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Applied and Environmental Microbiology, August 2008, p. 5047-5052, Vol. 74, No. 16
0099-2240/08/$08.00+0 doi:10.1128/AEM.00487-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

GOJO Industries, Inc., Akron, Ohio 44311,1 Centre for Research on Environmental Microbiology, Faculty of Medicine, University of Ottawa, Ottawa, Ontario, Canada,2 Department of Food Science, North Carolina State University, Raleigh, North Carolina3
Received 28 February 2008/ Accepted 19 June 2008
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3.16 log10 and
4.32 log10, respectively, by the fingerpad assay within 15 s; and PV-1 was reduced by 2.98 log10 in 30 s by the same method. Based on these results, we conclude that this new ethanol-based hand sanitizer is a promising option for reducing the transmission of enteric viruses, including norovirus, by food handlers and care providers. |
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While improving compliance with hand hygiene in the food service and food processing industries remains a challenge, the presence of nonenveloped viruses, which are more difficult to inactivate by commonly used hand sanitizers, adds another layer of concern. Statistics from the Foodborne-Disease Outbreak Surveillance System (1998 to 2002) indicate that viral pathogens (predominantly norovirus) accounted for 33% of outbreaks and 41% of cases of infection with known etiology (27). The annual number of food-related infections in the United States is estimated at 76 million, with viruses accounting for 79% and human norovirus (HNV) alone accounting for 59% of such cases (30). The 2005 Food Code, which regulates hand hygiene in the food service sector, prescribes hand washing as the primary means for hand decontamination, with the use of ABHS only as an adjunct to hand washing (37). It is well documented that ethanol alone can rapidly inactivate vegetative bacteria, fungi, and enveloped viruses, but its activity against nonenveloped viruses varies more widely (10). There remains a need for hand sanitizers with demonstrated activity against a broad spectrum of nonenveloped viruses, including HNV.
Because routine culture and infectivity assays of HNV are not possible, HNV surrogates are routinely used to evaluate the virucidal activity of disinfectants and antiseptics (6, 13). Feline calicivirus (FCV), one such surrogate, survives well in the environment and is relatively resistant to chemical challenges (13, 14, 16, 28). However, since FCV is primarily a respiratory pathogen and appears to be less acid tolerant than HNV, its relevance as a surrogate for HNV has been questioned by some investigators (11). The recent in vitro cultivation of murine norovirus type 1 (MNV-1) provides an alternative and perhaps a more suitable surrogate than FCV (11, 40, 41).
This study presents findings of the in vitro and in vivo activities of a new synergistically formulated ABHS against several nonenveloped viruses, including surrogates for HNV.
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Bacteriophage MS2 suspension assays.
MS2 was used as the surrogate for nonenveloped mammalian viruses to screen for compounds with virucidal activity. A 0.1-ml aliquot of MS2 (ATCC 15597-B1) suspension was added to 9.9 ml of the test substance. After a 60-s contact time at room temperature with mixing, a 0.1-ml volume was removed and neutralized by dilution in 9.9 ml of Dey-Engley neutralizing broth. Further 10-fold serial dilutions were prepared in Dey-Engley broth. The viable phage remaining were quantified by infecting Escherichia coli (ATCC 15597) by using the soft agar technique (20).
Viruses, cell lines, and viral propagation.
The mammalian viruses used and their respective host cell lines are listed in Table 1. Human adenovirus type 5 (ADV-5; ATCC VR-1516) was grown in 293 cells (ATCC CRL-1573) and enumerated by plaque assay in Vero cells (ATCC CCL-81) because 293 cells yielded higher titers of the virus and Vero cell monolayers proved more stable for the 7 to 8 days of incubation required for the plaque assay. All other viruses were grown and plaque assayed using the appropriate cell line as indicated in Table 1. The procedures for growing cell monolayers and for preparing virus pools have been described previously (6, 32).
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TABLE 1. Mammalian viruses and corresponding cell lines used in this study
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Infectivity assays for fingerpad experiments were done by plaque assay using a slightly different method from that described above. Host cell monolayers were prepared in 12-well cell culture plates (Corning, Ithaca, NY). Each well received 2 ml of cell suspension in growth medium and was incubated at 37°C with 5% CO2 until cells were confluent. Samples for assay were serially diluted in Earle's balanced salt solution (EBSS; Invitrogen, Burlington, ON, Canada). Cell monolayers were infected with 100 µl of each serial dilution and incubated at 37°C in 5% CO2 for 90 min with gentle rocking every 30 min. Two milliliters of warm (45°C) sterile agar overlay was placed in each well, and the plates were incubated at 37°C in 5% CO2 until plaque formation. Thereafter, monolayers were fixed in 2 ml of 3.7% formaldehyde (Anachemia; Lachine, QC, Canada) in normal saline for at least 4 h. Formaldehyde was discarded, and agar plugs were removed by holding the plates under running warm tap water. The fixed cells were then stained with 0.1% (wt/vol) aqueous crystal violet solution for 20 min (6). Plaques were then counted, and their numbers were recorded.
Each plaque assay plate included at least two wells which served as negative controls to make sure that the cell monolayers were not contaminated. One well was used as a positive control to ensure the presence of infectious virus and its ability to infect the host cells used in the assay. An assay was regarded as valid only if the negative controls remained intact and there was detectable degeneration of the cells in the positive control (33).
Suspension assays.
Suspension tests for virucidal activity were performed using a modification of ASTM standard E-1052 (3). A 4.5-ml sample of the test substance was dispensed into a sterile 15-ml conical tube and mixed with 0.5 ml of the virus suspension. The mixture was vortexed for 10 s and held for the remainder of the 30-s exposure time. Immediately following the exposure period, a 0.1-ml aliquot was removed from the tube, neutralized by 10-fold serial dilution into minimum essential medium containing 10% fetal bovine serum and titrated for the presence of viable virus by infectivity assay. For MNV-1, infectivity was determined by plaque assay. In instances where residual cytotoxicity was noted after exposure to a test substance, the sample was removed in accordance with the column chromatography method recommended by ASTM standard E-1482, prior to plaque assay (4). For all other viruses, infectivity was determined by virus-induced cytopathic effect, and log10 reductions were calculated by subtracting the TCID50 of the test treatment from the TCID50 of the virus control (21, 26). Consistent with recommendations of ASTM standard E-1052 (3), virus controls, neutralization controls, and cytotoxicity controls were also performed.
Fingerpad method.
The fingerpad assay used in this study was based on ASTM standard E-1838-02, which has been described in detail previously (2, 32, 33). Prior to the initiation of the study, we obtained formal approval from the Ottawa Hospital Research Ethics Board. Briefly, each potential adult panelist was screened, using a set of inclusion/exclusion criteria, briefed on the objective and procedures for the study, and requested to review and sign an informed consent form. Just before their fingerpads were contaminated, the panelist thoroughly washed and dried his/her hands, using a nonmedicated liquid soap to remove any dirt and oil from the skin. To reduce any transient microorganisms on the panelist's hands, about 3.0 ml of 75% (vol/vol) ethanol was then dispensed onto the panelist's cupped palms, and he/she rubbed the alcohol over the entire surface of both hands until the liquid had evaporated completely.
Each virus to be tested was suspended in a soil load to simulate the presence of body secretions or excretions. The two types of soil loads, as permitted by ASTM standard E-1838-02 (2), were 5% bovine serum (final concentration) and a mixture of three components (tryptone, bovine serum albumin, and bovine mucin), with a total protein content roughly equal to that in 5% bovine serum (33).
To determine the number of PFU of the test virus placed onto each fingerpad, we placed 10 µl of the inoculum on each of the panelist's thumb pads and immediately eluted the pads ("time-zero control") as described below; the thumb pads were immediately decontaminated by pressing them for 2 to 3 min against a paper towel soaked in either 75% ethanol (for AD and HRV) or a 1:10 dilution of domestic bleach (for MNV-1, poliovirus [PV], and hepatitis A virus [HAV]). Each fingerpad was then contaminated with 10 µl of the test virus suspension, and the inocula were allowed to become visibly dry under ambient conditions, which required 20 to 25 min. To assess the loss in virus infectivity due to drying, one randomly selected fingerpad was eluted immediately upon drying, and another was eluted at the end of the experiment; the average level of infectious virus on these two fingerpads constituted the "baseline control."
The dried inocula on at least two randomly selected fingerpads (one on each hand) were then each exposed simultaneously to 1 ml of the test formulation contained in a 2-ml cryovial (Sarstedt Inc., Montreal, QC, Canada) for the desired contact time. The material remaining on each treated fingerpad was eluted with 1 ml of EBSS containing 0.1% (vol/vol) Tween-80 (BioShop, Burlington, ON, Canada). The degree of virus inactivation was determined by subjecting the eluates, from the control and the treated digits, to a plaque assay. Additional controls were included to determine (i) the level of infectious virus in the suspensions for the contamination of hands, (ii) any interference to virus infectivity that subcytotoxic levels of the test formulations might cause, and (iii) the absence of extraneous viral or bacterial contamination in the host cells (33). These controls ensured that a decreased (or lack of) recovery of virus after exposure to the test substance was due to inactivation by the test formulation.
Statistical considerations.
For comparing the log10 reductions of a minimum of six replicates for various test articles against MS2, a one-way analysis of variance (ANOVA) with a Bonferroni post hoc analysis for multiple comparisons was performed at an alpha level of 0.05. Statistical comparisons of VF447 and the 75% ethanol control activities against MNV-1 were evaluated with Student's t test (
= 0.05). Statistical analyses were conducted with GraphPad InStat version 3.06 (GraphPad Software, Inc., San Diego, CA).
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Table 2 shows that MS2 is highly resistant to ethanol, which exhibited minimal activity in concentrations of up to 78%. In contrast, viable MS2 became undetectable after a 60-s exposure to 100 ppm of sodium hypochlorite (
5.85 log10 reduction). Various compounds with known antimicrobial activity (including the topical antimicrobials chlorhexidine gluconate and benzethonium chloride and the transition metals copper and silver) produced small but measurable increases in the activity of ethanol. A large number of additional compounds did not improve the activity of ethanol against MS2 (data not shown). Interestingly, the addition of either citric acid or the cationic polymer PQ-37 each increased the activity of 78% ethanol against MS2 (Fig. 1). Statistical analysis using one-way ANOVA revealed that the increase in activity against MS2 resulting from the addition of PQ-37 to ethanol was significant (P < 0.001), whereas the increase from the addition of citric acid to ethanol was not statistically significant. Surprisingly, the combination of ethanol, PQ-37, and citric acid was synergistic against MS2, resulting in a reduction (4.36 log10) that was significantly higher than that of ethanol in combination with either citric acid (0.60 log10) or with PQ-37 (1.06 log10) alone (P < 0.001). Similar results were observed at lower ethanol concentrations, although the overall log10 reductions were lower (data not shown).
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TABLE 2. In vitro inactivation of MS2 after 60-s exposure to various alcohol mixtures
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FIG. 1. Virucidal activity of various alcoholic mixtures as measured by a suspension test against MS2, with a 60-s exposure at room temperature. When they were included, citric acid was at 0.25% (wt/wt), and PQ-37 was at 0.4% (wt/wt). The bar heights indicate the mean values from a minimum of six replicates, and the error bars indicate standard errors of the means. indicates significantly greater activity than 78% ethanol (EtOH) by one way ANOVA (P < 0.001). indicates significantly greater activity than all other alcoholic mixtures (P < 0.001).
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TABLE 3. In vitro inactivation of MS2 after 60-s exposure to products with different active ingredients
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4.7 log10 reduction) and MNV-1 (
3.68 log10 reduction). In each case, no infectious virus was detectable after a 30-s exposure to VF447, whereas the benchmark product produced only marginal reductions of the HNV surrogates (approximately 1 log10) after the same exposure time. |
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TABLE 4. In vitro comparison of benchmark sanitizer activity compared to that of VF447
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TABLE 5. In vivo efficacy of 75% ethanol against murine norovirus compared to that of VF447
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3.12 log10 and
3.84 log10 for ADV-5 and HRV, respectively. The test product was slightly less effective against PV (2.98 log10 reduction) and demonstrated lower activity against HAV (1.32 log10 reduction) after a 30-s exposure. |
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TABLE 6. In vivo efficacy of VF447 against five nonenveloped mammalian viruses
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3.16 log10 and
4.32 log10 for ADV-5 and HRV, respectively. |
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The test product, VF447, was formulated with ethanol, which is recognized by the U.S. Food and Drug Administration as a safe and efficacious active ingredient for health care antiseptic drug products (15). An activity level of 70% was chosen since this is the maximum level of compliance with international food code regulations. PQ-37 and citric acid were included in VF447 because the combination of these two ingredients with ethanol was found to be synergistic, providing the greatest overall enhancement of virucidal action (Fig. 1). Additional experiments demonstrated that PQ-37 could be substituted with alternative polyquaterniums to produce similar results (Snyder et al., U.S. patent application 11/499,227.). Polyquaterniums are typically poor microbicides, and in fact, PQ-37 was found to have little microbicidal activity by itself. While the mechanism by which organic acid and polyquaterniums potentiate the activity of ethanol remains poorly understood, preliminary studies suggest that charge density plays a role (D. R. Macinga and J. W. Arbogast, unpublished data).
The sensitivity of FCV to low pH has been recently reported (11), and the acid-labile nature of rhinoviruses is also well known (18, 24, 36). Our findings show that the potentiation of the virucidal activity of ethanol by the addition of organic acids is virus specific. For example, when comparing similar formulations, we typically observed greater activity against HAV when acid was absent (D. R. Macinga and J. W. Arbogast, unpublished data). Overall, it appears that the addition of PQ-37 and citric acid uniquely maximizes the activity against mammalian nonenveloped viruses while still meeting the critical skin care performance and aesthetic requirements accepted in actual use.
The enteric viruses and their surrogates selected for this study represent the majority of food-borne viral pathogens. As stated previously, HNV is the most epidemiologically important virus in food settings, followed closely by HAV (17). Rotaviruses have also been occasionally incriminated in food-borne outbreaks (1). The PV used here is prototypical of human enteroviruses and is often used in assessing antiseptics and disinfectants for their activities against viruses (e.g., European virucidal test norm, EN 14476 [14a]). While ADV-40 and -41 are incriminated in cases of gastroenteritis, they remain relatively difficult to work with in the laboratory. In view of this, ADV-2 and ADV-5 were used as surrogates for them in this study. It should be noted that the transmission of these enteric viruses is not limited to food settings. For example, HNV has plagued the cruise line industry for years, and its growing importance in long-term-care facilities has been documented recently (12, 39).
To our knowledge, this is the first published study that uses MNV-1 as a surrogate for HNV for the fingerpad method. The literature suggests that MNV-1 provides a more relevant surrogate because it belongs to the same genus as that of HNV and is also transmitted by the fecal-oral route in its natural host (22, 41). Nevertheless, because of the high relevance of HNV and the inability to assay the virus by standard means, both FCV and MNV-1 were used as surrogates for HNV in this study. The two surrogates were found to exhibit similar sensitivities to the products tested (Table 4). Whereas the benchmark sanitizer reduced each surrogate by approximately 1 log10 in 30 s, VF447 reduced both surrogates to a level below the detection limit in 30 s. These results confirm previous studies demonstrating the ethanol resistance of FCV and the suitability of MNV as an HNV surrogate when ethanol-based products are evaluated. Furthermore, the results demonstrate that antiviral activity is not dictated entirely by ethanol level and illustrates the benefits of the VF447 formulation.
Methodology challenges, limitations, and choices with hand hygiene product efficacy testing are typically a source of debate and discussion. The 15- and 30-s contact times evaluated in this study are highly relevant, as ABHS typically take about 15 to 30 s to dry, depending primarily on the amount applied to the hands. In previous studies that evaluated ABHS by the fingerpad method, contact times ranged from 20 to 60 s (23, 32). It can be argued that a 60-s contact time is not relevant to the end user; however, a 60-s contact time may have some scientific value (e.g., when comparing soil types and load effects). In addition to more testing at 15 s or less, future studies using actual HNV and intervention epidemiology studies to assess real-world infection rate outcomes would be highly valuable.
In this study, the initial screening with bacteriophage MS2 proved to be a useful tool for predicting the virucidal activity of test formulations against mammalian nonenveloped viruses. The relevance of in vitro suspension assays can be argued and should not be the sole means for evaluating the efficacy of hand hygiene products. They are, however, a critical tool in screening and ranking test articles because they afford major cost and time savings compared to that of in vivo testing. The fingerpad protocol is currently the best method to predict the real-world efficacy of hand hygiene products against viruses and has been shown to be comparable with whole-hand methods (35). In this set of experiments, the virucidal activity observed for VF447 in the suspension assays was a reliable predictor of in vivo activity measured by fingerpad experiments (e.g., the high activity of VF447 against the HNV surrogates by both methods). In conclusion, the use of MS2 for quick screening of technologies, in vitro suspension assays for comparing multiple products at multiple time points, and the fingerpad method for final confirmation were approaches that were both efficient and effective.
The results of this study demonstrate that VF447 is a promising adjunct to hand washing for use in multiple settings, including the food service and food processing industries. Previous work has demonstrated that the combination of hand washing and hand sanitizing produces greater reductions in bacterial levels than either practice alone (31). Future studies to understand the benefits of a washing/sanitizing regimen using VF447 or comparable formulations would be highly desirable. VF447 may also be appropriate for reducing the risk of viral infections in areas with light soiling, such as the intermediate spaces of restaurants (e.g., around cash registers, order pick-up areas, drive-through windows, or sinks receiving minimal or restricted use). Beyond its use by the food industry, VF447 could be a good infection control tool for the cruise line and the hospitality industries, where norovirus outbreaks often occur and patrons do not always have ready access to sinks nor the discipline to perform hand washing.
Published ahead of print on 27 June 2008. ![]()
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