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TABLE 1. Frictional energy dissipation, measured in the absence of biofilm displacement, as a function of applied loads
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DISCUSSION
Because of difficulties associated with the soft and gelatinous
nature of biofilm, most of the methods used to ascertain biofilm
strength and cohesion properties are based on the rheological
and viscoelastic properties of a biofilm. Data reported in the
literature are summarized in Table
3. A variety of physical
parameters have been used by others to approach the cohesive
character of biofilms. Among them, the apparent elastic and
shear moduli, the tensile and yield strengths, and the adhesive
strength have been mostly reported. Another level of difficulty
associated with the comparison of these results is the variety
in the types and the ages of biofilms investigated. The variety
of deformations imposed on the biofilms by use of custom devices
could also explain the broad range of data reported. Moreover,
some data are descriptive of biofilm cohesion (EPS- and cell-cell
interactions) and others of biofilm adhesion (biofilm and substratum
interactions), and the rest quantify a modulus that by definition
describes an elastic (reversible) response rather than a yield
(irreversible) response; therefore, they are not truly assessing
cohesive or adhesive strength. Here, we developed a relatively
simple method using commercially available and widely accessible
instrumentation (AFM) for reproducibly measuring the cohesion,
or level of cohesive energy per unit volume of biofilm, in situ.
The method described herein is designed to determine the cohesive
energy of biofilm over a defined volume of material. Existing
techniques truly assessing cohesive or adhesive strength probe
interfacial yield in which only a threshold force is measured
over an apparent interfacial area. One problem with this is
that the true interfacial area is unknown (i.e., one does not
know the interfacial shape and morphology at the nanoscale level).
In addition, because the force-versus-displacement relationship
is not integrated, the imparted strain energy up to and through
yield is not tallied. Our method incorporates all of the energy
used to displace the biofilm in the cohesive energy calculation.
Another advantage to our method is that many researchers have
access to AFM, allowing this method to be easily replicated
by others. Furthermore, because simple yet reproducible biofilm
preparation steps are performed to control humidity levels in
the biofilm, others should be able to follow these procedures
as well. Indeed, experiments replicated with four individually
grown biofilms gave cohesive energy values of 0.10 ±
0.07 nJ/µm
3 until a depth of 0.33 µm and 2.05 ±
0.62 nJ/µm
3 beyond this depth. When calcium was added
to the bioreactor, the biofilm cohesive energy value increased
from 0.10 ± 0.07 nJ/µm
3 to an average of 1.98 ±
0.34 nJ/µm
3. This is not surprising, since previous reports
showed that calcium plays a role in the cohesiveness of microbial
aggregates and biofilms (
12,
20). It is known that microbial
cells in biofilms produce EPS mostly composed of polysaccharides,
proteins, and nucleic acids, which forms a protective gel-like
matrix around cells (
9,
26,
44). The EPS interactions with surrounding
material and the substrata involve salt bridges between cations
within the matrix and the anionic functional groups of the exopolymers
(e.g., the carboxyl, phosphate, sulfate, glycerate, pyruvate,
and succinate groups). In particular, the affinities of anionic
ligands for multivalent ions, such as Ca
2+, Cu
2+, Mg
2+, and
Fe
3+, can be very strong (
4,
24). The consistency of our results
with the literature demonstrates the utility of this AFM-based
technique. In addition, the ability to use this method with
intact biofilm, rather than biofilm that has been removed from
the substratum upon which it was grown, allows the determination
of cohesion on an unperturbed sample, which is critical for
improving our understanding of in situ biofilm cohesion and
detachment.
Future work using this reproducible and relatively simple method will help develop a better understanding of how to control biofilm thickness and sloughing. This method could also be used to investigate biofilms subjected to treatment with different biocides in order to determine how best to remove them. Such research will improve our understanding of biofilm cohesion and help to design new strategies for controlling biofilm development.

ACKNOWLEDGMENTS
This work was supported by the National Science Foundation under
the GOALI Program (BES-0331953).
We also thank 3M Corporate (Saint Paul, MN) for providing materials and services.

FOOTNOTES
* Corresponding author. Mailing address: 3M Medical Division, 3M Center, Building 270-03-N-02, Saint Paul, MN 55144. Phone: (651) 737-3436. Fax: (651) 737-2660. E-mail:
fahimou{at}mmm.com 
Published ahead of print on 2 March 2007. 

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Applied and Environmental Microbiology, May 2007, p. 2897-2904, Vol. 73, No. 9
0099-2240/07/$08.00+0 doi:10.1128/AEM.02388-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
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